DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• F•••••••• P••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Feb 10, 2016 · 24 filings
SEC status approved since Mar 4, 2016
RAUM
$628M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$598M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$628M as of Mar 18, 2026
Mar 8, 2016$95.6M then
HNW client RAUM$553M as of Mar 18, 2026
Feb 27, 2018$152M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 8, 20162 then
Employees (5.A)7 as of Mar 18, 2026
Mar 8, 20163 then
Private funds: no history
RAUM +23% over the last fiscal year+22% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $412,347derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $228M, 199 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$553M88%
- Individuals$44.8M7.1%
- Charitable organizations$23.2M3.7%
- Corporations and businesses$6.3M1.0%
- Pension and profit-sharing plans$75,9450.0%
- Individual clients
- 238reported
- HNW clients
- 320reported
- Pension plan clients
- 1reported
- Charitable clients
- 9reported
- Accounts
- 1,522reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $228M for 199 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•••••••• S•••• G•••••• | Warrenton, Va | Mar 8, 2016 | 23 y | 4 |
| S•••• J••• Y••••Certified Financial Planner | Warrenton, Va | Mar 8, 2016 | 23 y | 4 |
| S•••• G••••• I•••••Certified Financial Planner | Warrenton, Va | Jan 28, 2021 | 15 y | 0 |
| D••••• J•••• F••••••••Certified Financial Planner | Warrenton, Va | Feb 22, 2025 | 13 y | 0 |
| K••• L••• T••••• | Warrenton, Va | Feb 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- L••• E•••••••• V••••••• to S••••••• C••••••••• L••Jan 26, 2024 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• N••••••••• S•••• · Managing Partner, Co-Foundercontrolsince 09/2015 · owns 25% to 50%
- Y••••• S••••• J••• · Managing Partner, Co-Founder, Ccocontrolsince 09/2015 · owns less than 5%
- Y••••• J•••••••• D•••• · Trusteecontrolsince 02/2024 · owns F of T•• S•••• J• Y•••• R•••••••• L••••• T•••• U•• D•••• F••••••• 1•• 2•••
- Y••••• S••••• J••• · Trusteecontrolsince 02/2024 · owns F of T•• S•••• J• Y•••• R•••••••• L••••• T•••• U•• D•••• F••••••• 1•• 2•••
- I•••••• S••••• G••••• · Membersince 05/2024 · owns less than 5%
Entity owners
- T•• S•••• J• Y•••• R•••••••• L••••• T•••• U•• D•••• F••••••• 1•• 2••• · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Warrenton, Va · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Washington, VA1 employees
What changed
consecutive filings, newest first
- Accounts · 1,398 to 1,522Nov 18, 2025 to Mar 18, 2026
- Advisory employees · 4 to 6Nov 18, 2025 to Mar 18, 2026
- Charity clients · 10 to 9Nov 18, 2025 to Mar 18, 2026
- HNW clients · 271 to 320Nov 18, 2025 to Mar 18, 2026
- Individual clients · 241 to 238Nov 18, 2025 to Mar 18, 2026
- Pension plan clients · 3 to 1Nov 18, 2025 to Mar 18, 2026
- Assets in custody · $178M to $228MNov 18, 2025 to Mar 18, 2026
- Employees · 6 to 7Nov 18, 2025 to Mar 18, 2026
- State-registered IARs · 3 to 5Nov 18, 2025 to Mar 18, 2026
- Discretionary RAUM · $509M to $625MNov 18, 2025 to Mar 18, 2026
- HNW RAUM · $440M to $553MNov 18, 2025 to Mar 18, 2026
- Individual RAUM · $45.1M to $44.8MNov 18, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $2.0M to $2.3MNov 18, 2025 to Mar 18, 2026
- Pension RAUM · $263,141 to $75,945Nov 18, 2025 to Mar 18, 2026
- RAUM · $511M to $628MNov 18, 2025 to Mar 18, 2026
- Assets in custody · unset to 178033638.0Mar 13, 2025 to Nov 18, 2025
- Custody of client assets · false to trueMar 13, 2025 to Nov 18, 2025
- Accounts · 1,227 to 1,398Jun 11, 2024 to Mar 13, 2025
- Advisory activities · 3 to 2Jun 11, 2024 to Mar 13, 2025
- Charity clients · 11 to 10Jun 11, 2024 to Mar 13, 2025
- Corporate clients · unset to 15.0Jun 11, 2024 to Mar 13, 2025
- HNW clients · 238 to 271Jun 11, 2024 to Mar 13, 2025
- Individual clients · 248 to 241Jun 11, 2024 to Mar 13, 2025
- Pension plan clients · unset to 3.0Jun 11, 2024 to Mar 13, 2025
- Financial planning clients · 101-250 to 101-250Jun 11, 2024 to Mar 13, 2025
- Discretionary RAUM · $400M to $509MJun 11, 2024 to Mar 13, 2025
- HNW RAUM · $342M to $440MJun 11, 2024 to Mar 13, 2025
- Individual RAUM · $40.0M to $45.1MJun 11, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $348,627 to $2.0MJun 11, 2024 to Mar 13, 2025
- Pension RAUM · $287,135 to $263,141Jun 11, 2024 to Mar 13, 2025
- RAUM · $401M to $511MJun 11, 2024 to Mar 13, 2025
- Accounts · 1,137 to 1,227Feb 7, 2023 to Mar 6, 2024
- Advisory employees · 5 to 4Feb 7, 2023 to Mar 6, 2024
- Charity clients · 5 to 11Feb 7, 2023 to Mar 6, 2024
- Corporate clients · 5.0 to unsetFeb 7, 2023 to Mar 6, 2024
- HNW clients · 218 to 238Feb 7, 2023 to Mar 6, 2024
- Individual clients · 237 to 248Feb 7, 2023 to Mar 6, 2024
- Employees · 7 to 6Feb 7, 2023 to Mar 6, 2024
- Other offices · 0 to 1Feb 7, 2023 to Mar 6, 2024
- Discretionary RAUM · $343M to $400MFeb 7, 2023 to Mar 6, 2024
Signals
5 dated events
- M••••••• F•••••••• P••••••• L•• reported RAUM $510.8M, up 27% from $400.8M (2024-06-11 to 2025-03-13)Mar 13, 2025 · RAUM change · derived
- David Jonathan Yakel (Trustee) appeared on Schedule A of M••••••• F•••••••• P••••••• L••Jun 11, 2024 · Control person joined · fact
- L••• E•••••••• V••••••• left M••••••• F•••••••• P••••••• L•• for S••••••• C••••••••• L•• (registered 2024-02-12)Jan 26, 2024 · Advisor changed firm · fact
- M••••••• P••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 10, 2016 · Succession (Item 4) · fact
- M••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Feb 10, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@meridianfinancialpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 540-878-5416reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/10201377reportedpublic record, Form ADV, Sep 18, 2026
- Website
- M•••••••FINANCIALPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (540)-878-5416reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- meridianfinancialpartners.com/get-in-touchreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- meridianfinancialpartners.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026