DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•••••• C••••••• L•••

Former SEC-registered adviserNew York, New YorkCRD 281913SEC 801-113482websiteIAPD
Latest filing May 21, 2025
First filing on the tape May 23, 2018 · 20 filings
SEC status approved since Jun 20, 2018
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$132M as of May 21, 2025
Mar 27, 2019$412M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2025
Mar 27, 20190 then
Employees (5.A)6 as of May 21, 2025
Mar 27, 20199 then
Private funds7 as of May 21, 2025
Mar 27, 20195 then
RAUM -35% over the last fiscal year-38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$18.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-32%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$132M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••• C•••••• F••• I•• L•••Private Equity Fund$92.8M148Mar 30, 2020
      T•••••• C•••••• P••••••• F••• I• L•••Private Equity Fund$32.1M60Mar 22, 2017
      T•••••• C•••••• F••• I• L•••Private Equity Fund$32.1M82Nov 2, 2015
      T• C•• I••• L•••Private Equity Fund$24.2M36Mar 27, 2019
      T• C•• V• L•••Private Equity Fund$8.7M33Mar 31, 2022
      T• C•• I•• L•••Private Equity Fund$6.8M18Mar 31, 2021
      T• C•• I•• L•••no longer reportedPrivate Equity Fund$3.1M34Mar 29, 2018
      T• C•• I• L•••no longer reportedPrivate Equity Fund$246,86948Mar 22, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••• A•••••• J••• · Limited Partner; Ciocontrol
        since 03/2015 · owns 25% to 50%
      • R•••••• M•••• J••••• · Limited Partner; Coocontrol
        since 03/2015 · owns 25% to 50%
      • F••••••• A•••••• J••• · Membercontrol
        since 03/2015 · owns 25% to 50% of T•••••• C•••••• G•• L••
      • R•••••• M•••• J••••• · Membercontrol
        since 03/2015 · owns 25% to 50% of T•••••• C•••••• G•• L••
      • Z••••••• M•••• A••••• · Elected Managercontrol
        since 03/2015 · owns F of M• T•••• H•••••••• L••
      • Z••••••• M•••• A••••• · Membercontrol
        since 03/2015 · owns 25% to 50% of T•••••• C•••••• G•• L••
      • S•••••••• B••••• P••• · Chief Compliance Officer
        since 06/2020 · owns less than 5%
      Entity owners
      • M• T•••• H•••••••• L•• · Limited Partner
        direct · owns 25% to 50%
      • T•••••• C•••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Mar 30, 2025 to May 21, 2025
      • Discretionary RAUM · $137M to $132M
        Mar 30, 2025 to May 21, 2025
      • Pooled vehicle RAUM · $137M to $132M
        Mar 30, 2025 to May 21, 2025
      • RAUM · $137M to $132M
        Mar 30, 2025 to May 21, 2025
      • Accounts · 6 to 7
        Nov 18, 2024 to Mar 30, 2025
      • Advisory employees · 8 to 5
        Nov 18, 2024 to Mar 30, 2025
      • Pooled vehicle clients · 6 to 7
        Nov 18, 2024 to Mar 30, 2025
      • Employees · 8 to 6
        Nov 18, 2024 to Mar 30, 2025
      • Private funds · 6 to 7
        Nov 18, 2024 to Mar 30, 2025
      • Discretionary RAUM · $202M to $137M
        Nov 18, 2024 to Mar 30, 2025
      • Pooled vehicle RAUM · $202M to $137M
        Nov 18, 2024 to Mar 30, 2025
      • RAUM · $202M to $137M
        Nov 18, 2024 to Mar 30, 2025
      • Accounts · 7 to 6
        May 9, 2023 to Mar 29, 2024
      • Advisory employees · 9 to 8
        May 9, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 7 to 6
        May 9, 2023 to Mar 29, 2024
      • Employees · 10 to 8
        May 9, 2023 to Mar 29, 2024
      • Private funds · 7 to 6
        May 9, 2023 to Mar 29, 2024
      • Discretionary RAUM · $263M to $202M
        May 9, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $263M to $202M
        May 9, 2023 to Mar 29, 2024
      • RAUM · $263M to $202M
        May 9, 2023 to Mar 29, 2024
      • Discretionary RAUM · $263M to $263M
        Mar 31, 2023 to May 9, 2023
      • Pooled vehicle RAUM · $263M to $263M
        Mar 31, 2023 to May 9, 2023
      • RAUM · $263M to $263M
        Mar 31, 2023 to May 9, 2023
      • Accounts · 8 to 7
        May 13, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 8 to 7
        May 13, 2022 to Mar 31, 2023
      • Private funds · 8 to 7
        May 13, 2022 to Mar 31, 2023
      • Discretionary RAUM · $534M to $263M
        May 13, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $534M to $263M
        May 13, 2022 to Mar 31, 2023
      • RAUM · $534M to $263M
        May 13, 2022 to Mar 31, 2023
      • Discretionary RAUM · $545M to $534M
        Mar 31, 2022 to May 13, 2022
      • Pooled vehicle RAUM · $545M to $534M
        Mar 31, 2022 to May 13, 2022
      • RAUM · $545M to $534M
        Mar 31, 2022 to May 13, 2022
      • Accounts · 7 to 8
        May 18, 2021 to Mar 31, 2022
      • Advisory employees · 7 to 9
        May 18, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 7 to 8
        May 18, 2021 to Mar 31, 2022
      • Employees · 7 to 10
        May 18, 2021 to Mar 31, 2022
      • Private funds · 7 to 8
        May 18, 2021 to Mar 31, 2022
      • Discretionary RAUM · $458M to $545M
        May 18, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $458M to $545M
        May 18, 2021 to Mar 31, 2022
      • RAUM · $458M to $545M
        May 18, 2021 to Mar 31, 2022
      Signals
      4 dated events
      • T•••••• C••••••• L••• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $132.1M)
        Dec 20, 2025 · Left the SEC roster · derived
      • T•••••• C••••••• L••• reported RAUM $262.7M, down 51% from $534.0M (2022-05-13 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • T•••••• C••••••• L••• reported RAUM $412.1M, up 117% from $189.6M (2018-07-05 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • T•••••• C••••••• L••• filed its initial SEC registration (Form ADV)
        May 23, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      H•••S://WWW.LINKEDIN.COM/COMPANY/T•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026