DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Summit Wealth Group LLC
Latest filing Mar 11, 2026
First filing on the tape Dec 3, 2015 · 21 filings
SEC status approved since Dec 23, 2015
RAUM
$762M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$744M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$762M as of Mar 11, 2026
Mar 18, 2016$223M then
HNW client RAUM$656M as of Mar 11, 2026
Mar 6, 2018$226M then
State-registered IARs (5.B.3)8 as of Mar 11, 2026
Mar 18, 20167 then
Employees (5.A)10 as of Mar 11, 2026
Mar 18, 201612 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $527,270derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $443M, 176 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$656M86%
- Individuals$88.5M12%
- Pension and profit-sharing plans$17.5M2.3%
- Individual clients
- 222reported
- HNW clients
- 223reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 1,445reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $443M for 176 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Erik Matthew PottsCertified Financial Planner | Exeter, Nh | Jan 4, 2021 | 23 y | 5 |
| Erik Randall | Exeter, Nh | Aug 17, 2023 | 11 y | 1 |
| Abigail HurlburtCertified Financial Planner | Exeter, Nh | Aug 22, 2023 | 26 y | 4 |
| Sarah Brookes-Governo | Exeter, Nh | Aug 23, 2023 | 19 y | 2 |
| Heather Sue MeeksCertified Financial Planner | Exeter, Nh | Dec 26, 2024 | 18 y | 2 |
| Katherine Adams | Exeter, Nh | Jan 1, 2025 | 26 y | 4 |
| Andrew W Schwarz | Exeter, Nh | Jan 1, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Katherine Adams from Cambridge Investment Research Advisors, Inc.Jan 1, 2025 · Other
- Andrew W Schwarz from Cambridge Investment Research Advisors, Inc.Jan 1, 2025 · Other
- Heather Sue Meeks from Cambridge Investment Research Advisors, Inc.Dec 26, 2024 · Other
- Sarah Brookes-Governo from Morgan Stanley & Co. LLCAug 23, 2023 · Other
- Abigail Hurlburt from Cambridge Investment Research Advisors, Inc.Aug 22, 2023 · Other
- Erik Randall from Cambridge Investment Research Advisors, Inc.Aug 17, 2023 · Other
- Erik Matthew Potts from Panorama Wealth Strategies, LLCJan 4, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Cambridge Investment Research Advisors, Inc.Jan 26, 2016 · White River Junction, Vt
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Colt Thomas Hartman · Principal/Ccocontrolsince 01/2016 · owns 25% to 50%
- Lechthaler Abigail Hurlburt · Principalcontrolsince 01/2016 · owns 25% to 50%
- Matthew Erik Potts · Principalcontrolsince 01/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Exeter, Nh · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Exeter, NH1 employees
What changed
consecutive filings, newest first
- Accounts · 1,401 to 1,445Dec 11, 2025 to Mar 11, 2026
- Advisory employees · 8 to 7Dec 11, 2025 to Mar 11, 2026
- HNW clients · 214 to 223Dec 11, 2025 to Mar 11, 2026
- Individual clients · 213 to 222Dec 11, 2025 to Mar 11, 2026
- Assets in custody · $434M to $443MDec 11, 2025 to Mar 11, 2026
- Employees · 11 to 10Dec 11, 2025 to Mar 11, 2026
- Discretionary RAUM · $656M to $753MDec 11, 2025 to Mar 11, 2026
- HNW RAUM · $561M to $656MDec 11, 2025 to Mar 11, 2026
- Individual RAUM · $79.8M to $88.5MDec 11, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $0 to $8.7MDec 11, 2025 to Mar 11, 2026
- Pension RAUM · $15.2M to $17.5MDec 11, 2025 to Mar 11, 2026
- RAUM · $656M to $762MDec 11, 2025 to Mar 11, 2026
- Financial planning clients · 1-10 to 1-10Feb 3, 2025 to Mar 17, 2025
- Accounts · 1,137 to 1,401Mar 12, 2024 to Feb 3, 2025
- HNW clients · 215 to 214Mar 12, 2024 to Feb 3, 2025
- Individual clients · 194 to 213Mar 12, 2024 to Feb 3, 2025
- Pension plan clients · unset to 11.0Mar 12, 2024 to Feb 3, 2025
- Assets in custody · $353M to $434MMar 12, 2024 to Feb 3, 2025
- Employees · 10 to 11Mar 12, 2024 to Feb 3, 2025
- HQ city · WHITE RIVER JUNCTION to EXETERMar 12, 2024 to Feb 3, 2025
- HQ state · VT to NHMar 12, 2024 to Feb 3, 2025
- Discretionary RAUM · $516M to $656MMar 12, 2024 to Feb 3, 2025
- HNW RAUM · $460M to $561MMar 12, 2024 to Feb 3, 2025
- Individual RAUM · $55.7M to $79.8MMar 12, 2024 to Feb 3, 2025
- Pension RAUM · unset to 15243873.0Mar 12, 2024 to Feb 3, 2025
- RAUM · $516M to $656MMar 12, 2024 to Feb 3, 2025
- Accounts · 1,351 to 1,137Mar 7, 2023 to Mar 12, 2024
- BD registered reps · 2 to 1Mar 7, 2023 to Mar 12, 2024
- HNW clients · 169 to 215Mar 7, 2023 to Mar 12, 2024
- Individual clients · 255 to 194Mar 7, 2023 to Mar 12, 2024
- Pension plan clients · 6.0 to unsetMar 7, 2023 to Mar 12, 2024
- Assets in custody · $311M to $353MMar 7, 2023 to Mar 12, 2024
- Employees · 11 to 10Mar 7, 2023 to Mar 12, 2024
- Discretionary RAUM · $500M to $516MMar 7, 2023 to Mar 12, 2024
- HNW RAUM · $404M to $460MMar 7, 2023 to Mar 12, 2024
- Individual RAUM · $94.7M to $55.7MMar 7, 2023 to Mar 12, 2024
- Pension RAUM · 1030097.0 to unsetMar 7, 2023 to Mar 12, 2024
- RAUM · $500M to $516MMar 7, 2023 to Mar 12, 2024
- Accounts · 1,347 to 1,351Mar 30, 2022 to Mar 7, 2023
- HNW clients · 166 to 169Mar 30, 2022 to Mar 7, 2023
Signals
4 dated events
- Summit Wealth Group Llc reported RAUM $656.3M, up 27% from $516.1M (2024-03-12 to 2025-02-03)Feb 3, 2025 · RAUM change · derived
- Matthew Erik Potts (Principal) appeared on Schedule A of Summit Wealth Group LlcMar 23, 2021 · Control person joined · fact
- Summit Wealth Group Llc reported RAUM $381.8M, up 37% from $277.9M (2019-03-13 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
- Summit Wealth Group Llc filed its initial SEC registration (Form ADV)Dec 3, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 603-658-1800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 802-295-5300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- SUMMITWG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-295-5300reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- summitwg.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026