DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••••• P••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 14, 2017 · 29 filings
SEC status approved since Oct 13, 2017
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
19
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 30, 2018$114M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20180 then
Employees (5.A)15 as of Mar 30, 2026
Mar 30, 20184 then
Private funds19 as of Mar 30, 2026
Mar 30, 20184 then
RAUM +38% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $70.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••••••• P• I••••••••• I• L• | Private Equity Fund | $184M | 4 | Mar 31, 2022 |
| O••••••••• W•• C•••••••• | Private Equity Fund | $165M | 57 | Mar 31, 2022 |
| O••••••••• P••••••• I•• L••• | Private Equity Fund | $114M | 109 | Mar 31, 2021 |
| O••••••••• P••••••• P••••••• L•• | Private Equity Fund | $72.1M | 15 | Aug 1, 2016 |
| O•• S•• L• | Private Equity Fund | $38.3M | 47 | Mar 28, 2024 |
| O••••••••• P••••••• I•••• L••• | Private Equity Fund | $35.0M | 13 | Mar 31, 2021 |
| O••••••••• S•••• L•• | Private Equity Fund | $27.3M | 3 | Mar 31, 2021 |
| O• P•• I•••••••• L•• | Private Equity Fund | $25.7M | 12 | Aug 1, 2016 |
| O••••••••• P• I••••••••• L• | Private Equity Fund | $24.8M | 4 | Mar 31, 2022 |
| O••••••••• P••••••• I• •••• L• | Private Equity Fund | $23.8M | 109 | Mar 28, 2024 |
| O••••••••• P••••••• I••• L••• | Private Equity Fund | $21.2M | 69 | Mar 28, 2024 |
| O• E••• I•••••••• L•• | Private Equity Fund | $9.4M | 11 | Apr 2, 2020 |
| O••••••••• P••••••• I••••• L••• | Private Equity Fund | $8.9M | 6 | Mar 28, 2024 |
| O••••••••• P••••••• I••• •••• L• | Private Equity Fund | $7.5M | 13 | Mar 28, 2024 |
| O••••••••• F••• V• ••••• L••• | Private Equity Fund | $5.8M | 2 | Mar 31, 2021 |
| O••••••••• S• F••••• 2• L••• | Private Equity Fund | $5.6M | 7 | May 18, 2022 |
| O• K• I••••••••• L•• | Private Equity Fund | $4.6M | 26 | Aug 1, 2016 |
| D•• S••• L••• | Private Equity Fund | $3.8M | 18 | Mar 28, 2024 |
| O••••••••• S• F••••• 1• L••• | Private Equity Fund | $2.2M | 1 | May 18, 2022 |
| O• A••• C••••••••• L•• | Private Equity Fund | $2.0M | 21 | Mar 26, 2019 |
| O••••••••• P••••••• K• A••• ••••• L••• | Private Equity Fund | $1.5M | 8 | Mar 31, 2021 |
| O• G••••• I•••••••• L•• | Private Equity Fund | $1.1M | 11 | Feb 22, 2017 |
| O••••••••• S• I••••••••• L••• | Private Equity Fund | $1.0M | 3 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••• E•••• M•••••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- G•••••••• A•••• S••• · Managing Directorcontrolsince 03/2015 · owns 50% to 75%
- G•••••••• N•••• E••• · Managing Directorcontrolsince 03/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
- O••••••••• P••••••• I• •••• G•• L•••pooled vehicle sponsorn
- O••••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- O••••••••• P••••••• I•• G•• L•••pooled vehicle sponsorn
- O••••••••• P••••••• K• A••• •••• G•• L•••pooled vehicle sponsorn
- O••••••••• P• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 19Mar 26, 2025 to Mar 30, 2026
- Advisory employees · 12 to 11Mar 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 18 to 19Mar 26, 2025 to Mar 30, 2026
- Employees · 16 to 15Mar 26, 2025 to Mar 30, 2026
- Private funds · 18 to 19Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $971M to $1.3BMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $971M to $1.3BMar 26, 2025 to Mar 30, 2026
- RAUM · $971M to $1.3BMar 26, 2025 to Mar 30, 2026
- Accounts · 21 to 18Jun 6, 2024 to Mar 26, 2025
- Advisory employees · 9 to 12Jun 6, 2024 to Mar 26, 2025
- Pooled vehicle clients · 21 to 18Jun 6, 2024 to Mar 26, 2025
- Employees · 14 to 16Jun 6, 2024 to Mar 26, 2025
- Financial planning clients · unset to Jun 6, 2024 to Mar 26, 2025
- Private funds · 21 to 18Jun 6, 2024 to Mar 26, 2025
- Discretionary RAUM · $909M to $971MJun 6, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $909M to $971MJun 6, 2024 to Mar 26, 2025
