DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• M••••••••• L•••
Latest filing Jul 21, 2026
First filing on the tape Oct 30, 2015 · 18 filings
SEC status approved since Nov 9, 2015
RAUM
$6.8B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$6.8B as of Jul 21, 2026
Mar 30, 2016$4.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 21, 2026
Mar 30, 20160 then
Employees (5.A)31 as of Jul 21, 2026
Mar 30, 201614 then
Private funds2 as of Jul 21, 2026
Mar 30, 20161 then
RAUM -6.6% over the last fiscal year+1.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• G••••• I••• | Hedge Fund | $7.3B | 2 | Jan 8, 2016 |
| A•••••• S•••••••• P•••••••• L••• | Hedge Fund | $1.0B | 5 | Feb 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• M••••••• J•••• · Chairman / Chief Executive Officer / Limited Partnercontrolsince 10/2015 · owns 75% or more
- C•••••• D••••• L••• · Vice President / General Counselcontrolsince 01/2016 · owns less than 5%
- E••••• A••••••••• D•••••• · Vice Presidentcontrolsince 01/2016 · owns less than 5%
- K••••• C••••• M•••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
- A••••••••• M••••••• J•••• · Membercontrolsince 06/2015 · owns 75% or more of A•••••• F••••• G•• L••
Entity owners
- A•••••• F••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••••• P•••••••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY14 employees
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $7.3B to $6.3BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $450MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $7.3B to $6.8BMar 31, 2025 to Mar 30, 2026
- RAUM · $7.3B to $6.8BMar 31, 2025 to Mar 30, 2026
- Advisory employees · 24 to 23Mar 29, 2024 to Mar 31, 2025
- Employees · 32 to 31Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.8B to $7.3BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $7.8B to $7.3BMar 29, 2024 to Mar 31, 2025
- RAUM · $7.8B to $7.3BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 20 to 24May 16, 2023 to Mar 29, 2024
- Employees · 27 to 32May 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.5B to $7.8BMay 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.5B to $7.8BMay 16, 2023 to Mar 29, 2024
- RAUM · $6.5B to $7.8BMay 16, 2023 to Mar 29, 2024
- Advisory employees · 24 to 20Mar 31, 2023 to May 16, 2023
- Employees · 32 to 27Mar 31, 2023 to May 16, 2023
- Accounts · 1 to 2Feb 28, 2023 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Feb 28, 2023 to Mar 31, 2023
- Discretionary RAUM · $6.5B to $6.5BFeb 28, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $6.5B to $6.5BFeb 28, 2023 to Mar 31, 2023
- RAUM · $6.5B to $6.5BFeb 28, 2023 to Mar 31, 2023
- Private funds · 1 to 2Nov 7, 2022 to Feb 28, 2023
- Advisory employees · 23 to 24Mar 31, 2021 to Mar 31, 2022
- Employees · 31 to 32Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $5.4B to $6.5BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $5.4B to $6.5BMar 31, 2021 to Mar 31, 2022
- RAUM · $5.4B to $6.5BMar 31, 2021 to Mar 31, 2022
- Employees · 33 to 31Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $5.5B to $5.4BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $5.5B to $5.4BMar 30, 2020 to Mar 31, 2021
- RAUM · $5.5B to $5.4BMar 30, 2020 to Mar 31, 2021
- Advisory employees · 24 to 23Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $5.5B to $5.5BMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $5.5B to $5.5BMar 29, 2019 to Mar 30, 2020
- RAUM · $5.5B to $5.5BMar 29, 2019 to Mar 30, 2020
- Advisory employees · 17 to 24Mar 30, 2018 to Mar 29, 2019
- Employees · 23 to 33Mar 30, 2018 to Mar 29, 2019
- Discretionary RAUM · $4.5B to $5.5BMar 30, 2018 to Mar 29, 2019
Signals
3 dated events
- M•••••• W••• B•••••• (Director) no longer on Schedule A of A•••••• M••••••••• L••• (listed 2023-03-31, absent 2023-05-16)May 16, 2023 · Control person left · inference
- M•••••• W••• B•••••• (Director) appeared on Schedule A of A•••••• M••••••••• L•••Mar 29, 2019 · Control person joined · fact
- A•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Oct 30, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-381-4144reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026