DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A••••••• C•••• P•••••••
Legal name A••••••• C•••• P••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Nov 5, 2015 · 34 filings
SEC status approved since Dec 4, 2015
RAUM
$628M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$628M as of Mar 31, 2026
Mar 29, 2016$407M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)12 as of Mar 31, 2026
Mar 29, 201614 then
Private funds5 as of Mar 31, 2026
Mar 29, 20162 then
RAUM n/a over the last fiscal year-9.3% a year over three
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$628M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• F••• I• L• | Other Private Fund | $303M | 10 | Mar 23, 2021 |
| P••••••••• S•••••••• C••••• I• L• | Other Private Fund | $128M | 50 | Mar 22, 2018 |
| A•• F••• I• L• | Other Private Fund | $117M | 36 | Mar 22, 2018 |
| C•••••••• O••••••••• F••• L• | Other Private Fund | $51.5M | 1 | Mar 31, 2022 |
| P••••••••• S•••••••• C••••• L• | Other Private Fund | $50.4M | 8 | Mar 29, 2016 |
| C•••••• I••••••••• L• | Other Private Fund | $45.0M | 1 | Mar 27, 2020 |
| B•••• R•••• L•••• I•••••• I• L•••••• | Private Equity Fund | $5.0M | 2 | Mar 22, 2017 |
| A••••••• C•••• L•••• A••••••• S•••••• S•••••••• O••••••••• F••• L• | Private Equity Fund | $3.0M | 16 | Mar 29, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• D•••••• J•• · Chief Executive Officer And Co-Chief Investment Officercontrolsince 09/2015 · owns less than 5%
- R••••• U••• •••• · Chief Compliance Officer (Outsourced)controlsince 01/2024 · owns less than 5%
- T••••••• M••••••• M•••••• · President And Co-Chief Investment Officercontrolsince 02/2023 · owns less than 5%
- C••••••• D•••••• J•• · Managing Membercontrolsince 09/2015 · owns 75% or more of A••••••• C•••• H••••••• L••
Entity owners
- A••••••• C•••• H••••••• L•• · Owner/General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••••• C•••• C•••••••• G• L••pooled vehicle sponsorn
- A••••••• C•••• C•••••• G• L••bankpooled vehicle sponsorn
- A••••••• C•••• G• I• L••bankpooled vehicle sponsorn
- A••••••• C•••• G• L••bankpooled vehicle sponsorn
- A••••••• C•••• L•••• G• L••pooled vehicle sponsorn
- A••••••• C•••• M••••• E••• L••investment advisern
- A••••••• C•••• U• L••investment advisern
- P••••••••• A••••••• C•••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Minnetonka, MN1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): yes on the filing of 2025-05-01, no on the filing of 2026-03-31peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 7 to 5May 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 5May 1, 2025 to Mar 31, 2026
- Other offices · 1 to 0May 1, 2025 to Mar 31, 2026
- Private funds · 7 to 5May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $557M to $551MMay 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $58.6M to $77.8MMay 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $615M to $628MMay 1, 2025 to Mar 31, 2026
- RAUM · $615M to $628MMay 1, 2025 to Mar 31, 2026
- Related bank · true to falseMay 1, 2025 to Mar 31, 2026
- Accounts · 8 to 7Jun 10, 2024 to May 1, 2025
- Pooled vehicle clients · 8 to 7Jun 10, 2024 to May 1, 2025
- Assets in custody · 841365238.0 to unsetJun 10, 2024 to May 1, 2025
- Custody of client assets · true to falseJun 10, 2024 to May 1, 2025
- Employees · 14 to 12Jun 10, 2024 to May 1, 2025
- Financial planning clients · 0 to 0Jun 10, 2024 to May 1, 2025
- Private funds · 8 to 7Jun 10, 2024 to May 1, 2025
- Discretionary RAUM · $651M to $557MJun 10, 2024 to May 1, 2025
- Non-discretionary RAUM · $51.5M to $58.6MJun 10, 2024 to May 1, 2025
- Pooled vehicle RAUM · $703M to $615MJun 10, 2024 to May 1, 2025
- RAUM · $703M to $615MJun 10, 2024 to May 1, 2025
- Accounts · 12 to 8Jan 12, 2024 to Mar 29, 2024
- Advisory employees · 10 to 9Jan 12, 2024 to Mar 29, 2024
- Pooled vehicle clients · 12 to 8Jan 12, 2024 to Mar 29, 2024
- Employees · 20 to 14Jan 12, 2024 to Mar 29, 2024
