DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• C••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 26, 2019 · 13 filings
SEC status approved since Apr 1, 2019
RAUM
$45.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$45.1M as of Mar 30, 2026
Feb 27, 2020$94.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Feb 27, 20200 then
Employees (5.A)3 as of Mar 30, 2026
Feb 27, 20203 then
Private funds1 as of Mar 30, 2023
Feb 27, 20201 then
RAUM -77% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $22.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -77%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$45.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• C•• F••••••• F•••• L•••no longer reported | Securitized Asset Fund | $68.7M | 17 | Nov 17, 2015 |
| C••••• C•• F••• I•• L•no longer reported | Securitized Asset Fund | $29.0M | 16 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D••••• D••••• N•• · Chief Compliance Officer, Treasurer, Vice President, And Secretarycontrolsince 01/2019 · owns less than 5%
- K•••••••• M••••••• N•• · Chief Executive Officercontrolsince 08/2024 · owns less than 5%
- H••••• J••••• P•••• · Vice Presidentsince 07/2015 · owns less than 5%
Entity owners
- C•••• I••• C••••• O••••••••• L•• · Managing Memberdirect · owns 50% to 75%
- T••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- C•••• I••• A••••••• L••investment advisernRAUM $147M
- C•••• I••• C••••• O••••••••• L••investment adviseryRAUM $45.1M
Advisers that list C•••• C••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Corporate clients · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $196M to $45.1MMar 31, 2025 to Mar 30, 2026
- RAUM · $196M to $45.1MMar 31, 2025 to Mar 30, 2026
- Financial planning clients · unset to Nov 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $147M to $196MNov 12, 2024 to Mar 31, 2025
- RAUM · $147M to $196MNov 12, 2024 to Mar 31, 2025
- Accounts · 2 to 3Mar 29, 2024 to Oct 2, 2024
- Corporate clients · 2 to 3Mar 29, 2024 to Oct 2, 2024
- HQ city · unset to NEW YORKMar 29, 2024 to Oct 2, 2024
- HQ state · unset to NYMar 29, 2024 to Oct 2, 2024
- Discretionary RAUM · $66.7M to $147MMar 29, 2024 to Oct 2, 2024
- RAUM · $66.7M to $147MMar 29, 2024 to Oct 2, 2024
- Financial planning clients · 0 to unsetFeb 1, 2024 to Mar 29, 2024
- Discretionary RAUM · $65.9M to $66.7MFeb 1, 2024 to Mar 29, 2024
- RAUM · $65.9M to $66.7MFeb 1, 2024 to Mar 29, 2024
- Corporate clients · 1 to 2Mar 30, 2023 to Feb 1, 2024
- Pooled vehicle clients · 1.0 to unsetMar 30, 2023 to Feb 1, 2024
- Assets in custody · 68660196.0 to unsetMar 30, 2023 to Feb 1, 2024
- Custody of client assets · true to falseMar 30, 2023 to Feb 1, 2024
- HQ city · NEW YORK to unsetMar 30, 2023 to Feb 1, 2024
- HQ state · NY to unsetMar 30, 2023 to Feb 1, 2024
- Private funds · 1 to unsetMar 30, 2023 to Feb 1, 2024
- Discretionary RAUM · $75.7M to $65.9MMar 30, 2023 to Feb 1, 2024
- Pooled vehicle RAUM · 68660196.0 to unsetMar 30, 2023 to Feb 1, 2024
- RAUM · $75.7M to $65.9MMar 30, 2023 to Feb 1, 2024
- Business name · C•••• C••••• M••••••••• L•• to C•••• C••••• M••••••••• L••Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $92.4M to $68.7MMar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $108M to $75.7MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $92.4M to $68.7MMar 31, 2022 to Mar 30, 2023
- RAUM · $108M to $75.7MMar 31, 2022 to Mar 30, 2023
- Accounts · 1 to 2Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 3 to 2Mar 30, 2021 to Mar 31, 2022
- Advisory activities · 1 to 2Mar 30, 2021 to Mar 31, 2022
- Corporate clients · unset to 1.0Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $92.8M to $92.4MMar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $92.8M to $108MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $92.8M to $92.4MMar 30, 2021 to Mar 31, 2022
- RAUM · $92.8M to $108MMar 30, 2021 to Mar 31, 2022
- Business name · C••••• M••••••••• L•• to C•••• C••••• M••••••••• L••Feb 27, 2020 to Mar 30, 2021
Signals
4 dated events
- C•••• C••••• M••••••••• L•• reported RAUM $45.1M, down 77% from $196.1M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Nmn Michael Kurinets (Chief Executive Officer) appeared on Schedule A of C•••• C••••• M••••••••• L••Oct 2, 2024 · Control person joined · fact
- Howard Jonathan Grunzweig (President) no longer on Schedule A of C•••• C••••• M••••••••• L•• (listed 2020-01-09, absent 2020-02-27)Feb 27, 2020 · Control person left · inference
- C••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capra-ibex-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-968-9225reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026