DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

B•••••••• C••••••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 282412SEC 801-107203IAPD

Legal name B•••••••• C•••••• M••••••••• H•••••••• L••

Latest filing Feb 19, 2021

First filing on the tape Jan 19, 2016 · 13 filings

RAUM

$433M

reported, Item 5.F

Discretionary

7.6%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$32.9M gross assets

History

13 filings and snapshots on the tape

RAUM$433M as of Feb 11, 2021

Mar 30, 2016$47.3M then

HNW client RAUM$400M as of Feb 12, 2020

Mar 29, 2018$123M then

State-registered IARs (5.B.3)0 as of Feb 11, 2021

Mar 30, 20160 then

Employees (5.A)3 as of Feb 11, 2021

Mar 30, 20163 then

Private funds2 as of Feb 11, 2021

Mar 30, 20161 then

RAUM -5.9% over the last fiscal year+22% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Feb 19, 2021; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $144MderivedRAUM over accounts (5.F.2.f)
Discretionary: 7.6%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -5.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $32.9M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$32.9M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $32.9M for 2 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B••• G••••• S•• L••no longer reported	Other Private Fund	$1.1M	10	Mar 27, 2017

Owners and control persons

Schedule A and B, latest filing

W••• W•••••• C••••••••• · Founding Partner/Chief Compliance Officer/Managing Membercontrol
since 12/2015 · owns 75% or more

Related persons

Schedule D 7.A

B•••••••• C•••••• M••••••••• L••
investment advisery
B•••••••• C•••••• P••••••• I•• L••
pooled vehicle sponsory
B•••••••• C•••••• P•••••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $60.0M to $32.9M
Feb 12, 2020 to Feb 11, 2021
Discretionary RAUM · $60.0M to $32.9M
Feb 12, 2020 to Feb 11, 2021
HNW RAUM · 400000000.0 to unset
Feb 12, 2020 to Feb 11, 2021
Pooled vehicle RAUM · $60.0M to $32.9M
Feb 12, 2020 to Feb 11, 2021
RAUM · $460M to $433M
Feb 12, 2020 to Feb 11, 2021
Advisory employees · 4 to 3
Apr 22, 2019 to Feb 12, 2020
Assets in custody · $104M to $60.0M
Apr 22, 2019 to Feb 12, 2020
Employees · 4 to 3
Apr 22, 2019 to Feb 12, 2020
Discretionary RAUM · $104M to $60.0M
Apr 22, 2019 to Feb 12, 2020
HNW RAUM · $235M to $400M
Apr 22, 2019 to Feb 12, 2020
Non-discretionary RAUM · $235M to $400M
Apr 22, 2019 to Feb 12, 2020
Pooled vehicle RAUM · $104M to $60.0M
Apr 22, 2019 to Feb 12, 2020
RAUM · $339M to $460M
Apr 22, 2019 to Feb 12, 2020
Accounts · 4 to 3
Apr 26, 2018 to Feb 20, 2019
Advisory employees · 3 to 4
Apr 26, 2018 to Feb 20, 2019
Pooled vehicle clients · 3 to 2
Apr 26, 2018 to Feb 20, 2019
Assets in custody · $118M to $104M
Apr 26, 2018 to Feb 20, 2019
Employees · 3 to 4
Apr 26, 2018 to Feb 20, 2019
Private funds · 3 to 2
Apr 26, 2018 to Feb 20, 2019
Discretionary RAUM · $118M to $104M
Apr 26, 2018 to Feb 20, 2019
HNW RAUM · $123M to $235M
Apr 26, 2018 to Feb 20, 2019
Non-discretionary RAUM · $123M to $235M
Apr 26, 2018 to Feb 20, 2019
Pooled vehicle RAUM · $118M to $104M
Apr 26, 2018 to Feb 20, 2019
RAUM · $241M to $339M
Apr 26, 2018 to Feb 20, 2019
Advisory employees · 2 to 3
Mar 27, 2017 to Mar 29, 2018
Pooled vehicle clients · unset to 3.0
Mar 27, 2017 to Mar 29, 2018
Assets in custody · $148M to $118M
Mar 27, 2017 to Mar 29, 2018
Employees · 4 to 3
Mar 27, 2017 to Mar 29, 2018
Other offices · unset to 0.0
Mar 27, 2017 to Mar 29, 2018
Discretionary RAUM · $148M to $118M
Mar 27, 2017 to Mar 29, 2018
HNW RAUM · unset to 122600000.0
Mar 27, 2017 to Mar 29, 2018
Non-discretionary RAUM · $30.0M to $123M
Mar 27, 2017 to Mar 29, 2018
Pooled vehicle RAUM · unset to 118400000.0
Mar 27, 2017 to Mar 29, 2018
RAUM · $178M to $241M
Mar 27, 2017 to Mar 29, 2018
Accounts · 3 to 4
May 24, 2016 to Mar 27, 2017
Assets in custody · $0 to $148M
May 24, 2016 to Mar 27, 2017
Employees · 3 to 4
May 24, 2016 to Mar 27, 2017
Private funds · 2 to 3
May 24, 2016 to Mar 27, 2017
Discretionary RAUM · $105M to $148M
May 24, 2016 to Mar 27, 2017
RAUM · $135M to $178M
May 24, 2016 to Mar 27, 2017

Signals

2 dated events

B•••••••• C•••••• reported RAUM $460.0M, up 36% from $339.3M (2019-04-22 to 2020-02-12)
Feb 12, 2020 · RAUM change · derived
B•••••••• C•••••• filed its initial SEC registration (Form ADV)
Jan 19, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026