DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• E••••• M••••••••• L••••••
Latest filing Jun 29, 2026
First filing on the tape Feb 26, 2016 · 12 filings
SEC status approved since Mar 11, 2016
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$0 as of Jun 29, 2026
Jun 20, 2025$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20160 then
Employees (5.A)2 as of Jun 29, 2026
Jun 28, 20163 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••• T•••••• J••••• · Member/Managing Director/Ccocontrolsince 09/2000 · owns 75% or more
- R••••••• T•••••• J••••• · Membercontrolsince 06/2009 · owns 75% or more of A••••• E••••• A••• P••• L•••
Entity owners
- A••••• E••••• A••• P••• L••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A••••• E••••• A••• P••• L•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Jun 29, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-06-20, no on the filing of 2026-06-29peers: other advisers, under $100M (666)
- compensation changedChange between filings · filing Jun 29, 2026performance-based compensation (Item 5.E.6): no on the filing of 2025-06-20, yes on the filing of 2026-06-29peers: other advisers, under $100M (666)
What changed
consecutive filings, newest first
- HNW clients · unset to 1.0Jun 20, 2025 to Jun 29, 2026
- HNW RAUM · unset to 0.0Jun 20, 2025 to Jun 29, 2026
- Accounts · unset to 0.0Jun 25, 2024 to Jun 20, 2025
- Financial planning clients · 0 to 0Jun 25, 2024 to Jun 20, 2025
- HQ state · unset to Jun 25, 2024 to Jun 20, 2025
- Discretionary RAUM · unset to 0.0Jun 25, 2024 to Jun 20, 2025
- Non-discretionary RAUM · unset to 0.0Jun 25, 2024 to Jun 20, 2025
- RAUM · unset to 0.0Jun 25, 2024 to Jun 20, 2025
- Employees · 3 to 2Jun 19, 2020 to Jun 25, 2021
- Advisory activities · 3 to 2Jun 24, 2019 to Jun 19, 2020
- Corporate clients · unset to 6.0Jun 24, 2019 to Jun 19, 2020
- Other offices · 1 to 0Jun 24, 2019 to Jun 19, 2020
- Advisory employees · 3 to 2Jun 26, 2018 to Jun 24, 2019
- Employees · 4 to 3Jun 26, 2018 to Jun 24, 2019
- Other offices · unset to 1.0Jun 19, 2017 to Jun 26, 2018
- Advisory employees · 1 to 3Jun 28, 2016 to Jun 19, 2017
- Employees · 3 to 4Jun 28, 2016 to Jun 19, 2017
- Accounts · 0.0 to unsetFeb 26, 2016 to Jun 28, 2016
- Discretionary RAUM · 0.0 to unsetFeb 26, 2016 to Jun 28, 2016
- Non-discretionary RAUM · 0.0 to unsetFeb 26, 2016 to Jun 28, 2016
- RAUM · 0.0 to unsetFeb 26, 2016 to Jun 28, 2016
Signals
1 dated events
- A••••• E••••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)Feb 26, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• E••••• M••••••••• L•••••• · Independent Sponsorsshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- A•••••-EM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +4420-7828-7230reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026