DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• M••••••••• G•••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 28, 2017 · 17 filings
SEC status approved since Jul 31, 2017
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
52
44 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.1B as of Mar 30, 2026
Mar 30, 2018$215M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20180 then
Employees (5.A)52 as of Mar 30, 2026
Mar 30, 201827 then
Private funds4 as of Mar 30, 2026
Mar 30, 20181 then
RAUM +56% over the last fiscal year+5.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $519MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•• R••• E••••• F••• I•• L••• | Real Estate Fund | $823M | 2 | Mar 31, 2022 |
| B•• R••• E••••• F••• I• L••• | Private Equity Fund | $406M | 2 | May 5, 2016 |
| B•• V•••••• 2••• L•• | Private Equity Fund | $100M | 2 | Mar 31, 2021 |
| B•• E••••• V•••••••• F•••• L• | Private Equity Fund | $100M | 3 | Apr 27, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• R•••••• · Managing Director/Chief Compliance Officercontrolsince 03/2009 · owns less than 5%
- J••••• T••••• K•• · President, Ceocontrolsince 03/2009 · owns less than 5%
- S•••••••• A•••••••• J•••• · Chief Investment Officercontrolsince 03/2009 · owns less than 5%
- J••••• T••••• K•• · M••••••controlsince 12/2008 · owns 50% to 75% of B•••• I••••••••• G••••• L••
- B•••••• P••••••• · Membersince 11/2016 · owns 75% or more of B•••• R•••••• L••
Entity owners
- B•••• I••••••••• G••••• L•• · Investordirect · owns 75% or more
- B•••• R•••••• L•• · Memberindirect · owns 25% to 50% of B•••• I••••••••• G••••• L••
Related persons
Schedule D 7.A
- B•••• M•••••• I• L••pooled vehicle sponsorn
- B•• R••• E••••• F••• I• G•• L••pooled vehicle sponsorn
- B•• R••• E••••• F••• I• G•• L••pooled vehicle sponsorn
- N•••• V••• F••• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 39 to 44Mar 31, 2025 to Mar 30, 2026
- Accounts · 3 to 4Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $1.3B to $1.1BMar 31, 2025 to Mar 30, 2026
- Employees · 51 to 52Mar 31, 2025 to Mar 30, 2026
- Private funds · 3 to 4Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $2.1BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.3B to $2.1BMar 31, 2025 to Mar 30, 2026
- RAUM · $1.3B to $2.1BMar 31, 2025 to Mar 30, 2026
- Accounts · 4 to 3Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 40 to 39Mar 28, 2024 to Mar 31, 2025
- Employees · 52 to 51Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 4 to 3Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 33 to 40Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.7B to $1.3BMar 31, 2023 to Mar 28, 2024
- Employees · 45 to 52Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.3BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.7B to $1.3BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.3BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 25 to 33Jun 6, 2022 to Mar 31, 2023
- Assets in custody · $1.4B to $1.7BJun 6, 2022 to Mar 31, 2023
- Employees · 41 to 45Jun 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.7BJun 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.4B to $1.7BJun 6, 2022 to Mar 31, 2023
- RAUM · $1.4B to $1.7BJun 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.4BMay 27, 2022 to Jun 6, 2022
- Pooled vehicle RAUM · $1.4B to $1.4BMay 27, 2022 to Jun 6, 2022
- RAUM · $1.4B to $1.4BMay 27, 2022 to Jun 6, 2022
- Related adviser · true to falseMay 27, 2022 to Jun 6, 2022
- Pooled vehicle clients · 3 to 4Apr 27, 2022 to May 27, 2022
- Assets in custody · $1.0B to $1.4BApr 27, 2022 to May 27, 2022
- Other offices · 1 to 0Apr 27, 2022 to May 27, 2022
- Discretionary RAUM · $1.3B to $1.4BApr 27, 2022 to May 27, 2022
- Pooled vehicle RAUM · $1.2B to $1.4BApr 27, 2022 to May 27, 2022
- RAUM · $1.3B to $1.4BApr 27, 2022 to May 27, 2022
- Related adviser · false to trueApr 27, 2022 to May 27, 2022
- Private funds · 3 to 4Mar 31, 2022 to Apr 27, 2022
- Accounts · 2 to 4Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 3Mar 31, 2021 to Mar 31, 2022
- Assets in custody · unset to 1011100000.0Mar 31, 2021 to Mar 31, 2022
Signals
7 dated events
- B•••• M••••••••• G•••• L•• reported RAUM $2.1B, up 56% from $1.3B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- B•••• M••••••••• G•••• L•• reported RAUM $1.3B, up 157% from $506.0M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- B•••• M••••••••• G•••• L•• reported RAUM $406.0M, up 72% from $236.5M (2019-06-13 to 2020-04-02)Apr 2, 2020 · RAUM change · derived
- B•••• M••••••••• G•••• L•• reported RAUM $236.5M, down 30% from $336.5M (2019-03-31 to 2019-06-13)Jun 13, 2019 · RAUM change · derived
- B•••• M••••••••• G•••• L•• reported RAUM $336.5M, up 57% from $215.0M (2018-03-30 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- B•••• M••••••••• G•••• L•• reported RAUM $215.0M, up 274% from $57.5M (2017-06-28 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- B•••• M••••••••• G•••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••• M••••••••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/basis-investment-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••INVGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-842-5712reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••• M••••••••• G•••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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