DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Graham Capital Wealth Management, LLC
Latest filing Feb 10, 2026
First filing on the tape Mar 19, 2019 · 15 filings
SEC status approved since Apr 18, 2019
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$250M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$35.9M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$251M as of Feb 10, 2026
Mar 5, 2020$130M then
HNW client RAUM$84.4M as of Feb 10, 2026
Mar 5, 2020$43.4M then
State-registered IARs (5.B.3)7 as of Feb 10, 2026
Mar 5, 20203 then
Employees (5.A)8 as of Feb 10, 2026
Mar 5, 20205 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $35.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $200,822derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$165M66%
- High-net-worth individuals$84.4M34%
- Corporations and businesses$1.5M0.6%
- Individual clients
- 643reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,251reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stash John Graham | Washington, Dc | Dec 7, 2015 | 17 y | 0 |
| Michael Sullivan Berkhahn | Washington, Dc | Nov 3, 2016 | 10 y | 0 |
| Alex Joseph Graham | Washington, Dc | Dec 26, 2024 | 10 y | 0 |
| Raisa Siddique | Washington, Dc | Aug 29, 2025 | 11 y | 0 |
| Justin Francis Bass | Washington, Dc | Nov 5, 2025 | 13 y | 0 |
| John Edward Darby | Washington, Dc | Nov 24, 2025 | 18 y | 0 |
| Stimson Pryor Schantz | Sarasota, Fl | Jan 1, 2026 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Joseph Gilewski to Caelestibus Wealth Management Inc.Sep 25, 2018 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Alex Graham · Managing Directorcontrolsince 10/2016 · owns less than 5%
- John Stash Graham · Managing Member And Chief Compliance Officercontrolsince 08/2015 · owns less than 5%
- John David Graham · Member And Managercontrolsince 11/2015 · owns 50% to 75% of Graham Capital Holdings LLC
- John Stash Graham · Member And Managercontrolsince 08/2015 · owns 50% to 75% of Ssa Holding Company, LLC
Entity owners
- Ssa Holding Company, LLC · Sole Member Of Graham Capital Wealth Management, LLCdirect · owns 75% or more
- Graham Capital Holdings LLC · Memberindirect · owns 50% to 75% of Ssa Holding Company, LLC
Related persons
Schedule D 7.A
- Graham Capital Advisors, LLCreal estaten
- Regis Tax And Accounting, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington, Dc · principal | 7 | 3 | 0 | ||
| Sarasota, Fl | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sarasota, FL1 employees
- Tampa, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 1,177 to 1,251May 13, 2025 to Feb 10, 2026
- Advisory employees · 6 to 7May 13, 2025 to Feb 10, 2026
- HNW clients · 48 to 62May 13, 2025 to Feb 10, 2026
- Individual clients · 562 to 643May 13, 2025 to Feb 10, 2026
- Employees · 7 to 8May 13, 2025 to Feb 10, 2026
- State-registered IARs · 6 to 7May 13, 2025 to Feb 10, 2026
- Discretionary RAUM · $226M to $251MMay 13, 2025 to Feb 10, 2026
- HNW RAUM · $78.5M to $84.4MMay 13, 2025 to Feb 10, 2026
- Individual RAUM · $146M to $165MMay 13, 2025 to Feb 10, 2026
- RAUM · $226M to $251MMay 13, 2025 to Feb 10, 2026
- Financial planning clients · 1-10 to 1-10Mar 12, 2025 to May 13, 2025
- HQ city · WASHINGTON, D.C. to WASHINGTONMar 12, 2025 to May 13, 2025
- Accounts · 1,115 to 1,177Jan 7, 2025 to Mar 12, 2025
- Advisory employees · 4 to 6Jan 7, 2025 to Mar 12, 2025
- Corporate clients · unset to 5.0Jan 7, 2025 to Mar 12, 2025
- HNW clients · 43 to 48Jan 7, 2025 to Mar 12, 2025
- Individual clients · 1,072 to 562Jan 7, 2025 to Mar 12, 2025
- Employees · 6 to 7Jan 7, 2025 to Mar 12, 2025
- State-registered IARs · 4 to 6Jan 7, 2025 to Mar 12, 2025
- Discretionary RAUM · $196M to $226MJan 7, 2025 to Mar 12, 2025
- HNW RAUM · $68.9M to $78.5MJan 7, 2025 to Mar 12, 2025
- Individual RAUM · $127M to $146MJan 7, 2025 to Mar 12, 2025
- RAUM · $196M to $226MJan 7, 2025 to Mar 12, 2025
- Accounts · 1,048 to 1,115Mar 22, 2023 to Mar 1, 2024
- Advisory employees · 5 to 4Mar 22, 2023 to Mar 1, 2024
- HNW clients · 38 to 43Mar 22, 2023 to Mar 1, 2024
- Individual clients · 478 to 1,072Mar 22, 2023 to Mar 1, 2024
- Financial planning clients · 11-25 to 1-10Mar 22, 2023 to Mar 1, 2024
- State-registered IARs · 5 to 4Mar 22, 2023 to Mar 1, 2024
- Discretionary RAUM · $169M to $196MMar 22, 2023 to Mar 1, 2024
- HNW RAUM · $67.8M to $68.9MMar 22, 2023 to Mar 1, 2024
- Individual RAUM · $101M to $127MMar 22, 2023 to Mar 1, 2024
- RAUM · $169M to $196MMar 22, 2023 to Mar 1, 2024
- Related insurance company · false to trueMar 22, 2023 to Mar 1, 2024
- Accounts · 981 to 1,048Feb 23, 2022 to Mar 22, 2023
- Advisory activities · 3 to 2Feb 23, 2022 to Mar 22, 2023
- HNW clients · 35 to 38Feb 23, 2022 to Mar 22, 2023
- Individual clients · 535 to 478Feb 23, 2022 to Mar 22, 2023
- Financial planning clients · 1-10 to 11-25Feb 23, 2022 to Mar 22, 2023
- Discretionary RAUM · $146M to $169MFeb 23, 2022 to Mar 22, 2023
Signals
1 dated events
- Graham Capital Wealth Management, Llc filed its initial SEC registration (Form ADV)Mar 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 844-662-6346reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- GRAHAMCAPITALWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 202-780-7726reportedpublic record, Form ADV, Feb 10, 2026
- Contact form
- grahamcapitalwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- grahamcapitalwealth.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026