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Former SEC-registered adviser

C•••••• P••••••• I••••••••• J••••• L•••

Former SEC-registered adviserSt Helier, CRD 282337SEC 801-107074IAPD
Latest filing Jan 26, 2022
First filing on the tape Dec 15, 2015 · 13 filings
RAUM
$90.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$90.0M as of Jan 26, 2022
Jan 31, 2017$315M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 26, 2022
Jan 31, 20170 then
Employees (5.A)2 as of Jan 26, 2022
Jan 31, 20174 then
Private funds: no history
RAUM -90% over the last fiscal year-47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 26, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$22.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-90%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$90.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• A••••••• J••••• · Chief Compliance Officercontrol
        since 12/2015 · owns less than 5%
      • B••••••••• D••••• M••••• · Directorcontrol
        since 12/2015 · owns F of C•••••• P••••••• I••••••••• T•••• L••••••
      • J••••• H•••••• P••••••• · Directorcontrol
        since 12/2015 · owns F of C•••••• P••••••• I••••••••• T•••• L••••••
      • M••••••• J•••• P••• · Directorcontrol
        since 12/2015 · owns F of C•••••• P••••••• I••••••••• T•••• L••••••
      Entity owners
      • C•••••• P••••••• I••••••••• J••••• L•••••• · General Partner
        direct · owns 75% or more
      • C•••••• P••••••• I••••••••• T•••• L•••••• · Shareholder
        indirect · owns F of C•••••• P••••••• I••••••••• J••••• L••••••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Stamford, CT1 employees
      What changed
      consecutive filings, newest first
      • Non-discretionary RAUM · $900M to $90.0M
        Feb 12, 2021 to Jan 26, 2022
      • Pooled vehicle RAUM · $900M to $90.0M
        Feb 12, 2021 to Jan 26, 2022
      • RAUM · $900M to $90.0M
        Feb 12, 2021 to Jan 26, 2022
      • Advisory employees · 4 to 2
        Feb 14, 2020 to Feb 12, 2021
      • Employees · 4 to 2
        Feb 14, 2020 to Feb 12, 2021
      • Discretionary RAUM · $900M to $0
        Feb 14, 2020 to Feb 12, 2021
      • Non-discretionary RAUM · $0 to $900M
        Feb 14, 2020 to Feb 12, 2021
      • Discretionary RAUM · $0 to $900M
        Jan 30, 2019 to Feb 14, 2020
      • Non-discretionary RAUM · $600M to $0
        Jan 30, 2019 to Feb 14, 2020
      • Pooled vehicle RAUM · $600M to $900M
        Jan 30, 2019 to Feb 14, 2020
      • RAUM · $600M to $900M
        Jan 30, 2019 to Feb 14, 2020
      • Accounts · 6 to 4
        Aug 1, 2018 to Jan 30, 2019
      • Non-discretionary RAUM · $567M to $600M
        Aug 1, 2018 to Jan 30, 2019
      • Pooled vehicle RAUM · $450M to $600M
        Aug 1, 2018 to Jan 30, 2019
      • RAUM · $567M to $600M
        Aug 1, 2018 to Jan 30, 2019
      • Accounts · 4 to 6
        Mar 23, 2018 to Aug 1, 2018
      • Non-discretionary RAUM · $450M to $567M
        Mar 23, 2018 to Aug 1, 2018
      • RAUM · $450M to $567M
        Mar 23, 2018 to Aug 1, 2018
      • Accounts · 1 to 4
        Jan 31, 2017 to Mar 23, 2018
      • Pooled vehicle clients · unset to 4.0
        Jan 31, 2017 to Mar 23, 2018
      • Other offices · unset to 1.0
        Jan 31, 2017 to Mar 23, 2018
      • Non-discretionary RAUM · $315M to $450M
        Jan 31, 2017 to Mar 23, 2018
      • Pooled vehicle RAUM · unset to 450000000.0
        Jan 31, 2017 to Mar 23, 2018
      • RAUM · $315M to $450M
        Jan 31, 2017 to Mar 23, 2018
      • Non-discretionary RAUM · $308M to $315M
        Jan 13, 2016 to Jan 31, 2017
      • RAUM · $308M to $315M
        Jan 13, 2016 to Jan 31, 2017
      • Business name · C•••••• P••••••• I••••••••• J••••• L•••••• to C•••••• P••••••• I••••••••• J••••• L•••
        Jan 12, 2016 to Jan 13, 2016
      • Legal name · C•••••• P••••••• I••••••••• J••••• L•••••• to C•••••• P••••••• I••••••••• J••••• L•••
        Jan 12, 2016 to Jan 13, 2016
      • Organization form · Corporation to Limited Partnership
        Jan 12, 2016 to Jan 13, 2016
      • Succession · true to false
        Jan 12, 2016 to Jan 13, 2016
      • Succession · false to true
        Jan 4, 2016 to Jan 12, 2016
      Signals
      6 dated events
      • C•••••• P••••••• I••••••••• J••••• L••• reported RAUM $90.0M, down 90% from $900.0M (2021-02-12 to 2022-01-26)
        Jan 26, 2022 · RAUM change · derived
      • C•••••• P••••••• I••••••••• J••••• L••• reported RAUM $900.0M, up 50% from $600.0M (2019-01-30 to 2020-02-14)
        Feb 14, 2020 · RAUM change · derived
      • C•••••• P••••••• I••••••••• J••••• L••• reported RAUM $567.0M, up 26% from $450.0M (2018-03-23 to 2018-08-01)
        Aug 1, 2018 · RAUM change · derived
      • C•••••• P••••••• I••••••••• J••••• L••• reported RAUM $450.0M, up 43% from $315.0M (2017-01-31 to 2018-03-23)
        Mar 23, 2018 · RAUM change · derived
      • C•••••• P••••••• I••••••••• J••••• L•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jan 12, 2016 · Succession (Item 4) · fact
      • C•••••• P••••••• I••••••••• J••••• L•••••• filed its initial SEC registration (Form ADV)
        Dec 15, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026