DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• I••••••••• P••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Jun 30, 2017 · 14 filings
SEC status approved since Aug 1, 2017
RAUM
$80.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$80.0M as of Jun 29, 2026
Jun 29, 2018$545M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 29, 20180 then
Employees (5.A)3 as of Jun 29, 2026
Jun 29, 20187 then
Private funds4 as of Jun 29, 2026
Jun 29, 20182 then
RAUM +3352% over the last fiscal year-47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1951%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $119M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$80.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $119M for 6 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• I••••••••• M••••• F••• L• | Hedge Fund | $42.3M | 2 | Jun 28, 2024 |
| P• M•••••• F•••• S•• S••••••••• P•••••••• 4•no longer reported | Hedge Fund | $6.4M | 3 | Jun 29, 2018 |
| G•• S•••••• O••••••••• F••• S••••• L• • G•• S•••••• O••••••••• F••• S••••• 2• | Hedge Fund | $5.3M | 5 | Jun 28, 2024 |
| P•••••• M••••• F••• S•••• L••no longer reported | Hedge Fund | $1.9M | 28 | Dec 23, 2015 |
| S•••• P•••• S•••••• P•••••• F••• L•no longer reported | Hedge Fund | $386,932 | 8 | Jun 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• C•••••••• · Partnercontrolsince 07/2022 · owns 5% to 10%
- D• W•••• C•••• · Partnercontrolsince 12/2015 · owns 75% or more
- G••••••••• A••• S•••••• · Chief Compliance Officer & Partnercontrolsince 01/2023 · owns 5% to 10%
Entity owners
- G•• M••••••••• L•• · Corporate Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Jun 27, 2025 to Jun 29, 2026
- Assets in custody · $64.5M to $119MJun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $64.5M to $80.0MJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $64.5M to $80.0MJun 27, 2025 to Jun 29, 2026
- RAUM · $64.5M to $80.0MJun 27, 2025 to Jun 29, 2026
- Accounts · 4 to 5Aug 9, 2024 to Jun 27, 2025
- Pooled vehicle clients · 4 to 6Aug 9, 2024 to Jun 27, 2025
- Assets in custody · $47.5M to $64.5MAug 9, 2024 to Jun 27, 2025
- Financial planning clients · unset to Aug 9, 2024 to Jun 27, 2025
- HQ state · unset to Aug 9, 2024 to Jun 27, 2025
- Private funds · 2 to 4Aug 9, 2024 to Jun 27, 2025
- Discretionary RAUM · $47.5M to $64.5MAug 9, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $47.5M to $64.5MAug 9, 2024 to Jun 27, 2025
- RAUM · $47.5M to $64.5MAug 9, 2024 to Jun 27, 2025
- Advisory employees · 3 to 2Jun 28, 2023 to Jun 28, 2024
- Assets in custody · unset to 47503488.0Jun 28, 2023 to Jun 28, 2024
- Custody of client assets · false to trueJun 28, 2023 to Jun 28, 2024
- Employees · 5 to 3Jun 28, 2023 to Jun 28, 2024
- Discretionary RAUM · $2.3M to $47.5MJun 28, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $2.3M to $47.5MJun 28, 2023 to Jun 28, 2024
- RAUM · $2.3M to $47.5MJun 28, 2023 to Jun 28, 2024
- Related adviser · true to falseJun 28, 2023 to Jun 28, 2024
- Related bank · true to falseJun 28, 2023 to Jun 28, 2024
- Accounts · 6 to 4Feb 9, 2023 to Jun 28, 2023
- Advisory employees · 4 to 3Feb 9, 2023 to Jun 28, 2023
- Advisory activities · 2 to 1Feb 9, 2023 to Jun 28, 2023
