DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•• O••••••• I••••• M••••••••• L•••

Former SEC-registered adviserChestnut Hill, MassachusettsCRD 281892SEC 801-106988IAPD
Latest filing Mar 29, 2021
First filing on the tape Nov 23, 2015 · 14 filings
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$1.2B gross assets
History
14 filings and snapshots on the tape
RAUM$1.2B as of Mar 29, 2021
Mar 29, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2021
Mar 29, 20160 then
Employees (5.A)7 as of Mar 29, 2021
Mar 29, 20162 then
Private funds1 as of Mar 29, 2021
Mar 29, 20161 then
RAUM +54% over the last fiscal year+30% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$396MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+54%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.2B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• A••••••• S• · Partnercontrol
        since 12/2018 · owns 25% to 50%
      • L•••••••• K••••••• L•• · Chief Financial Officer And Chief Operations Officercontrol
        since 10/2019 · owns less than 5%
      • M••••••• N•••••••• M•••• · General Counsel And Chief Compliance Officercontrol
        since 06/2019 · owns less than 5%
      • B•••••• C••••••••• G•• · Trusteecontrol
        since 11/2015 · owns F of A•••••• K• G•••••• 2••• I••••••••• T•••• I•
      • E••••• L•••• B•••• · Membercontrol
        since 11/2015 · owns 50% to 75% of M•• F••••••• L••
      • G••••••• A••••••• S• · Trusteecontrol
        since 01/2015 · owns F of C••••••••• G• B••••• 2••• I••••••••• T•••• I•
      • G••••••• A••••••• S• · Trusteecontrol
        since 01/2012 · owns F of G•••••• 2••• I••••••••• T••••
      • K•••••• P••• · Trustee
        since 01/2015 · owns F of C••••••••• G• B••••• 2••• I••••••••• T•••• I•
      • K•••••• P••• · Trustee
        since 01/2015 · owns F of A•••••• K• G•••••• 2••• I••••••••• T•••• I•
      Entity owners
      • M•• F••••••• L•• · Partner
        direct · owns 10% to 25%
      • G•••••• 2••• I••••••••• T•••• · Member
        indirect · owns 25% to 50% of M•• F••••••• L••
      • A•• I••••••••• H••••••• S••••• • · Partner
        direct · owns 10% to 25%
      • A•• I••••••••• H•••••••• L•• · Partner
        direct · owns 5% to 10%
      • A•••••• K• G•••••• 2••• I••••••••• T•••• I• · Member
        indirect · owns 75% or more of A•• I••••••••• H•••••••• L••
      • A•••••• K• G•••••• 2••• I••••••••• T•••• I• · Member
        indirect · owns 25% to 50% of M•• F••••••• L••
      • C••••••••• G• B••••• 2••• I••••••••• T•••• I• · Member
        indirect · owns 75% or more of A•• I••••••••• H••••••• S••••• •
      Related persons
      Schedule D 7.A
      • Mpm Bioi•••••
        investment advisernRAUM $3.6B
      • O••••••• I••••• F••• ••••••• M••••••••• L•••
        investment adviserpooled vehicle sponsorn
      Advisers that list M•• O••••••• I••••• M••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Brisbane, CA1 employees
      • Cambridge, MA1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 5
        Apr 21, 2020 to Mar 29, 2021
      • Employees · 4 to 7
        Apr 21, 2020 to Mar 29, 2021
      • HQ city · CAMBRIDGE to CHESTNUT HILL
        Apr 21, 2020 to Mar 29, 2021
      • Other offices · 1 to 2
        Apr 21, 2020 to Mar 29, 2021
      • Discretionary RAUM · $773M to $1.2B
        Apr 21, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $773M to $1.2B
        Apr 21, 2020 to Mar 29, 2021
      • RAUM · $773M to $1.2B
        Apr 21, 2020 to Mar 29, 2021
      • Accounts · 1 to 3
        Jul 16, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 1 to 3
        Jul 16, 2019 to Mar 30, 2020
      • Assets in custody · unset to 0.0
        Jul 16, 2019 to Mar 30, 2020
      • Custody of client assets · false to true
        Jul 16, 2019 to Mar 30, 2020
      • Employees · 2 to 4
        Jul 16, 2019 to Mar 30, 2020
      • Discretionary RAUM · $632M to $773M
        Jul 16, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $632M to $773M
        Jul 16, 2019 to Mar 30, 2020
      • RAUM · $632M to $773M
        Jul 16, 2019 to Mar 30, 2020
      • Discretionary RAUM · $540M to $632M
        Jul 5, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $540M to $632M
        Jul 5, 2018 to Mar 28, 2019
      • RAUM · $540M to $632M
        Jul 5, 2018 to Mar 28, 2019
      • Pooled vehicle clients · unset to 1.0
        Mar 30, 2017 to Mar 30, 2018
      • Other offices · unset to 1.0
        Mar 30, 2017 to Mar 30, 2018
      • Discretionary RAUM · $471M to $540M
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 539863451.0
        Mar 30, 2017 to Mar 30, 2018
      • RAUM · $471M to $540M
        Mar 30, 2017 to Mar 30, 2018
      • Accounts · 0 to 1
        Feb 7, 2017 to Mar 30, 2017
      • Discretionary RAUM · $0 to $471M
        Feb 7, 2017 to Mar 30, 2017
      • RAUM · $0 to $471M
        Feb 7, 2017 to Mar 30, 2017
      Signals
      7 dated events
      • M•• O••••••• I••••• M••••••••• L••• reported RAUM $1.2B, up 54% from $772.8M (2020-04-21 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • Watt Burgess Sarah Reed (Secretary) no longer on Schedule A of M•• O••••••• I••••• M••••••••• L••• (listed 2019-03-28, absent 2019-07-16)
        Jul 16, 2019 · Control person left · inference
      • Nmn Lauren Cauley (Treasurer) no longer on Schedule A of M•• O••••••• I••••• M••••••••• L••• (listed 2019-03-28, absent 2019-07-16)
        Jul 16, 2019 · Control person left · inference
      • Bruce Howard Rubin (Chief Compliance Officer) no longer on Schedule A of M•• O••••••• I••••• M••••••••• L••• (listed 2019-03-28, absent 2019-07-16)
        Jul 16, 2019 · Control person left · inference
      • Lee Kristen Laguerre (Managing Director, Finance) appeared on Schedule A of M•• O••••••• I••••• M••••••••• L•••
        Jul 16, 2019 · Control person joined · fact
      • Myles Nicholas Mcgrath (General Counsel And Chief Compliance Officer) appeared on Schedule A of M•• O••••••• I••••• M••••••••• L•••
        Jul 16, 2019 · Control person joined · fact
      • M•• O••••••• I••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
        Nov 23, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026