- Discretionary RAUM · $841M to $651MJan 12, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $51.5MJan 12, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $841M to $703MJan 12, 2024 to Mar 29, 2024
- RAUM · $841M to $703MJan 12, 2024 to Mar 29, 2024
- Accounts · 10 to 12Sep 1, 2022 to Mar 29, 2023
- Advisory employees · 12 to 10Sep 1, 2022 to Mar 29, 2023
- Charity clients · 0.0 to unsetSep 1, 2022 to Mar 29, 2023
- Corporate clients · 2.0 to unsetSep 1, 2022 to Mar 29, 2023
- HNW clients · 0.0 to unsetSep 1, 2022 to Mar 29, 2023
- Individual clients · 0.0 to unsetSep 1, 2022 to Mar 29, 2023
- Pension plan clients · 0.0 to unsetSep 1, 2022 to Mar 29, 2023
- Pooled vehicle clients · 8 to 12Sep 1, 2022 to Mar 29, 2023
- Assets in custody · $840M to $841MSep 1, 2022 to Mar 29, 2023
- Employees · 22 to 20Sep 1, 2022 to Mar 29, 2023
- Financial planning clients · unset to 0Sep 1, 2022 to Mar 29, 2023
- Other offices · 2 to 1Sep 1, 2022 to Mar 29, 2023
Signals
18 dated events
- R••• E•••• M••• (General Counsel) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2024-01-12, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- (Nmn) Uzi Rosha (Chief Compliance Officer (Outsourced)) appeared on Schedule A of A••••••• C•••• P•••••••Jan 12, 2024 · Control person joined · fact
- R•••••• N••••••• O•••• (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2023-07-28, absent 2024-01-12)Jan 12, 2024 · Control person left · inference
- Martijn Maarten Terlouw (President And Co-Chief Investment Officer) appeared on Schedule A of A••••••• C•••• P•••••••Mar 29, 2023 · Control person joined · fact
- R•••••• N••••••• O•••• (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of A••••••• C•••• P•••••••Sep 1, 2022 · Control person joined · fact
- Christine Angela Samfilippo (Chief Administrative Officer) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2022-04-27, absent 2022-09-01)Sep 1, 2022 · Control person left · inference
- S••••• H••••• F••••• (President And Cco) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2022-04-27, absent 2022-09-01)Sep 1, 2022 · Control person left · inference
- L•••• J•••• S•••• (Chief Compliance Officer) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2022-01-14, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Qamoos Margaret Mangelsen (Chief Operating Officer) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2022-01-14, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- A••••••• C•••• P••••••• reported RAUM $1.0B, down 30% from $1.5B (2019-10-24 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Paul Charles Friedberg (Chief Operating Officer) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2019-10-24, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Vanzandt Benjamin Hawn (General Counsel) no longer on Schedule A of A••••••• C•••• P••••••• (listed 2019-10-24, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Qamoos Margaret Mangelsen (Chief Operating Officer) appeared on Schedule A of A••••••• C•••• P•••••••Mar 27, 2020 · Control person joined · fact
- R••• E•••• M••• (General Counsel) appeared on Schedule A of A••••••• C•••• P•••••••Mar 27, 2020 · Control person joined · fact
- S••••• H••••• F••••• (President) appeared on Schedule A of A••••••• C•••• P•••••••Mar 27, 2020 · Control person joined · fact
- L•••• J•••• S•••• (Director, Chief Compliance Officer) appeared on Schedule A of A••••••• C•••• P•••••••Mar 20, 2019 · Control person joined · fact
- A••••••• C•••• P••••••• reported RAUM $1.3B, up 47% from $913.9M (2017-09-22 to 2018-03-22)Mar 22, 2018 · RAUM change · derived
- A••••••• C•••• P••••••• L• filed its initial SEC registration (Form ADV)Nov 5, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• C•••• P••••••• · Independent Sponsorsshared crd · capital_provider
- A••••••• C•••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A•••••••-C••••-PARTNERSreportedpublic record, Form ADV, Sep 21, 2026
- Website
- A•••••••C••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 877-235-4500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026