- Business name · P•••••• A•••• M••••••••• L•• to G•••••• I••••••••• P••••••• L••Feb 9, 2023 to Jun 28, 2023
- Pooled vehicle clients · 5 to 4Feb 9, 2023 to Jun 28, 2023
- Employees · 7 to 5Feb 9, 2023 to Jun 28, 2023
- Discretionary RAUM · $312M to $2.3MFeb 9, 2023 to Jun 28, 2023
- Non-discretionary RAUM · $4.3M to $0Feb 9, 2023 to Jun 28, 2023
- Pooled vehicle RAUM · $299M to $2.3MFeb 9, 2023 to Jun 28, 2023
- RAUM · $316M to $2.3MFeb 9, 2023 to Jun 28, 2023
- Legal name · P•••••• A•••• M••••••••• L•• to G•••••• I••••••••• P••••••• L••Sep 1, 2022 to Feb 9, 2023
- Accounts · 8 to 6Jun 30, 2021 to Jun 29, 2022
- Pooled vehicle clients · 7 to 5Jun 30, 2021 to Jun 29, 2022
- Discretionary RAUM · $545M to $312MJun 30, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · $532M to $299MJun 30, 2021 to Jun 29, 2022
- RAUM · $549M to $316MJun 30, 2021 to Jun 29, 2022
- Accounts · 6 to 8Jun 28, 2020 to Jun 30, 2021
Signals
15 dated events
- G•••••• I••••••••• P••••••• L•• reported RAUM $2.3M, down 99% from $315.9M (2023-02-09 to 2023-06-28)Jun 28, 2023 · RAUM change · derived
- S•••••• Amy G•••••••• (Chief Compliance Officer) appeared on Schedule A of G•••••• I••••••••• P••••••• L••Feb 9, 2023 · Control person joined · fact
- Paul C•••••••• Fincke (Chief Compliance Officer) no longer on Schedule A of G•••••• I••••••••• P••••••• L•• (listed 2022-09-01, absent 2023-02-09)Feb 9, 2023 · Control person left · inference
- C•••••••• C••••• (Partner) appeared on Schedule A of G•••••• I••••••••• P••••••• L••Sep 1, 2022 · Control person joined · fact
- Josef Schmalfuss (Partner) no longer on Schedule A of G•••••• I••••••••• P••••••• L•• (listed 2022-07-04, absent 2022-09-01)Sep 1, 2022 · Control person left · inference
- James Jonathan Khong (Partner) no longer on Schedule A of G•••••• I••••••••• P••••••• L•• (listed 2022-07-04, absent 2022-09-01)Sep 1, 2022 · Control person left · inference
- Simon Tim F•••• (Partner) no longer on Schedule A of G•••••• I••••••••• P••••••• L•• (listed 2022-07-04, absent 2022-09-01)Sep 1, 2022 · Control person left · inference
- Tim F•••• (Partner) appeared on Schedule A of G•••••• I••••••••• P••••••• L••Jun 29, 2022 · Control person joined · fact
- G•••••• I••••••••• P••••••• L•• reported RAUM $315.9M, down 42% from $548.8M (2021-06-30 to 2022-06-29)Jun 29, 2022 · RAUM change · derived
- Winfield Browning (Partner) no longer on Schedule A of G•••••• I••••••••• P••••••• L•• (listed 2021-06-30, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- Luka Spoljaric (Partner) no longer on Schedule A of G•••••• I••••••••• P••••••• L•• (listed 2019-06-28, absent 2020-06-28)Jun 28, 2020 · Control person left · inference
- Jonathan Khong (Partner) appeared on Schedule A of G•••••• I••••••••• P••••••• L••Jun 28, 2020 · Control person joined · fact
- G•••••• I••••••••• P••••••• L•• reported RAUM $887.5M, up 63% from $544.7M (2018-06-29 to 2019-06-28)Jun 28, 2019 · RAUM change · derived
- G•••••• I••••••••• P••••••• L•• reported RAUM $544.7M, up 597% from $78.2M (2017-06-30 to 2018-06-29)Jun 29, 2018 · RAUM change · derived
- P•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 (0) 20 7496 1900reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026