DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• C•••••• P•••••••
Legal name G•••• C•••••• P••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Dec 16, 2015 · 23 filings
SEC status approved since Jan 18, 2016
RAUM
$207B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
224
70 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$207B as of Mar 27, 2026
Mar 30, 2017$37B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20170 then
Employees (5.A)224 as of Mar 27, 2026
Mar 30, 201746 then
Private funds1 as of Mar 27, 2026
Mar 30, 20172 then
RAUM +94% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $69BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +94%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $12B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$207B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• F••• O••••••••• M••••• F••• L••• | Hedge Fund | $138B | 153 | Mar 30, 2012 |
| G•••• I•••••••• O••••••••• F••• L•••no longer reported | Hedge Fund | $1.7B | 1 | Aug 30, 2012 |
| G•••• I•••••••• F••• 1• L••no longer reported | Hedge Fund | $154M | 2 | Aug 21, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• B••••• J••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- D•••••• J••••••• S••••• · Chief Executive Officercontrolsince 09/2015 · owns less than 5%
- F••••••• E•••••• F•••••• · Chief Risk Officercontrolsince 01/2016 · owns less than 5%
- K•••••• V•• E•••••••• C••••••••• A• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- M••••••••• T••••••• J•••• · Chief Investment Officercontrolsince 01/2021 · owns less than 5%
- S••••• P••••••• R••••• · General Counselcontrolsince 01/2024 · owns less than 5%
- V••••••••• F•••••••• P••• · Chief Operating Officercontrolsince 02/2023 · owns less than 5%
- D•••••• J••••••• S••••• · Membercontrolsince 09/2015 · owns F of G•••• G• L••
- D•••••• J••••••• S••••• · Limited Partnercontrolsince 04/2019 · owns F of G•••• H••••••• L•
- D•••••• J••••••• S••••• · Trusteecontrolsince 04/2001 · owns F of J•••••• S••••• D••••• R•••••••• T••••
- M••••••••• T••••••• J•••• · Trusteecontrolsince 12/2019 · owns F of T•••••• J• M•••••••• R•••••••• T••••
- M••••••••• T••••••• J•••• · Limited Partnercontrolsince 04/2019 · owns F of G•••• H••••••• L•
- M••••••••• T••••••• J•••• · Membercontrolsince 09/2015 · owns F of G•••• G• L••
Entity owners
- G•••• G• L•• · General Partnerdirect · owns less than 5%
- G•••• M••••••••• L• · Limited Partnerdirect · owns 75% or more
- A••••••••• M••••••• G••••• I••• · Memberindirect · owns 75% or more of G•• A••••••••• L•• · public reporting company
- G•••• G• L•• · General Partnerindirect · owns F of G•••• M••••••••• L•
- G•••• G• L•• · General Partnerindirect · owns F of G•••• H••••••• L•
- G•••• H••••••• L• · Limited Partnerindirect · owns 75% or more of G•••• M••••••••• L•
- J•••••• S••••• D••••• R•••••••• T•••• · Limited Partnerindirect · owns 25% to 50% of G•••• H••••••• L•
- J•••••• S••••• D••••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of G•••• G• L••
- T•••••• J• M•••••••• R•••••••• T•••• · Memberindirect · owns 50% to 75% of G•••• G• L••
- T•••••• J• M•••••••• R•••••••• T•••• · Limited Partnerindirect · owns 50% to 75% of G•••• H••••••• L•
- G•• A••••••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY20 employees
- Geneva, Switzerland14 employees
- Zug, Switzerland8 employees
- Copenhagen, Denmark4 employees
- Singapore, Singapore4 employees
- West Palm Beach, FL2 employees
- Scottsdale, AZ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $106,636,606,000 to $207,104,851,000 (+94.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was +15.0% (470 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (470) · 97% percentile
