DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C••••••
Legal name C••••••••• C••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 27, 2017 · 17 filings
SEC status approved since Apr 3, 2017
RAUM
$828M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$828M as of Mar 30, 2026
Mar 29, 2018$400M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20180 then
Employees (5.A)29 as of Mar 30, 2026
Mar 29, 201812 then
Private funds5 as of Mar 30, 2026
Mar 29, 20182 then
RAUM -1.6% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $166MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$828M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• C•••••• P••••••• I• L••• | Private Equity Fund | $311M | 52 | Feb 10, 2016 |
| C••••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $59.5M | 36 | Mar 28, 2024 |
| C••••••••• C•••••• P••••••• I•••• L••• | Private Equity Fund | $20.0M | 16 | Mar 28, 2024 |
| C••••••••• C•••••••• I• L••• | Private Equity Fund | $4.3M | 21 | Mar 27, 2017 |
| C••••••••• C•••••• A• L••no longer reported | Private Equity Fund | $1.5M | 4 | Feb 10, 2016 |
| C••••••••• C•••••• P••••••• S•••• C••••••••• L••• | Private Equity Fund | $0 | 4 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••• J•••• A•• · Chief Compliance Officer, Chief Operating Officer And Chief Financial Officercontrolsince 05/2020 · owns less than 5%
- K••••• T••••••• F•••••••• · Managing Partnercontrolsince 09/2014 · owns 50% to 75%
- S••••••••• L••••• J•••• · Managing Partnercontrolsince 04/2015 · owns 25% to 50%
- K••••• T••••••• F•••••••• · Manager And Membercontrolsince 09/2014 · owns 50% to 75% of C••••••••• C•••••• G•• L••
- S••••••••• L••••• J•••• · Manager And Membercontrolsince 04/2015 · owns 25% to 50% of C••••••••• C•••••• G•• L••
Entity owners
- C••••••••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C••••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- C••••••••• P••••••• I• G•• L••pooled vehicle sponsorn
- C••••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- C••••••••• P••••••• I• U••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 16 to 19Mar 28, 2025 to Mar 30, 2026
- Employees · 25 to 29Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $842M to $828MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $842M to $828MMar 28, 2025 to Mar 30, 2026
- RAUM · $842M to $828MMar 28, 2025 to Mar 30, 2026
- Advisory employees · 15 to 16Jun 14, 2024 to Mar 28, 2025
- Employees · 23 to 25Jun 14, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $864M to $842MJun 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $864M to $842MJun 14, 2024 to Mar 28, 2025
- RAUM · $864M to $842MJun 14, 2024 to Mar 28, 2025
- Accounts · 2 to 5Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 16 to 15Mar 30, 2023 to Mar 28, 2024
- Business name · C••••• G••• C•••••• to C••••••••• C••••••Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 5Mar 30, 2023 to Mar 28, 2024
- Employees · 22 to 23Mar 30, 2023 to Mar 28, 2024
- Private funds · 2 to 5Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $413M to $864MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $413M to $864MMar 30, 2023 to Mar 28, 2024
- RAUM · $413M to $864MMar 30, 2023 to Mar 28, 2024
- Advisory employees · 11 to 16Mar 28, 2022 to Mar 30, 2023
- Employees · 16 to 22Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $393M to $413MMar 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $393M to $413MMar 28, 2022 to Mar 30, 2023
- RAUM · $393M to $413MMar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $408M to $393MMar 26, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $408M to $393MMar 26, 2021 to Mar 28, 2022
- RAUM · $408M to $393MMar 26, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $365M to $408MMay 20, 2020 to Mar 26, 2021
- RAUM · $365M to $408MMay 20, 2020 to Mar 26, 2021
- Advisory employees · 10 to 11May 20, 2020 to Mar 26, 2021
- Employees · 15 to 16May 20, 2020 to Mar 26, 2021
- Discretionary RAUM · $365M to $408MMay 20, 2020 to Mar 26, 2021
- Advisory employees · 9 to 10Mar 27, 2019 to Mar 27, 2020
- Employees · 13 to 15Mar 27, 2019 to Mar 27, 2020
- Discretionary RAUM · $364M to $365MMar 27, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $364M to $365MMar 27, 2019 to Mar 27, 2020
- RAUM · $364M to $365MMar 27, 2019 to Mar 27, 2020
- Advisory employees · 8 to 9Jan 7, 2019 to Mar 27, 2019
- Assets in custody · 400210018.0 to unsetJan 7, 2019 to Mar 27, 2019
Signals
3 dated events
- C••••••••• C•••••• reported RAUM $864.4M, up 109% from $413.4M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Ann Jill Holup (Chief Compliance Officer, Chief Operating Officer And Chief Financial Officer) appeared on Schedule A of C••••••••• C••••••May 20, 2020 · Control person joined · fact
- C••••• G••• C•••••• filed its initial SEC registration (Form ADV)Mar 27, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- C••••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C•••••••••-CAPITALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-717-7100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026