DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• C•••••• L••
Latest filing Jun 29, 2026
First filing on the tape Mar 31, 2023 · 10 filings
SEC status approved since Jun 6, 2023
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$3.3B as of Jun 29, 2026
Mar 28, 2024$5.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 28, 20240 then
Employees (5.A)15 as of Jun 29, 2026
Mar 28, 202414 then
Private funds: no history
RAUM -34% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $656MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• O•••••• J••••• · L•••••• Partnercontrolsince 04/2019 · owns less than 5%
- D•••••• C••••••••• R••••••••• · L•••••• Partnercontrolsince 09/2015 · owns less than 5%
- D• L•••••• F••••••••• M•••• · L•••••• Partnercontrolsince 04/2021 · owns less than 5%
- E•••••• D•••••• · Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- E••••• B••••• E••••• · Chief Investment Officercontrolsince 09/2015 · owns 5% to 10%
- M•••• P••••••• C•• · L•••••• Partnercontrolsince 09/2015 · owns less than 5%
- N•••••••• H•••••• N•• · L•••••• Partnercontrolsince 04/2020 · owns less than 5%
- W•••• A•••••• G••••• B•••• · Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- E••••• B••••• E••••• · Chief Investment Officercontrolsince 09/2015 · owns F of G•••••••• Capital (C•••••) General Partner L••••••
Entity owners
- G•••••••• C•••••• S••••••• L•••••• · Corporate Partnerdirect · owns 75% or more
- G•••••••• C•••••• ••••••• L•• · Corporate Controllerindirect · owns 75% or more of G•••••••• C•••••• S••••••• L••••••
- B••••••••• B•• L•••••• · Corporate Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- G•••••••• C•••••• ••••••• L••••••pooled vehicle sponsory
- G•••••••• C•••••• L•investment adviserbanknRAUM $3.7B
Advisers that list G•••••••• C•••••• L•• as a related person
- 312264 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Jun 29, 2026custody of client assets (Item 9.A): yes on the filing of 2025-06-27, no on the filing of 2026-06-29peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 6 to 5Jun 27, 2025 to Jun 29, 2026
- Pooled vehicle clients · 6 to 5Jun 27, 2025 to Jun 29, 2026
- Assets in custody · 3838525974.0 to unsetJun 27, 2025 to Jun 29, 2026
- Custody of client assets · true to falseJun 27, 2025 to Jun 29, 2026
- Employees · 14 to 15Jun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $4.3B to $3.3BJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $4.3B to $3.3BJun 27, 2025 to Jun 29, 2026
- RAUM · $4.3B to $3.3BJun 27, 2025 to Jun 29, 2026
- Assets in custody · $3.7B to $3.8BJun 28, 2024 to Jun 27, 2025
- Financial planning clients · 0 to 0Jun 28, 2024 to Jun 27, 2025
- HQ state · unset to Jun 28, 2024 to Jun 27, 2025
- Discretionary RAUM · $4.8B to $4.3BJun 28, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $4.8B to $4.3BJun 28, 2024 to Jun 27, 2025
- RAUM · $4.8B to $4.3BJun 28, 2024 to Jun 27, 2025
- Discretionary RAUM · $5.0B to $4.8BMar 28, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $5.0B to $4.8BMar 28, 2024 to Jun 28, 2024
- RAUM · $5.0B to $4.8BMar 28, 2024 to Jun 28, 2024
- Discretionary RAUM · $4.5B to $5.0BAug 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.5B to $5.0BAug 4, 2023 to Mar 28, 2024
- RAUM · $4.5B to $5.0BAug 4, 2023 to Mar 28, 2024
- Assets in custody · $2.3B to $3.7BJun 13, 2023 to Aug 4, 2023
- Other offices · 0 to 1Jun 13, 2023 to Aug 4, 2023
- Discretionary RAUM · $2.3B to $4.5BJun 13, 2023 to Aug 4, 2023
- Pooled vehicle RAUM · $2.3B to $4.5BJun 13, 2023 to Aug 4, 2023
- RAUM · $2.3B to $4.5BJun 13, 2023 to Aug 4, 2023
- Related bank · false to trueJun 13, 2023 to Aug 4, 2023
Signals
4 dated events
- Dominic Eccles (Chief Financial Officer) appeared on Schedule A of G•••••••• C•••••• L••Mar 28, 2024 · Control person joined · fact
- G•••••••• C•••••• L•• reported RAUM $4.5B, up 97% from $2.3B (2023-06-13 to 2023-08-04)Aug 4, 2023 · RAUM change · derived
- Adrien Brus (Partner) no longer on Schedule A of G•••••••• C•••••• L•• (listed 2023-03-31, absent 2023-05-04)May 4, 2023 · Control person left · inference
- G•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 (0) 20 3230 3740reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026