DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I•••••• C••••••
Legal name I•••••• C••••••• L••
Latest filing May 20, 2026
First filing on the tape May 12, 2020 · 13 filings
SEC status approved since Jun 11, 2020
RAUM
$698M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$698M as of May 20, 2026
Mar 26, 2021$846M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 26, 20210 then
Employees (5.A)8 as of May 20, 2026
Mar 26, 20218 then
Private funds1 as of May 20, 2026
Mar 26, 20211 then
RAUM +25% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $140MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $564M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$698M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $564M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••• H••••••••• M••••• F•••• L••• | Hedge Fund | $473M | 155 | May 12, 2020 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• V••••• · Chief Investment Officercontrolsince 04/2022 · owns less than 5%
- S••••••••• N•••• T•••••• · Chief Executive Officer/Managercontrolsince 03/2015 · owns less than 5%
- W•••••• T•••• D•••• · Cco/ Coo/ General Counselcontrolsince 02/2021 · owns less than 5%
- S••••••••• K•••••• G•••• · Co-Trusteecontrolsince 03/2020 · owns F of N••• S••••••••• A•• K••••• S••••••••• C••••••••• O• T•••• S••••••••• I• T•••• O• T•• N••• A•• K••••• S••••••••• L••••• T••••
- S••••••••• K•••••• G•••• · Managercontrolsince 04/2020 · owns F of N• C•••• G•• L••
- S••••••••• N•••• T•••••• · Co-Trusteecontrolsince 03/2020 · owns F of N••• S••••••••• A•• K••••• S••••••••• C••••••••• O• T•••• S••••••••• I• T•••• O• T•• N••• A•• K••••• S••••••••• L••••• T••••
- S••••••••• N•••• T•••••• · Managercontrolsince 04/2020 · owns F of N• C•••• G•• L••
- W•••••••• C•••• · Trusteecontrolsince 03/2015 · owns F of C•••• W••••••• L••••• T••••
Entity owners
- C•••• W••••••• L••••• T•••• · Memberdirect · owns 50% to 75%
- N• C••••• L• · Memberdirect · owns 50% to 75%
- N••• S••••••••• A•• K••••• S••••••••• C••••••••• O• T•••• S••••••••• I• T•••• O• T•• N••• A•• K••••• S••••••••• L••••• T•••• · Limited Partnerindirect · owns 75% or more of N• C••••• L•
- N• C•••• G•• L•• · General Partnerindirect · owns F of N• C••••• L•
Related persons
Schedule D 7.A
- I•••••• H••••••••• F••• G•• L•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 0 to 1Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $445M to $564MMar 28, 2025 to Mar 30, 2026
- Employees · 6 to 8Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $560M to $698MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $560M to $698MMar 28, 2025 to Mar 30, 2026
- RAUM · $560M to $698MMar 28, 2025 to Mar 30, 2026
- Advisory employees · 5 to 3Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $473M to $445MMar 28, 2024 to Mar 28, 2025
- Employees · 7 to 6Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Other offices · 0 to 2Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $565M to $560MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $565M to $560MMar 28, 2024 to Mar 28, 2025
- RAUM · $565M to $560MMar 28, 2024 to Mar 28, 2025
- Assets in custody · $322M to $473MJan 11, 2024 to Mar 28, 2024
- Employees · 9 to 7Jan 11, 2024 to Mar 28, 2024
- Discretionary RAUM · $375M to $565MJan 11, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $375M to $565MJan 11, 2024 to Mar 28, 2024
- RAUM · $375M to $565MJan 11, 2024 to Mar 28, 2024
- Accounts · 6 to 5Oct 14, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 5Oct 14, 2022 to Mar 31, 2023
- Assets in custody · $552M to $322MOct 14, 2022 to Mar 31, 2023
- Employees · 8 to 9Oct 14, 2022 to Mar 31, 2023
- Discretionary RAUM · $662M to $375MOct 14, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $662M to $375MOct 14, 2022 to Mar 31, 2023
- RAUM · $662M to $375MOct 14, 2022 to Mar 31, 2023
- Advisory employees · 6 to 5Mar 31, 2022 to Oct 14, 2022
- Employees · 10 to 8Mar 31, 2022 to Oct 14, 2022
- Advisory employees · 4 to 6Mar 26, 2021 to Mar 31, 2022
- Assets in custody · $716M to $552MMar 26, 2021 to Mar 31, 2022
- Employees · 8 to 10Mar 26, 2021 to Mar 31, 2022
- Discretionary RAUM · $846M to $662MMar 26, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $846M to $662MMar 26, 2021 to Mar 31, 2022
- RAUM · $846M to $662MMar 26, 2021 to Mar 31, 2022
- Assets in custody · $0 to $716MMay 12, 2020 to Mar 26, 2021
- Custody of client assets · false to trueMay 12, 2020 to Mar 26, 2021
- Discretionary RAUM · $553M to $846MMay 12, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $553M to $846MMay 12, 2020 to Mar 26, 2021
- RAUM · $553M to $846MMay 12, 2020 to Mar 26, 2021
- Related bank · false to trueMay 12, 2020 to Mar 26, 2021
Signals
7 dated events
- I•••••• C•••••• reported RAUM $565.2M, up 51% from $375.1M (2024-01-11 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- I•••••• C•••••• reported RAUM $375.1M, down 43% from $662.2M (2022-10-14 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Vikram Khanna (Chief Investment Officer) appeared on Schedule A of I•••••• C••••••Oct 14, 2022 · Control person joined · fact
- Grace Katlyn Shahrestani (Co-Trustee) appeared on Schedule A of I•••••• C••••••Mar 31, 2022 · Control person joined · fact
- I•••••• C•••••• reported RAUM $845.7M, up 53% from $553.0M (2020-05-12 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- David Troy Wuertz (Chief Compliance Officer / General Counsel) appeared on Schedule A of I•••••• C••••••Mar 26, 2021 · Control person joined · fact
- I•••••• C•••••• filed its initial SEC registration (Form ADV)May 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ikariancapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-276-0670reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026