DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W•• R••• E••••• P••••••• L•••

Former SEC-registered adviserChicago, IllinoisCRD 282229SEC 801-107097IAPD
Latest filing Mar 31, 2023
First filing on the tape Dec 21, 2015 · 15 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
15
$1.0B gross assets
History
15 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2023
Mar 28, 2017$563M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 28, 20170 then
Employees (5.A)18 as of Mar 31, 2023
Mar 28, 201713 then
Private funds15 as of Mar 31, 2023
Mar 28, 201715 then
RAUM +1.3% over the last fiscal year-1.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$67.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+1.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
15reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      19 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•• R••• E••••• P••••••• V• L•••Real Estate Fund$482M158Mar 30, 2020
      W•• R••• E••••• P••••••• V•••• L•••Real Estate Fund$219M44Mar 30, 2020
      W•• R••• E••••• P••••••• I•• L•••Real Estate Fund$115M119Mar 28, 2017
      W•• R••• E••••• P••••••• I••• L•••Real Estate Fund$66.1M120Mar 27, 2014
      W•• R••• E••••• P••••••• I••••• L•••Real Estate Fund$65.7M37Mar 28, 2017
      W•• R••• E••••• P••••••• I•••••• L•••Real Estate Fund$24.1M13Mar 27, 2014
      W•• R••• E••••• P••••••• I• L•••Real Estate Fund$8.0M77Mar 22, 2012
      W•• R••• E••••• P••••••• I•••• L•••Real Estate Fund$7.7M1Mar 28, 2017
      W•• R••• E••••• P••••••• I•••••• L•••Real Estate Fund$7.1M1Mar 27, 2014
      W•• R••• E••••• P••••••• I•• L•••Real Estate Fund$6.5M67Mar 22, 2012
      B•• F••• I• L•••no longer reportedReal Estate Fund$5.8M13Mar 22, 2012
      W•• R••• E••••• P••••••• I••••• L•••Real Estate Fund$5.1M3Mar 28, 2017
      W••••• G• H•••••••• L•••Real Estate Fund$3.7M13Mar 29, 2018
      W•• R••• E••••• P••••••• I••• L•••Real Estate Fund$1.6M9Mar 22, 2012
      W•• R••• E••••• P••••••• I••••• L•••Real Estate Fund$686,38316Mar 22, 2012
      W•• R••• E••••• P••••••• I••••• L•••Real Estate Fund$476,3871Mar 22, 2012
      W••••• S•• C••••••••• L•••Real Estate Fund$294,50824Mar 29, 2019
      W•• D• R••• F••••• L••no longer reportedReal Estate Fund$16,1721Dec 21, 2015
      W• N••• C••••••••• L•••Real Estate Fund$11,75329Mar 27, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• B•••• W•••••• · Principal; Limited Partnercontrol
        since 01/2016 · owns 10% to 25%
      • H•••••• B••••••• J•••••• · Principal, Chief Compliance Officer; Limited Partnercontrol
        since 01/2016 · owns 10% to 25%
      • O•••• J••••• A•••• · Managing Principal; Limited Partnercontrol
        since 01/2016 · owns 25% to 50%
      • R••••••••• D••••• E••• · Managing Principal; Limited Partnercontrol
        since 01/2016 · owns 25% to 50%
      • O•••• J••••• A•••• · Membercontrol
        since 11/2015 · owns 25% to 50% of W••••• H••••••• L••
      • R••••••••• D••••• E••• · Trusteecontrol
        since 05/2000 · owns 75% or more of D•••• E••• R•••••••• R•••••••• L••••• T••••
      • R••••••••• D••••• E••• · Membercontrol
        since 11/2015 · owns 25% to 50% of W••••• H••••••• L••
      Entity owners
      • W••••• H••••••• L•• · General Partner
        direct · owns less than 5%
      • D•••• E••• R•••••••• R•••••••• L••••• T•••• · Manager And Member
        indirect · owns 75% or more of L••••••• C•••••• L••
      • L••••••• C•••••• L•• · Limited Partner
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • L••••••• P••••••• L•
        pooled vehicle sponsorn
      • W•• C••••••••• R••• E••••• L•
        pooled vehicle sponsorn
      • W••••• I• G• L••
        pooled vehicle sponsory
      • W••••• I• G• L••
        pooled vehicle sponsory
      • W••••• I•• G• L••
        pooled vehicle sponsory
      • W••••• I• G• L••
        pooled vehicle sponsory
      • W••••• V• G• L••
        pooled vehicle sponsory
      • W•••••• H••••• I••••••••• I•••
        investment advisernRAUM $1.6B
      Advisers that list W•• R••• E••••• P••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Charlotte, NC2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 15
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 16 to 17
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 19 to 15
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 17 to 18
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 17 to 15
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $995M to $1.0B
        Mar 31, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $1.6M to $0
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $997M to $1.0B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $997M to $1.0B
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 14 to 16
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 15 to 17
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.1B to $995M
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $32.5M to $1.6M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.1B to $997M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $1.1B to $997M
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 20 to 19
        May 5, 2020 to Mar 31, 2021
      • Advisory employees · 15 to 14
        May 5, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 20 to 19
        May 5, 2020 to Mar 31, 2021
      • Employees · 16 to 15
        May 5, 2020 to Mar 31, 2021
      • Private funds · 18 to 17
        May 5, 2020 to Mar 31, 2021
      • Discretionary RAUM · $1.0B to $1.1B
        May 5, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $30.4M to $32.5M
        May 5, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $1.1B to $1.1B
        May 5, 2020 to Mar 31, 2021
      • RAUM · $1.1B to $1.1B
        May 5, 2020 to Mar 31, 2021
      • Employees · 15 to 16
        Mar 29, 2019 to Mar 30, 2020
      • Accounts · 18 to 20
        Mar 29, 2019 to Mar 30, 2020
      • Advisory employees · 13 to 15
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 18 to 20
        Mar 29, 2019 to Mar 30, 2020
      • Other offices · 0 to 1
        Mar 29, 2019 to Mar 30, 2020
      • Private funds · 16 to 18
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · $844M to $1.0B
        Mar 29, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $28.4M to $30.4M
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $872M to $1.1B
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $872M to $1.1B
        Mar 29, 2019 to Mar 30, 2020
      • Accounts · 16 to 18
        Jan 14, 2019 to Mar 29, 2019
      • Advisory employees · 11 to 13
        Jan 14, 2019 to Mar 29, 2019
      • Pooled vehicle clients · 16 to 18
        Jan 14, 2019 to Mar 29, 2019
      • Employees · 13 to 15
        Jan 14, 2019 to Mar 29, 2019
      • Private funds · 15 to 16
        Jan 14, 2019 to Mar 29, 2019
      • Discretionary RAUM · $838M to $844M
        Jan 14, 2019 to Mar 29, 2019
      Signals
      2 dated events
      • W•• R••• E••••• P••••••• L••• reported RAUM $866.2M, up 55% from $557.2M (2017-04-28 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • W•• R••• E••••• P••••••• L••• filed its initial SEC registration (Form ADV)
        Dec 21, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      W•• R••• E••••• P••••••• L••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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