DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lake Road Advisors, LLC
Latest filing Jan 21, 2026
First filing on the tape Aug 15, 2019 · 19 filings
SEC status approved since Sep 16, 2019
RAUM
$98.8M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
93%
$91.9M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$49.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$98.8M as of Jan 21, 2026
Jan 17, 2020$38.0M then
HNW client RAUM$84.7M as of Jan 21, 2026
Jan 17, 2020$12.9M then
State-registered IARs (5.B.3)2 as of Jan 21, 2026
Jan 17, 20200 then
Employees (5.A)2 as of Jan 21, 2026
Jan 17, 20202 then
Private funds: no history
RAUM +26% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 21, 2026; every figure names its basis
- RAUM per advisor
- $49.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $901,094derivedHNW RAUM over HNW clients
- Average account
- $720,836derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$84.7M86%
- Individuals$7.2M7.3%
- Pension and profit-sharing plans$6.8M6.9%
- Individual clients
- 38reported
- HNW clients
- 94reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 137reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Vincent SydlanskyCertified Financial Planner | Corning, Ny | Nov 4, 2020 | 26 y | 0 |
| Hayley Pamela HaslettCertified Financial Planner | Ridgefield, Wa | Mar 30, 2022 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kevin Patrick Burns to Navwell AdvisorsJan 11, 2022 · RIA to a state-registered adviser
Joined, latest
- Hayley Pamela Haslett from Blue Water WealthMar 30, 2022 · RIA to RIA
- Kevin Patrick Burns from Citicorp Investment ServicesNov 4, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vincent Paul Sydlansky · President, Cco & Membercontrolsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Corning, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ithaca, NY1 employees
- , 1 employees
- Vancouver, WA
What changed
consecutive filings, newest first
- Accounts · 131 to 137Jan 24, 2025 to Jan 21, 2026
- HNW clients · 76 to 94Jan 24, 2025 to Jan 21, 2026
- Individual clients · 50 to 38Jan 24, 2025 to Jan 21, 2026
- Financial planning clients · 11-25 to 101-250Jan 24, 2025 to Jan 21, 2026
- Discretionary RAUM · $72.5M to $91.9MJan 24, 2025 to Jan 21, 2026
- HNW RAUM · $63.5M to $84.7MJan 24, 2025 to Jan 21, 2026
- Individual RAUM · $9.0M to $7.2MJan 24, 2025 to Jan 21, 2026
- Non-discretionary RAUM · $5.6M to $6.8MJan 24, 2025 to Jan 21, 2026
- Pension RAUM · $5.6M to $6.8MJan 24, 2025 to Jan 21, 2026
- RAUM · $78.1M to $98.8MJan 24, 2025 to Jan 21, 2026
- Accounts · 115 to 131Dec 3, 2024 to Jan 24, 2025
- HNW clients · 64 to 76Dec 3, 2024 to Jan 24, 2025
- Individual clients · 46 to 50Dec 3, 2024 to Jan 24, 2025
- Financial planning clients · 11-25 to 11-25Dec 3, 2024 to Jan 24, 2025
- Discretionary RAUM · $60.4M to $72.5MDec 3, 2024 to Jan 24, 2025
- HNW RAUM · $48.6M to $63.5MDec 3, 2024 to Jan 24, 2025
- Individual RAUM · $11.7M to $9.0MDec 3, 2024 to Jan 24, 2025
- Non-discretionary RAUM · $7.6M to $5.6MDec 3, 2024 to Jan 24, 2025
- Pension RAUM · $7.6M to $5.6MDec 3, 2024 to Jan 24, 2025
- RAUM · $67.9M to $78.1MDec 3, 2024 to Jan 24, 2025
- Other offices · 2 to 3Jan 12, 2024 to Oct 4, 2024
- Accounts · 113 to 115Jan 23, 2023 to Jan 12, 2024
- HNW clients · 48 to 64Jan 23, 2023 to Jan 12, 2024
- Individual clients · 60 to 46Jan 23, 2023 to Jan 12, 2024
- Discretionary RAUM · $47.3M to $60.4MJan 23, 2023 to Jan 12, 2024
- HNW RAUM · $32.4M to $48.6MJan 23, 2023 to Jan 12, 2024
- Individual RAUM · $14.9M to $11.7MJan 23, 2023 to Jan 12, 2024
- Non-discretionary RAUM · $10.3M to $7.6MJan 23, 2023 to Jan 12, 2024
- Pension RAUM · $10.3M to $7.6MJan 23, 2023 to Jan 12, 2024
- RAUM · $57.5M to $67.9MJan 23, 2023 to Jan 12, 2024
- Accounts · 105 to 113Mar 30, 2022 to Jan 23, 2023
- HNW clients · 40 to 48Mar 30, 2022 to Jan 23, 2023
- Individual clients · 59 to 60Mar 30, 2022 to Jan 23, 2023
- Pension plan clients · 6 to 5Mar 30, 2022 to Jan 23, 2023
- Discretionary RAUM · $48.9M to $47.3MMar 30, 2022 to Jan 23, 2023
- HNW RAUM · $31.0M to $32.4MMar 30, 2022 to Jan 23, 2023
- Individual RAUM · $17.9M to $14.9MMar 30, 2022 to Jan 23, 2023
- Non-discretionary RAUM · $12.5M to $10.3MMar 30, 2022 to Jan 23, 2023
- Pension RAUM · $12.5M to $10.3MMar 30, 2022 to Jan 23, 2023
- RAUM · $61.4M to $57.5MMar 30, 2022 to Jan 23, 2023
Signals
2 dated events
- Kevin Patrick Burns left Lake Road Advisors, Llc for Navwell Advisors (registered 2023-12-07)Jan 11, 2022 · Advisor changed firm · fact
- Lake Road Advisors, Llc filed its initial SEC registration (Form ADV)Aug 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lake-road-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lakeroadadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (607) 438-2914reportedpublic record, Form ADV, Jan 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026