DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• C•••••• P•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Nov 10, 2015 · 20 filings
SEC status approved since Nov 20, 2015
RAUM
$1.4B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.4B as of Mar 26, 2026
Mar 17, 2016$1.9B then
HNW client RAUM$0 as of Mar 31, 2021
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 17, 20160 then
Employees (5.A)20 as of Mar 26, 2026
Mar 17, 201614 then
Private funds12 as of Mar 26, 2026
Mar 31, 20175 then
RAUM -9.2% over the last fiscal year-6.1% a year over threeIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- D••• A•••••• R•••••• · Presidentcontrolsince 10/2015 · owns less than 5%
- S•••••• D••••• M••• · Chief Executive Officercontrolsince 10/2015 · owns less than 5%
- W••••• S•••• R••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- D••• A•••••• R•••••• · Limited Partnercontrolsince 10/2015 · owns 25% to 50% of I•••••••• C•••••• G••••• L•
- S•••••• D••••• M••• · Limited Partnercontrolsince 10/2015 · owns 50% to 75% of I•••••••• C•••••• G••••• L•
Entity owners
- I•••••••• C•••••• G••••• L• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- I•••••••• E••••••• O••••••• G•• L•pooled vehicle sponsorn
- I•••••••• F••••••• G•• L•pooled vehicle sponsorn
- I•••••••• F••••••• O••••••• G•• L•pooled vehicle sponsorn
- I•••••••• L••• S••••••• G•• L•pooled vehicle sponsorn
- I•••••••• L••• S••••••• O••••••• G•• L•pooled vehicle sponsorn
- I•••••••• L•••• M••••• M••••• V•••• G•• L•pooled vehicle sponsorn
- I•••••••• L•••• M••••• M••••• V•••• O••••••• G•• L•pooled vehicle sponsorn
- I•••••••• L••••••••• G•• S•• R•••pooled vehicle sponsorn
- I•••••••• S••••••••• C••••• R••• E••••• G•• L•pooled vehicle sponsorn
- I•••••••• S••••••••• C••••• R••• E••••• O••••••• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA2 employees
What changed
consecutive filings, newest first
- Advisory employees · 11 to 10Mar 28, 2025 to Mar 26, 2026
- Assets in custody · 0.0 to unsetMar 28, 2025 to Mar 26, 2026
- Employees · 17 to 20Mar 28, 2025 to Mar 26, 2026
- Other offices · 2 to 0Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.2B to $1.2BMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $245M to $178MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.5B to $1.4BMar 28, 2025 to Mar 26, 2026
- RAUM · $1.5B to $1.4BMar 28, 2025 to Mar 26, 2026
- Accounts · 22 to 21Oct 17, 2024 to Mar 28, 2025
- Advisory employees · 10 to 11Oct 17, 2024 to Mar 28, 2025
- Pooled vehicle clients · 22 to 21Oct 17, 2024 to Mar 28, 2025
- Employees · 19 to 17Oct 17, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 17, 2024 to Mar 28, 2025
- Private funds · 13 to 12Oct 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.4B to $1.2BOct 17, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $302M to $245MOct 17, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.5BOct 17, 2024 to Mar 28, 2025
- RAUM · $1.7B to $1.5BOct 17, 2024 to Mar 28, 2025
- Accounts · 23 to 22Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 13 to 10Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 23 to 22Mar 31, 2023 to Mar 29, 2024
- Employees · 24 to 19Mar 31, 2023 to Mar 29, 2024
- Private funds · 10 to 13Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.3B to $1.4BMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $354M to $302MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.6B to $1.7BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.6B to $1.7BMar 31, 2023 to Mar 29, 2024
- Accounts · 21 to 23Sep 13, 2022 to Mar 31, 2023
- Advisory employees · 17 to 13Sep 13, 2022 to Mar 31, 2023
- Pooled vehicle clients · 21 to 23Sep 13, 2022 to Mar 31, 2023
- Employees · 25 to 24Sep 13, 2022 to Mar 31, 2023
- Other offices · 3 to 2Sep 13, 2022 to Mar 31, 2023
- Private funds · 7 to 10Sep 13, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.3BSep 13, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $468M to $354MSep 13, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $1.6BSep 13, 2022 to Mar 31, 2023
- RAUM · $1.9B to $1.6BSep 13, 2022 to Mar 31, 2023
- Accounts · 22 to 21Mar 31, 2021 to Mar 31, 2022
- Charity clients · 0.0 to unsetMar 31, 2021 to Mar 31, 2022
- Corporate clients · 0.0 to unsetMar 31, 2021 to Mar 31, 2022
Signals
3 dated events
- Ryan Sean Wilke (Chief Compliance Officer) appeared on Schedule A of I•••••••• C•••••• P•••••••• L••Oct 17, 2024 · Control person joined · fact
- Wheelock Andrew Hobson (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of I•••••••• C•••••• P•••••••• L•• (listed 2024-03-29, absent 2024-10-17)Oct 17, 2024 · Control person left · inference
- I•••••••• C•••••• P•••••••• L• filed its initial SEC registration (Form ADV)Nov 10, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•••••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I•••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/innovatus-capital-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 698-4580reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026