DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I• E• F••• M••••••••• ••••••••• P•••••• L••••••

Asset manager (funds and pooled vehicles)S••••••••, CRD 281555SEC 801-114176websiteIAPD
Latest filing Jul 2, 2026
First filing on the tape Sep 24, 2018 · 25 filings
SEC status approved since Feb 11, 2019
RAUM
$21B
reported, Item 5.F
Discretionary
20%
of RAUM
Private clients
0.8%
$164M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$21B as of Jul 2, 2026
Mar 30, 2020$3.0B then
HNW client RAUM$164M as of Jul 2, 2026
Mar 30, 2020$264M then
State-registered IARs (5.B.3)0 as of Jul 2, 2026
Mar 30, 20200 then
Employees (5.A)54 as of Jul 2, 2026
Mar 30, 202033 then
Private funds27 as of Jul 2, 2026
Mar 30, 20209 then
RAUM +38% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$14.9MderivedHNW RAUM over HNW clients
Average account
$205MderivedRAUM over accounts (5.F.2.f)
Discretionary
20%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+38%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$21B98%
  • Other investment advisers$335M1.6%
  • High-net-worth individuals$164M0.8%
Individual clients
n/areported
HNW clients
11reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
103reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      30 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••••• H••••• P•• L••Private Equity Fund$769M7Mar 24, 2021
      B•• I••••••••• 1• P•• L••Private Equity Fund$632M7Mar 31, 2023
      B•••• T••• S•••••• V••Private Equity Fund$544M8Mar 28, 2022
      J•••• R• I••••••••• 2• P•• L••Private Equity Fund$312M1Mar 30, 2020
      P• E•••••••• P•• L••Private Equity Fund$265M13Mar 28, 2022
      J•••• R• I••••••••• 5• P•• L••Real Estate Fund$93.4M1Mar 31, 2023
      P• I••• I••••• P•• L••Private Equity Fund$80.4M5Mar 21, 2024
      P• L•• P•• L••Private Equity Fund$76.4M3Mar 31, 2023
      C•••••• R••••••••• P•• L••Real Estate Fund$58.5M1Mar 31, 2023
      I••••• L•••••••• A• P•• L••Real Estate Fund$56.3M1Mar 28, 2022
      A••• I••••••••• M••••• H••••••• P•• L••Real Estate Fund$48.9M1Mar 30, 2020
      R• S•••••• G•••••Hedge Fund$40.8M37Mar 28, 2022
      J•••• R• I••••••••• P•• L••no longer reportedPrivate Equity Fund$31.9M1Mar 30, 2020
      S•••• 2• F•••no longer reportedHedge Fund$29.6M15Apr 6, 2017
      J•••• R• I••••••••• 3• P•• L••no longer reportedReal Estate Fund$22.9M1Mar 30, 2020
      Y•••••• 3• P•• L••no longer reportedReal Estate Fund$22.9M1Mar 30, 2020
      G•• J•••• E••••• L••• S•••• F•••no longer reportedHedge Fund$21.5M2Mar 28, 2022
      C•••••• R••••••••• P•• L••no longer reportedReal Estate Fund$18.0M1Mar 24, 2021
      K•••• R• I••••••••• P•• L••no longer reportedReal Estate Fund$16.1M1Mar 30, 2020
      G•• J•••• E••••• L••• S•••• M••••• F•••Hedge Fund$14.7M2Mar 31, 2023
      K•••• R• I••••••••• P•• L••no longer reportedReal Estate Fund$14.7M1Mar 31, 2023
      A• R••••• X• K•••• V•••••••• R••• E••••• P•• L••Real Estate Fund$14.7M1Mar 30, 2020
      A• F••• K••• A•••• P•• L••Real Estate Fund$14.5M1Mar 28, 2022
      S•••••• R••••••••• P•• L••no longer reportedReal Estate Fund$13.6M1Mar 30, 2020
      G•• A••• F•••no longer reportedHedge Fund$11.2M7Apr 6, 2017
      C••• F••••• A••• F•••no longer reportedHedge Fund$3.4M3Jul 11, 2016