What changed
consecutive filings, newest first
- Advisory employees · 59 to 70Jan 27, 2026 to Mar 27, 2026
- Assets in custody · $11B to $12BJan 27, 2026 to Mar 27, 2026
- Employees · 202 to 224Jan 27, 2026 to Mar 27, 2026
- Discretionary RAUM · $107B to $207BJan 27, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $107B to $207BJan 27, 2026 to Mar 27, 2026
- RAUM · $107B to $207BJan 27, 2026 to Mar 27, 2026
- Financial planning clients · unset to Mar 25, 2025 to Jul 2, 2025
- Advisory employees · 58 to 59Mar 26, 2024 to Mar 25, 2025
- Assets in custody · $10B to $11BMar 26, 2024 to Mar 25, 2025
- Employees · 200 to 202Mar 26, 2024 to Mar 25, 2025
- Other offices · 7 to 8Mar 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $138B to $107BMar 26, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $138B to $107BMar 26, 2024 to Mar 25, 2025
- RAUM · $138B to $107BMar 26, 2024 to Mar 25, 2025
- Advisory employees · 54 to 58Jan 4, 2024 to Mar 26, 2024
- Assets in custody · $118B to $10BJan 4, 2024 to Mar 26, 2024
- Employees · 175 to 200Jan 4, 2024 to Mar 26, 2024
- Discretionary RAUM · $118B to $138BJan 4, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $118B to $138BJan 4, 2024 to Mar 26, 2024
- RAUM · $118B to $138BJan 4, 2024 to Mar 26, 2024
- Assets in custody · $106B to $118BMar 21, 2023 to Sep 12, 2023
- Discretionary RAUM · $106B to $118BMar 21, 2023 to Sep 12, 2023
- Pooled vehicle RAUM · $106B to $118BMar 21, 2023 to Sep 12, 2023
- RAUM · $106B to $118BMar 21, 2023 to Sep 12, 2023
- Advisory employees · 50 to 54Feb 25, 2022 to Mar 21, 2023
- Assets in custody · $124B to $106BFeb 25, 2022 to Mar 21, 2023
- Employees · 134 to 175Feb 25, 2022 to Mar 21, 2023
- Discretionary RAUM · $124B to $106BFeb 25, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $124B to $106BFeb 25, 2022 to Mar 21, 2023
- RAUM · $124B to $106BFeb 25, 2022 to Mar 21, 2023
- Advisory employees · 45 to 50Dec 21, 2021 to Feb 25, 2022
- Assets in custody · $97B to $124BDec 21, 2021 to Feb 25, 2022
- Employees · 114 to 134Dec 21, 2021 to Feb 25, 2022
- Other offices · 6 to 7Dec 21, 2021 to Feb 25, 2022
- Discretionary RAUM · $97B to $124BDec 21, 2021 to Feb 25, 2022
- Pooled vehicle RAUM · $97B to $124BDec 21, 2021 to Feb 25, 2022
- RAUM · $97B to $124BDec 21, 2021 to Feb 25, 2022
- HQ city · MINNEAPOLIS to WAYZATAMar 3, 2021 to Dec 21, 2021
- Other offices · 4 to 6Mar 3, 2021 to Dec 21, 2021
- Advisory employees · 40 to 45Mar 20, 2020 to Mar 3, 2021
Signals
7 dated events
- G•••• C•••••• P••••••• reported RAUM $207.1B, up 94% from $106.6B (2026-01-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Robert Goedken (General Counsel) no longer on Schedule A of G•••• C•••••• P••••••• (listed 2023-09-12, absent 2024-01-04)Jan 4, 2024 · Control person left · inference
- J••• B•••• D•••••• (Chief Compliance Officer) appeared on Schedule A of G•••• C•••••• P•••••••Jan 4, 2024 · Control person joined · fact
- G•••• C•••••• P••••••• reported RAUM $124.2B, up 28% from $97.0B (2021-12-21 to 2022-02-25)Feb 25, 2022 · RAUM change · derived
- G•••• C•••••• P••••••• reported RAUM $78.1B, up 36% from $57.5B (2019-07-08 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
- G•••• C•••••• P••••••• reported RAUM $57.5B, up 42% from $40.4B (2018-06-15 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- G•••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Dec 16, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/garda-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- garda.integrityline.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-330-4900reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026