- RAUM · $909M to $971MJun 6, 2024 to Mar 26, 2025
- Accounts · 17 to 21Aug 16, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 21Aug 16, 2023 to Mar 28, 2024
- Assets in custody · 724873175.0 to unsetAug 16, 2023 to Mar 28, 2024
- Custody of client assets · true to falseAug 16, 2023 to Mar 28, 2024
- Employees · 13 to 14Aug 16, 2023 to Mar 28, 2024
- Private funds · 17 to 21Aug 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $725M to $909MAug 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $725M to $909MAug 16, 2023 to Mar 28, 2024
- RAUM · $725M to $909MAug 16, 2023 to Mar 28, 2024
- Assets in custody · $927M to $725MMay 12, 2023 to May 22, 2023
- Discretionary RAUM · $927M to $725MMay 12, 2023 to May 22, 2023
- Pooled vehicle RAUM · $927M to $725MMay 12, 2023 to May 22, 2023
- RAUM · $927M to $725MMay 12, 2023 to May 22, 2023
- Advisory employees · 8 to 9Jan 6, 2023 to Mar 31, 2023
- Assets in custody · $998M to $927MJan 6, 2023 to Mar 31, 2023
- Employees · 10 to 13Jan 6, 2023 to Mar 31, 2023
- Discretionary RAUM · $826M to $927MJan 6, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $826M to $927MJan 6, 2023 to Mar 31, 2023
- RAUM · $826M to $927MJan 6, 2023 to Mar 31, 2023
- Discretionary RAUM · $998M to $826MNov 15, 2022 to Jan 6, 2023
- Pooled vehicle RAUM · $998M to $826MNov 15, 2022 to Jan 6, 2023
- RAUM · $998M to $826MNov 15, 2022 to Jan 6, 2023
- Accounts · 15 to 17Apr 18, 2022 to May 18, 2022
Signals
14 dated events
- O••••••••• P••••••• M••••••••• L•• reported RAUM $1.3B, up 38% from $970.6M (2025-03-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- O••••••••• P••••••• M••••••••• L•• reported RAUM $908.9M, up 25% from $724.9M (2023-08-16 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Michael Evan Cohen (Chief Compliance Officer) appeared on Schedule A of O••••••••• P••••••• M••••••••• L••Aug 16, 2023 · Control person joined · fact
- Harris Zachary Rosskamm (Chief Compliance Officer) no longer on Schedule A of O••••••••• P••••••• M••••••••• L•• (listed 2023-06-08, absent 2023-08-16)Aug 16, 2023 · Control person left · inference
- Joo Miranda Aoyagi (Chief Compliance Officer) no longer on Schedule A of O••••••••• P••••••• M••••••••• L•• (listed 2023-01-06, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Harris Zachary Rosskamm (Interim Chief Compliance Officer) appeared on Schedule A of O••••••••• P••••••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- O••••••••• P••••••• M••••••••• L•• reported RAUM $944.5M, up 92% from $491.2M (2022-02-18 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- E Lee Grzesh (Chief Compliance Officer) no longer on Schedule A of O••••••••• P••••••• M••••••••• L•• (listed 2021-11-03, absent 2022-02-10)Feb 10, 2022 · Control person left · inference
- Joo Miranda Aoyaji (Chief Compliance Officer) appeared on Schedule A of O••••••••• P••••••• M••••••••• L••Feb 10, 2022 · Control person joined · fact
- Harris Zachary Rosskamm (Chief Compliance Officer) no longer on Schedule A of O••••••••• P••••••• M••••••••• L•• (listed 2021-03-31, absent 2021-08-26)Aug 26, 2021 · Control person left · inference
- E Lee Grzesh (Chief Compliance Officer) appeared on Schedule A of O••••••••• P••••••• M••••••••• L••Aug 26, 2021 · Control person joined · fact
- O••••••••• P••••••• M••••••••• L•• reported RAUM $491.2M, up 139% from $205.2M (2020-04-02 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Eric Neil Goldfarb (Managing Director) appeared on Schedule A of O••••••••• P••••••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- O••••••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 14, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O••••••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- O•••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-324-5630reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026