      C•••••• J•••• F•••no longer reportedHedge Fund$688,7113Jul 11, 2016
      Y•••••• L•••••••• P•• L••no longer reportedReal Estate Fund$01Mar 24, 2021
      P• A•••••• P•• L••no longer reportedPrivate Equity Fund$07Mar 28, 2022
      Y•••••• 2• P•• L••no longer reportedReal Estate Fund$01Mar 30, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• I••• S••••••• P•••••• · Non-Executive Directorcontrol
        since 07/2007 · owns 25% to 50%
      • P••••••••• A••• · Chief Portfolio Officer & Executive Directorcontrol
        since 02/2017 · owns less than 5%
      • T••• L• C•••• · Chief Financial Officer & Chief Risk Officer & Executive Directorcontrol
        since 08/2019 · owns less than 5%
      • V••••••• M•••• R••••• · Chief Executive Officer & Executive Directorcontrol
        since 03/2006 · owns 25% to 50%
      • Z••••• L••••• · Chief Operating Officer & Executive Directorcontrol
        since 08/2019 · owns less than 5%
      • H••••• I••• S••••••• P•••••• · Shareholdercontrol
        since 09/2010 · owns 25% to 50% of G•••••• C•••••• L••••••
      • V••••••• M•••• R••••• · Shareholdercontrol
        since 12/2019 · owns 25% to 50% of G•••••• C•••••• L••••••
      • C•••• P•• S•• · Compliance Officer
        since 09/2019 · owns less than 5%
      Entity owners
      • G•••••• C•••••• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list I• E• F••• M••••••••• ••••••••• P•••••• L•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · G•••••• C•••••• S•••••••• P•••••• L•••••• to I• E• F••• M••••••••• ••••••••• P•••••• L••••••
        Apr 27, 2026 to Jul 2, 2026
      • Legal name · G•••••• C•••••• S•••••••• P•••••• L•••••• to I• E• F••• M••••••••• ••••••••• P•••••• L••••••
        Apr 27, 2026 to Jul 2, 2026
      • Accounts · 112 to 103
        Aug 4, 2025 to Mar 23, 2026
      • Advisory employees · 22 to 13
        Aug 4, 2025 to Mar 23, 2026
      • HNW clients · 26 to 11
        Aug 4, 2025 to Mar 23, 2026
      • Pooled vehicle clients · 86 to 90
        Aug 4, 2025 to Mar 23, 2026
      • Employees · 64 to 54
        Aug 4, 2025 to Mar 23, 2026
      • Private funds · 20 to 27
        Aug 4, 2025 to Mar 23, 2026
      • Discretionary RAUM · $4.0B to $4.2B
        Aug 4, 2025 to Mar 23, 2026
      • HNW RAUM · $334M to $164M
        Aug 4, 2025 to Mar 23, 2026
      • Non-discretionary RAUM · $11B to $17B
        Aug 4, 2025 to Mar 23, 2026
      • Pooled vehicle RAUM · $15B to $21B
        Aug 4, 2025 to Mar 23, 2026
      • RAUM · $15B to $21B
        Aug 4, 2025 to Mar 23, 2026
      • Succession · true to false
        Aug 4, 2025 to Mar 23, 2026
      • Succession · false to true
        Jul 3, 2025 to Aug 4, 2025
      • Assets in custody · 2904281823.0 to unset
        Apr 29, 2025 to Jul 3, 2025
      • Custody of client assets · true to false
        Apr 29, 2025 to Jul 3, 2025
      • Financial planning clients · unset to
        Apr 29, 2025 to Jul 3, 2025
      • Accounts · 64 to 112
        Oct 14, 2024 to Apr 29, 2025
      • Advisory employees · 27 to 22
        Oct 14, 2024 to Apr 29, 2025
      • HNW clients · 30 to 26
        Oct 14, 2024 to Apr 29, 2025
      • Pooled vehicle clients · 34 to 86
        Oct 14, 2024 to Apr 29, 2025
