DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• A•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Oct 10, 2022 · 8 filings
SEC status approved since Nov 14, 2022
RAUM
$317M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$317M as of Mar 26, 2026
Mar 13, 2023$239M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 13, 20230 then
Employees (5.A)12 as of Mar 26, 2026
Mar 13, 20239 then
Private funds3 as of Mar 26, 2026
Mar 13, 20233 then
RAUM +9.7% over the last fiscal year+9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $106MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$317M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• S••••• P••••••• 2• L••• | Private Equity Fund | $93.5M | 50 | Oct 10, 2022 |
| T•••••• S••••• P•••••••• L•• | Private Equity Fund | $44.4M | 28 | Oct 10, 2022 |
| T•••••• S••••• P••••••• 3• L••• | Private Equity Fund | $19.8M | 75 | Oct 10, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• S••••• P•••••• · Managing Director / Managing Membercontrolsince 07/2015 · owns 25% to 50%
- C••••• M•••••••• R••• · Managing Director / Managing Membercontrolsince 07/2015 · owns 25% to 50%
- H•••••••• J••• L•••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- P••••••• A••••• M•••••• · Managing Director / Managing Membercontrolsince 12/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
- T••• G•• L••pooled vehicle sponsorn
- T••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Greenbrae, CA2 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $289M to $317MJul 16, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $289M to $317MJul 16, 2025 to Mar 26, 2026
- RAUM · $289M to $317MJul 16, 2025 to Mar 26, 2026
- Financial planning clients · unset to Apr 8, 2025 to Jul 16, 2025
- HQ city · BELLEVUE to MERCER ISLANDApr 8, 2025 to Jul 16, 2025
- Employees · 11 to 12Apr 18, 2024 to Apr 8, 2025
- Discretionary RAUM · $263M to $289MApr 18, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $263M to $289MApr 18, 2024 to Apr 8, 2025
- RAUM · $263M to $289MApr 18, 2024 to Apr 8, 2025
- Discretionary RAUM · $263M to $263MMar 20, 2024 to Apr 18, 2024
- Pooled vehicle RAUM · $263M to $263MMar 20, 2024 to Apr 18, 2024
- RAUM · $263M to $263MMar 20, 2024 to Apr 18, 2024
- Employees · 9 to 11May 5, 2023 to Mar 20, 2024
- Discretionary RAUM · $239M to $263MMay 5, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $239M to $263MMay 5, 2023 to Mar 20, 2024
- RAUM · $239M to $263MMay 5, 2023 to Mar 20, 2024
- Assets in custody · $219M to $0Oct 10, 2022 to Mar 13, 2023
- Custody of client assets · true to falseOct 10, 2022 to Mar 13, 2023
- Employees · 7 to 9Oct 10, 2022 to Mar 13, 2023
- Discretionary RAUM · $219M to $239MOct 10, 2022 to Mar 13, 2023
- Pooled vehicle RAUM · $219M to $239MOct 10, 2022 to Mar 13, 2023
- RAUM · $219M to $239MOct 10, 2022 to Mar 13, 2023
Signals
2 dated events
- Logan Jay Henniger (Chief Compliance Officer) appeared on Schedule A of T•• A•••••••• L••Mar 20, 2024 · Control person joined · fact
- T•• A•••••••• L•• filed its initial SEC registration (Form ADV)Oct 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- trilogy-search.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 425-248-0591reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026