DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• H••••••••• C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 29, 2022 · 6 filings
SEC status approved since Aug 3, 2022
RAUM
$533M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$533M as of Mar 26, 2026
Mar 30, 2023$334M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20230 then
Employees (5.A)7 as of Mar 26, 2026
Mar 30, 20237 then
Private funds7 as of Mar 26, 2026
Mar 30, 20236 then
RAUM +19% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$533M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• H••••••••• C•••••• F••• I•• L• | Private Equity Fund | $142M | 94 | Mar 31, 2022 |
| C••••••• C••••••••• F••• L• | Private Equity Fund | $110M | 41 | Mar 31, 2022 |
| C••••••• H••••••••• I••••••••• I• L• | Private Equity Fund | $85.0M | 7 | Jan 4, 2016 |
| P•••• C••••••••• L• | Private Equity Fund | $29.3M | 7 | Mar 27, 2024 |
| O•••••• A••••• I•••••••• L•• | Private Equity Fund | $16.6M | 19 | Mar 29, 2021 |
| C••••••• H••••••••• C•••••• F••• I•••• L• | Private Equity Fund | $8.0M | 26 | Mar 31, 2022 |
| C••••••• H••••••••• C•••••• F••• I•••• L• | Private Equity Fund | $2.4M | 2 | Mar 31, 2022 |
| C••••••• H••••••••• I••••••••• I•• L•no longer reported | Private Equity Fund | $1.6M | 2 | Mar 27, 2017 |
Owners and control persons
Schedule A and B, latest filing
- N••••••• J••••• D••••• · Managing Partnercontrolsince 09/2014 · owns 75% or more
- S••••• N•••••••• D•••• · Managing Partnercontrolsince 01/2023 · owns less than 5%
- V••••••••• J••••• J••• · Managing Partnercontrolsince 06/2020 · owns less than 5%
- S•••••• A••••• M•••••• · Chief Compliance Officersince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- C•••• C•••••••• G• L••pooled vehicle sponsorn
- C••••••• C••••••••• F••• G• L••pooled vehicle sponsorn
- C••••••• H••••••••• C•••••• I• G• L••bankpooled vehicle sponsorn
- C••••••• H••••••••• G• I• L••pooled vehicle sponsorn
- E••••••• P••• I• L••pooled vehicle sponsorn
- O•••••• A••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $448M to $533MMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $448M to $533MMar 25, 2025 to Mar 26, 2026
- RAUM · $448M to $533MMar 25, 2025 to Mar 26, 2026
- Accounts · 7 to 8May 15, 2024 to Mar 25, 2025
- Advisory employees · 6 to 7May 15, 2024 to Mar 25, 2025
- Financial planning clients · unset to May 15, 2024 to Mar 25, 2025
- Discretionary RAUM · $400M to $448MMay 15, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $400M to $448MMay 15, 2024 to Mar 25, 2025
- RAUM · $400M to $448MMay 15, 2024 to Mar 25, 2025
- Related adviser · false to trueMay 15, 2024 to Mar 25, 2025
- Pooled vehicle clients · 6 to 7Mar 30, 2023 to Mar 27, 2024
- Private funds · 6 to 7Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $334M to $400MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $334M to $400MMar 30, 2023 to Mar 27, 2024
- RAUM · $334M to $400MMar 30, 2023 to Mar 27, 2024
- Assets in custody · unset to 0.0Jun 29, 2022 to Mar 30, 2023
- Custody of client assets · false to trueJun 29, 2022 to Mar 30, 2023
- Private funds · 12 to 6Jun 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $368M to $334MJun 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $368M to $334MJun 29, 2022 to Mar 30, 2023
- RAUM · $368M to $334MJun 29, 2022 to Mar 30, 2023
Signals
2 dated events
- David Nicholas Smith (Managing Partner) appeared on Schedule A of C••••••• H••••••••• C••••••• L••Mar 27, 2024 · Control person joined · fact
- C••••••• H••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• H••••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••• H••••••••• C••••••• L•• · Private Equityshared crd · organization
- C••••••• H••••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cimarron-healthcare-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-849-9293reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026