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Former SEC-registered adviser

T•• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 281645SEC 801-121101websiteIAPD
Latest filing Aug 26, 2025
First filing on the tape Mar 31, 2021 · 11 filings
SEC status approved since Apr 30, 2021
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$166M as of Aug 26, 2025
Mar 15, 2022$254M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2025
Mar 15, 20220 then
Employees (5.A)3 as of Aug 26, 2025
Mar 15, 20223 then
Private funds2 as of Aug 26, 2025
Mar 15, 20221 then
RAUM -22% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 26, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$166M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• C••• M••••• F•••• L•••Hedge Fund$190M31Oct 6, 2015
      T•• C••••••••• S••• L••Private Equity Fund$22.2M25Mar 17, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• J•••• T•••• · Managing Member / Limited Partnercontrol
        since 01/2013 · owns 25% to 50%
      • I•••••• D•••••• A••••••• · Portfolio Manager / Limited Partnercontrol
        since 01/2013 · owns 25% to 50%
      • C•••••• J•••• T•••• · Managing Membercontrol
        since 01/2013 · owns 25% to 50% of T•• M••••••••• L••
      • I•••••• D•••••• A••••••• · Managing Membercontrol
        since 01/2013 · owns 25% to 50% of T•• M••••••••• L••
      • A•••••••• E•••• M•••••• · Chief Compliance Officer
        since 03/2021 · owns less than 5%
      • J•••••• A••••• · Chief Financial Officer
        since 01/2018 · owns less than 5%
      Entity owners
      • T•• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • T•• C•••••• G••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 1
        Mar 19, 2025 to Aug 26, 2025
      • Employees · 4 to 3
        Mar 19, 2025 to Aug 26, 2025
      • Financial planning clients · unset to
        Mar 5, 2024 to Mar 19, 2025
      • Discretionary RAUM · $212M to $166M
        Mar 5, 2024 to Mar 19, 2025
      • Pooled vehicle RAUM · $212M to $166M
        Mar 5, 2024 to Mar 19, 2025
      • RAUM · $212M to $166M
        Mar 5, 2024 to Mar 19, 2025
      • Discretionary RAUM · $187M to $212M
        Mar 17, 2023 to Mar 5, 2024
      • Pooled vehicle RAUM · $187M to $212M
        Mar 17, 2023 to Mar 5, 2024
      • RAUM · $187M to $212M
        Mar 17, 2023 to Mar 5, 2024
      • Accounts · 3 to 4
        Nov 3, 2022 to Mar 17, 2023
      • Pooled vehicle clients · 3 to 4
        Nov 3, 2022 to Mar 17, 2023
      • Employees · 3 to 4
        Nov 3, 2022 to Mar 17, 2023
      • Private funds · 1 to 2
        Nov 3, 2022 to Mar 17, 2023
      • Discretionary RAUM · $254M to $187M
        Nov 3, 2022 to Mar 17, 2023
      • Pooled vehicle RAUM · $254M to $187M
        Nov 3, 2022 to Mar 17, 2023
      • RAUM · $254M to $187M
        Nov 3, 2022 to Mar 17, 2023
      • Discretionary RAUM · $295M to $254M
        Aug 3, 2021 to Mar 15, 2022
      • Pooled vehicle RAUM · $295M to $254M
        Aug 3, 2021 to Mar 15, 2022
      • RAUM · $295M to $254M
        Aug 3, 2021 to Mar 15, 2022
      • Discretionary RAUM · $206M to $295M
        Apr 12, 2021 to Jul 20, 2021
      • Pooled vehicle RAUM · $206M to $295M
        Apr 12, 2021 to Jul 20, 2021
      • RAUM · $206M to $295M
        Apr 12, 2021 to Jul 20, 2021
      • Private funds · 2 to 1
        Mar 31, 2021 to Apr 12, 2021
      Signals
      4 dated events
      • T•• M••••••••• L• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $165.8M)
        Dec 20, 2025 · Left the SEC roster · derived
      • K•••• L••••••• D•••••• (Partner) no longer on Schedule A of T•• M••••••••• L• (listed 2021-04-12, absent 2021-07-20)
        Jul 20, 2021 · Control person left · inference
      • G•••••• D••••• D•••••• (Partner) no longer on Schedule A of T•• M••••••••• L• (listed 2021-04-12, absent 2021-07-20)
        Jul 20, 2021 · Control person left · inference
      • T•• M••••••••• L• filed its initial SEC registration (Form ADV)
        Mar 31, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026