DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• I••••••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Feb 20, 2019 · 11 filings
SEC status approved since Mar 22, 2019
RAUM
$324M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$324M as of Mar 25, 2026
Mar 27, 2020$149M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 27, 20200 then
Employees (5.A)7 as of Mar 25, 2026
Mar 27, 20206 then
Private funds4 as of Mar 25, 2026
Mar 27, 20203 then
RAUM +5.4% over the last fiscal year+9.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $324M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$324M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $324M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• R••••• F•••••• I•• L• | Hedge Fund | $113M | 57 | Feb 20, 2019 |
| S••••••••• V•• F•••• L•• | Hedge Fund | $68.9M | 1 | Mar 27, 2020 |
| S••••••• R••••• F•••••• I••• L• | Hedge Fund | $68.2M | 26 | Mar 27, 2023 |
| S••••••• R••••• F••••••• L• | Hedge Fund | $17.3M | 39 | Jan 4, 2016 |
Owners and control persons
Schedule A and B, latest filing
- L•••••• S•••• B••••• · Chief Executive Officercontrolsince 11/2014 · owns less than 5%
- P••••••• K•••••• · Chief Financial Officercontrolsince 09/2019 · owns less than 5%
- S•••••••• C••••••••• E•••••••• · Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- L•••••• D•••••• R••• · Trusteecontrolsince 11/2014 · owns F of L••••• F••••• T•••• N•• 1•
- L•••••• S•••• B••••• · Owner And Managing Membercontrolsince 11/2014 · owns 75% or more of G••••• F••• M••••••••• L••
- L•••••• S•••• B••••• · Shareholder, Presidentcontrolsince 11/2014 · owns 25% to 50% of G•••• I• C••••
- L•••••• S•••• B••••• · Limited Partnercontrolsince 11/2014 · owns 25% to 50% of G•••• I•• L•
- P••••• D••••• · Trusteecontrolsince 11/2014 · owns F of L••••• F••••• T•••• N•• 1•
- L•••••• D•••••• R••• · Shareholdersince 11/2014 · owns 25% to 50% of G•••• I• C••••
Entity owners
- G••••• F••• M••••••••• L•• · Managing Memberdirect · owns less than 5%
- G••••• I• H•••••••• L•• · Ownerdirect · owns 75% or more
- G••••• F••• M••••••••• L•• · Managing Memberindirect · owns F of G••••• I• H•••••••• L••
- G•••• I• C•••• · General Partnerindirect · owns F of G•••• I•• L•
- G•••• I•• L• · Ownerindirect · owns 75% or more of G••••• I• H•••••••• L••
- L••••• F••••• T•••• N•• 1• · Limited Partnerindirect · owns 50% to 75% of G•••• I•• L•
Related persons
Schedule D 7.A
- S••••••• S•••••• R•• I•• L••pooled vehicle sponsorn
- S••••••• S•••••• R•• I••• L••pooled vehicle sponsorn
- S••••••• S•••••• R••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $307M to $324MMar 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $307M to $324MMar 25, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $307M to $324MMar 25, 2025 to Mar 25, 2026
- RAUM · $307M to $324MMar 25, 2025 to Mar 25, 2026
- Advisory employees · 8 to 7Mar 26, 2024 to Mar 25, 2025
- Assets in custody · $267M to $307MMar 26, 2024 to Mar 25, 2025
- Employees · 8 to 7Mar 26, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $267M to $307MMar 26, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $267M to $307MMar 26, 2024 to Mar 25, 2025
- RAUM · $267M to $307MMar 26, 2024 to Mar 25, 2025
- Advisory employees · 6 to 8Mar 27, 2023 to Mar 26, 2024
- Assets in custody · $249M to $267MMar 27, 2023 to Mar 26, 2024
- Employees · 9 to 8Mar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $249M to $267MMar 27, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $249M to $267MMar 27, 2023 to Mar 26, 2024
- RAUM · $249M to $267MMar 27, 2023 to Mar 26, 2024
- Accounts · 4 to 5Mar 23, 2022 to Mar 27, 2023
- Advisory employees · 5 to 6Mar 23, 2022 to Mar 27, 2023
- Pooled vehicle clients · 4 to 5Mar 23, 2022 to Mar 27, 2023
- Assets in custody · $166M to $249MMar 23, 2022 to Mar 27, 2023
- Employees · 7 to 9Mar 23, 2022 to Mar 27, 2023
- Private funds · 3 to 4Mar 23, 2022 to Mar 27, 2023
- Discretionary RAUM · $166M to $249MMar 23, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $166M to $249MMar 23, 2022 to Mar 27, 2023
- RAUM · $166M to $249MMar 23, 2022 to Mar 27, 2023
- Assets in custody · $194M to $166MApr 20, 2021 to Mar 23, 2022
- Discretionary RAUM · $194M to $166MApr 20, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $194M to $166MApr 20, 2021 to Mar 23, 2022
- RAUM · $194M to $166MApr 20, 2021 to Mar 23, 2022
- Accounts · 3 to 4Apr 24, 2020 to Mar 25, 2021
- Advisory employees · 4 to 5Apr 24, 2020 to Mar 25, 2021
- Pooled vehicle clients · 3 to 4Apr 24, 2020 to Mar 25, 2021
- Assets in custody · $149M to $194MApr 24, 2020 to Mar 25, 2021
- Employees · 6 to 7Apr 24, 2020 to Mar 25, 2021
- Other offices · 1 to 0Apr 24, 2020 to Mar 25, 2021
- Discretionary RAUM · $149M to $194MApr 24, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $149M to $194MApr 24, 2020 to Mar 25, 2021
- RAUM · $149M to $194MApr 24, 2020 to Mar 25, 2021
- Accounts · 2 to 3Nov 13, 2019 to Mar 27, 2020
Signals
3 dated events
- K•••••• P•••••• (Chief Financial Officer) appeared on Schedule A of G••••• I••••••••• M••••••••• L••Mar 25, 2021 · Control person joined · fact
- Elizabeth Christine Schlicht (Chief Compliance Officer) appeared on Schedule A of G••••• I••••••••• M••••••••• L••Apr 24, 2020 · Control person joined · fact
- G••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G•••••-FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-723-4751reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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