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Former SEC-registered adviser

B••• I••••••••• I•••

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 282454SEC 801-107126IAPD
Latest filing Mar 28, 2018
First filing on the tape Jan 4, 2016 · 4 filings
RAUM
$86,741
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$86,741 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$86,741 as of Mar 28, 2018
Mar 22, 2017$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 28, 2018
Mar 22, 20171 then
Employees (5.A)3 as of Mar 28, 2018
Mar 22, 20173 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
$86,741derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2,629derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$86,741100%
Individual clients
33reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
33reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• J•••• T••••• · Chief Executive Officercontrol
        since 12/2015 · owns 50% to 75%
      • D••••• N•••••••• G•••• · Chief Technology Officercontrol
        since 02/2016 · owns 25% to 50%
      • B••••••••• T•••••• P•••• · Chief Compliance Officer
        since 12/2015 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 33
        Mar 22, 2017 to Mar 28, 2018
      • Individual clients · unset to 33.0
        Mar 22, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 0.0
        Mar 22, 2017 to Mar 28, 2018
      • Financial planning clients · unset to 26-50
        Mar 22, 2017 to Mar 28, 2018
      • HQ city · ANNANDALE to PHILADELPHIA
        Mar 22, 2017 to Mar 28, 2018
      • HQ state · NJ to PA
        Mar 22, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 22, 2017 to Mar 28, 2018
      • Discretionary RAUM · $0 to $86,741
        Mar 22, 2017 to Mar 28, 2018
      • Individual RAUM · unset to 86741.0
        Mar 22, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Mar 22, 2017 to Mar 28, 2018
      • RAUM · $0 to $86,741
        Mar 22, 2017 to Mar 28, 2018
      Signals
      1 dated events
      • B••• I••••••••• I••• filed its initial SEC registration (Form ADV)
        Jan 4, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026