DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• C•••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 2, 2016 · 22 filings
SEC status approved since Sep 15, 2017
RAUM
$1.8B
reported, Item 5.F
Discretionary
20%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.8B as of Mar 31, 2026
Mar 29, 2017$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20170 then
Employees (5.A)8 as of Mar 31, 2026
Mar 29, 20176 then
Private funds5 as of Mar 31, 2026
Mar 29, 20181 then
RAUM +4.3% over the last fiscal year+3.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $199MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 20%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $365M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$825M46%
- Charitable organizations$600M34%
- Pooled investment vehicles$365M20%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $365M for 5 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.34 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• C•• I• L•no longer reported | Other Private Fund | $353M | 1 | Aug 15, 2017 |
| B•••••••• C•• I• L• • S••••• B• | Other Private Fund | $153M | 1 | Mar 27, 2019 |
| B•••••••• C••••• I••••••••• F•••• L• | Other Private Fund | $58.4M | 1 | Feb 26, 2020 |
| B•••••••• C•• I• L• • S••••• A• | Other Private Fund | $19.1M | 1 | Mar 27, 2019 |
| B•••••••• C•• I• L• • S••••• B• | Other Private Fund | $13.6M | 1 | Mar 27, 2019 |
| P••••••• C•••••• C•••••• I•• | Other Private Fund | $9.7M | 4 | Mar 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• V••••••• N•••••• · Chief Compliance Officercontrolsince 11/2018 · owns less than 5%
- W•••••••• J••••• N•• · Chief Executive Officer; Managing Membercontrolsince 04/2013 · owns 50% to 75%
- D••••••• I••••• N•• · Ownercontrolsince 06/2014 · owns 75% or more of S••••••••• H••••••• L•••
- D••••••• I••••• N•• · Sole Managercontrolsince 07/2017 · owns F of S••••••••• I••••••••• B••• L••
- S•••••• S••••••• N•• · General Partnercontrolsince 01/2017 · owns 25% to 50% of S••••• F••••• L•••••• P•••••••••
- D••••••• M••••••• N•• · Ownersince 06/2014 · owns 25% to 50% of S••••••••• I••••••••• L••
- S•••••• R••• N•• · L•••••• Partnersince 01/2017 · owns 25% to 50% of S••••• F••••• L•••••• P•••••••••
Entity owners
- L•• C•••••• L•• · Ownerindirect · owns 75% or more of L•• N•••• L••
- S••••••••• H••••••• L••• · Ownerindirect · owns 50% to 75% of S••••••••• I••••••••• L••
- S••••••••• I••••••••• L•• · Ownerindirect · owns 75% or more of S••••••••• I••••••••• B••• L••
- L•• N•••• L•• · Memberdirect · owns 5% to 10%
- S••••• F••••• L•••••• P••••••••• · Memberdirect · owns 5% to 10%
- S••••••••• I••••••••• B••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- B•••••••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 34% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 11.3 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
What changed
consecutive filings, newest first
- Assets in custody · $360M to $365MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $360M to $365MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.4B to $1.4BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $360M to $365MMar 31, 2025 to Mar 31, 2026
- RAUM · $1.7B to $1.8BMar 31, 2025 to Mar 31, 2026
- BD registered reps · 2 to 0Dec 6, 2024 to Mar 31, 2025
- Assets in custody · $360M to $360MDec 6, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 6, 2024 to Mar 31, 2025
- HQ city · NEWARK to SHORT HILLSDec 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $360M to $360MDec 6, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.3B to $1.4BDec 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $360M to $360MDec 6, 2024 to Mar 31, 2025
- RAUM · $1.6B to $1.7BDec 6, 2024 to Mar 31, 2025
- Related broker-dealer · true to falseDec 6, 2024 to Mar 31, 2025
- Advisory employees · 5 to 4Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $356M to $360MMar 31, 2023 to Mar 28, 2024
- Employees · 10 to 8Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $356M to $360MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $356M to $360MMar 31, 2023 to Mar 28, 2024
- RAUM · $1.6B to $1.6BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Aug 12, 2022 to Mar 31, 2023
- BD registered reps · 1 to 2Aug 12, 2022 to Mar 31, 2023
- Assets in custody · $363M to $356MAug 12, 2022 to Mar 31, 2023
- Employees · 8 to 10Aug 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $363M to $356MAug 12, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $987M to $1.3BAug 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $363M to $356MAug 12, 2022 to Mar 31, 2023
- RAUM · $1.3B to $1.6BAug 12, 2022 to Mar 31, 2023
- Related broker-dealer · false to trueAug 12, 2022 to Mar 31, 2023
- Accounts · 6 to 9Mar 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 5Mar 29, 2021 to Mar 31, 2022
- Assets in custody · $368M to $363MMar 29, 2021 to Mar 31, 2022
- Employees · 9 to 8Mar 29, 2021 to Mar 31, 2022
- Private funds · 4 to 5Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $368M to $363MMar 29, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $812M to $987MMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $368M to $363MMar 29, 2021 to Mar 31, 2022
- RAUM · $1.2B to $1.3BMar 29, 2021 to Mar 31, 2022
- Advisory activities · 3 to 4May 9, 2020 to Mar 29, 2021
- Assets in custody · $353M to $368MMay 9, 2020 to Mar 29, 2021
Signals
6 dated events
- Gerard Egidio Robertiello (Chief Investment Officer; Managing Member) no longer on Schedule A of B•••••••• C•••••• A••••••• L•• (listed 2022-08-12, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Luigi Nicholas Lengua (Chief Financial Officer) no longer on Schedule A of B•••••••• C•••••• A••••••• L•• (listed 2022-03-31, absent 2022-08-12)Aug 12, 2022 · Control person left · inference
- B•••••••• C•••••• A••••••• L•• reported RAUM $1.3B, up 30% from $1.0B (2019-04-03 to 2019-11-18)Nov 18, 2019 · RAUM change · derived
- B•••••••• C•••••• A••••••• L•• reported RAUM $1.0B, up 46% from $710.4M (2018-12-21 to 2019-01-28)Jan 28, 2019 · RAUM change · derived
- B•••••••• C•••••• A••••••• L•• reported RAUM $710.4M, up 1240% from $53.0M (2018-03-29 to 2018-06-08)Jun 8, 2018 · RAUM change · derived
- B•••••••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••••• C•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- B••••••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2127862084reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026