DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
J••• E••••• P•••••••• L•
Latest filing Jul 9, 2024
First filing on the tape Jan 11, 2016 · 19 filings
SEC status approved since Jan 15, 2016
RAUM
$154M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$148M gross assets
History
19 filings and snapshots on the tape
RAUM$154M as of Mar 26, 2024
Mar 31, 2017$379M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2024
Mar 31, 20170 then
Employees (5.A)2 as of Mar 26, 2024
Mar 31, 20175 then
Private funds3 as of Mar 26, 2024
Mar 31, 20173 then
RAUM -35% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 9, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$154M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J••• E••••• P••••••• F••• I• L• | Private Equity Fund | $77.8M | 2 | Mar 31, 2017 |
| J••• E••••• P••••••• F••• I••• L• | Private Equity Fund | $36.5M | 2 | Mar 31, 2017 |
| A•• R••••• L• | Private Equity Fund | $33.8M | 3 | May 13, 2016 |
Owners and control persons
Schedule A and B, latest filing
- K••••• P••••••• O••••• · Managing Partnercontrolsince 11/2015 · owns less than 5%
- R••••••• M•••• S•••••• · Chief Compliance Officer And Executive Vice Presidentcontrolsince 11/2019 · owns less than 5%
- K••••• P••••••• O••••• · Membercontrolsince 11/2015 · owns 75% or more of J••• H•••••••• L••
Entity owners
- J••• H•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- J••• E••••• P••••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 28, 2023 to Mar 26, 2024
- Employees · 3 to 2Mar 28, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $239M to $154MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $239M to $154MMar 28, 2023 to Mar 26, 2024
- RAUM · $239M to $154MMar 28, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $233M to $239MSep 14, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $233M to $239MSep 14, 2022 to Mar 28, 2023
- RAUM · $233M to $239MSep 14, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $246M to $233MJul 19, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $246M to $233MJul 19, 2021 to Mar 31, 2022
- RAUM · $246M to $233MJul 19, 2021 to Mar 31, 2022
- HQ city · NEW YORK to WESTPORTMar 29, 2021 to Jul 19, 2021
- HQ state · NY to CTMar 29, 2021 to Jul 19, 2021
- Non-discretionary RAUM · $261M to $246MApr 16, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $261M to $246MApr 16, 2020 to Mar 29, 2021
- RAUM · $261M to $246MApr 16, 2020 to Mar 29, 2021
- Advisory employees · 4 to 3Nov 27, 2019 to Mar 30, 2020
- Employees · 4 to 3Nov 27, 2019 to Mar 30, 2020
- Non-discretionary RAUM · $262M to $261MNov 27, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $262M to $261MNov 27, 2019 to Mar 30, 2020
- RAUM · $262M to $261MNov 27, 2019 to Mar 30, 2020
- Advisory employees · 5 to 4Mar 31, 2019 to Nov 27, 2019
- Employees · 5 to 4Mar 31, 2019 to Nov 27, 2019
- Related adviser · false to trueMar 31, 2019 to Nov 27, 2019
- Non-discretionary RAUM · $372M to $262MJun 1, 2018 to Mar 31, 2019
- Pooled vehicle RAUM · $372M to $262MJun 1, 2018 to Mar 31, 2019
- RAUM · $372M to $262MJun 1, 2018 to Mar 31, 2019
- Pooled vehicle clients · unset to 3.0Mar 31, 2017 to Mar 30, 2018
- Other offices · unset to 0.0Mar 31, 2017 to Mar 30, 2018
- Non-discretionary RAUM · $379M to $372MMar 31, 2017 to Mar 30, 2018
- Pooled vehicle RAUM · unset to 371931547.0Mar 31, 2017 to Mar 30, 2018
- RAUM · $379M to $372MMar 31, 2017 to Mar 30, 2018
- Advisory employees · 7 to 5Dec 20, 2016 to Mar 31, 2017
- Employees · 7 to 5Dec 20, 2016 to Mar 31, 2017
- Private funds · 1 to 3Dec 20, 2016 to Mar 31, 2017
- Non-discretionary RAUM · $351M to $379MDec 20, 2016 to Mar 31, 2017
- RAUM · $351M to $379MDec 20, 2016 to Mar 31, 2017
- Accounts · 1 to 3May 13, 2016 to Dec 20, 2016
- Advisory employees · 8 to 7May 13, 2016 to Dec 20, 2016
- Employees · 8 to 7May 13, 2016 to Dec 20, 2016
Signals
4 dated events
- J••• E••••• P•••••••• L• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $154.1M)May 2, 2025 · Left the SEC roster · derived
- Sturgis Mark Ribeiro (Chief Compliance Officer And Executive Vice President) appeared on Schedule A of J••• E••••• P•••••••• L•Nov 27, 2019 · Control person joined · fact
- J••• E••••• P•••••••• L• reported RAUM $262.5M, down 29% from $371.9M (2018-06-01 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- J••• E••••• P•••••••• L• filed its initial SEC registration (Form ADV)Jan 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J••• E••••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/J•••-EQUITY-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- J•••EQUITYPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026