DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

R•••••• V•••••••

Former SEC-registered adviserMenlo Park, CaliforniaCRD 282024SEC 801-108176IAPD
Legal name R•••••• U••• I••
Latest filing Oct 3, 2016
First filing on the tape Jul 19, 2016 · 3 filings
RAUM
$2
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$2 as of Oct 3, 2016
Jul 19, 2016$2 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 3, 2016
Jul 19, 20160 then
Employees (5.A)11 as of Oct 3, 2016
Jul 19, 201611 then
Private funds1 as of Oct 3, 2016
Jul 19, 20161 then
Practice profile
derived from the filing of Oct 3, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Custody
$2, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2 for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••••• V••••••• F••• I• L•••Venture Capital Fund$02Jul 19, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• D•••••• S••••••••• · President/Ceo/Cco (R•••••• U••• I••.); Managing Member (R•••••• V••••••• F••• I• G•• L••)control
        since 12/2010 · owns less than 5%
      • U•••••••• Y••••• A••••••••• · Managing Member (R•••••• V••••••• F••• I• G•• L••)control
        since 07/2016 · owns less than 5%
      Entity owners
      • R•••••• M••••••••• C•••••• M••••• L•• · Shareholder (R•••••• U••• I••.)
        direct · owns 75% or more
      • J•••• S•••• C•••••• R•••••• · Shareholder
        indirect · owns 75% or more of R•••••• M••••••••• C•••••• M••••• L••
      • R•••••• F••••••••• · Shareholder
        indirect · owns 75% or more of J•••• S•••• C•••••• R••••••
      Related persons
      Schedule D 7.A
      • R•••••• V••••••• F••• I• G•• L••
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · R•••••• U••• I•• to R•••••• V•••••••
        Jul 19, 2016 to Aug 31, 2016
      Signals
      1 dated events
      • R•••••• U••• I•• filed its initial SEC registration (Form ADV)
        Jul 19, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026