      • Assets in custody · unset to 2904281823.0
        Oct 14, 2024 to Apr 29, 2025
      • Custody of client assets · false to true
        Oct 14, 2024 to Apr 29, 2025
      • Employees · 62 to 64
        Oct 14, 2024 to Apr 29, 2025
      • HQ state · unset to
        Oct 14, 2024 to Apr 29, 2025
      • Private funds · 15 to 20
        Oct 14, 2024 to Apr 29, 2025
      • Discretionary RAUM · $3.2B to $4.0B
        Oct 14, 2024 to Apr 29, 2025
      • HNW RAUM · $297M to $334M
        Oct 14, 2024 to Apr 29, 2025
      • Non-discretionary RAUM · $8.7B to $11B
        Oct 14, 2024 to Apr 29, 2025
      • Pooled vehicle RAUM · $12B to $15B
        Oct 14, 2024 to Apr 29, 2025
      • RAUM · $12B to $15B
        Oct 14, 2024 to Apr 29, 2025
      • Accounts · 58 to 64
        Mar 31, 2023 to Mar 21, 2024
      • Advisory employees · 28 to 27
        Mar 31, 2023 to Mar 21, 2024
      • HNW clients · 31 to 30
        Mar 31, 2023 to Mar 21, 2024
      • Pooled vehicle clients · 27 to 34
        Mar 31, 2023 to Mar 21, 2024
      • Employees · 49 to 62
        Mar 31, 2023 to Mar 21, 2024
      • Private funds · 16 to 15
        Mar 31, 2023 to Mar 21, 2024
      • Discretionary RAUM · $2.0B to $3.2B
        Mar 31, 2023 to Mar 21, 2024
      • HNW RAUM · $282M to $297M
        Mar 31, 2023 to Mar 21, 2024
      Signals
      9 dated events
      • I• E• F••• M••••••••• ••••••••• P•••••• L•••••• reported RAUM $21.1B, up 38% from $15.3B (2025-08-04 to 2026-03-23)
        Mar 23, 2026 · RAUM change · derived
      • G•••••• C•••••• S•••••••• P•••••• L•••••• reported succeeding to the business of G•••••• C•••••• S•••••••• P•••••• L•••••• (Form ADV Item 4)
        Aug 4, 2025 · Succession (Item 4) · fact
      • I• E• F••• M••••••••• ••••••••• P•••••• L•••••• reported RAUM $15.3B, up 29% from $11.9B (2024-10-14 to 2025-04-29)
        Apr 29, 2025 · RAUM change · derived
      • I• E• F••• M••••••••• ••••••••• P•••••• L•••••• reported RAUM $11.9B, up 29% from $9.2B (2023-03-31 to 2024-03-21)
        Mar 21, 2024 · RAUM change · derived
      • I• E• F••• M••••••••• ••••••••• P•••••• L•••••• reported RAUM $9.2B, up 37% from $6.7B (2022-03-28 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • I• E• F••• M••••••••• ••••••••• P•••••• L•••••• reported RAUM $5.5B, up 81% from $3.0B (2020-10-14 to 2021-03-24)
        Mar 24, 2021 · RAUM change · derived
      • Lijuan Zheng (Chief Operating Officer) appeared on Schedule A of I• E• F••• M••••••••• ••••••••• P•••••• L••••••
        Mar 30, 2020 · Control person joined · fact
      • Li Chern Tay (Chief Financial Officer & Chief Risk Officer) appeared on Schedule A of I• E• F••• M••••••••• ••••••••• P•••••• L••••••
        Mar 30, 2020 · Control person joined · fact
      • G•••••• C•••••• filed its initial SEC registration (Form ADV)
        Sep 24, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      iqeq.com/gordian-capital-now-iq-eqreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      65 6597 6680reportedpublic record, Form ADV, Jul 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      I• E• F••• M••••••••• ••••••••• P•••••• L•••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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