DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H••••• C••••••• C•••••• M••••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Jun 30, 2020 · 15 filings
SEC status approved since Aug 4, 2020
RAUM
$339M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$339M as of Apr 28, 2026
Mar 25, 2021$289M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 25, 20210 then
Employees (5.A)4 as of Apr 28, 2026
Mar 25, 20215 then
Private funds6 as of Apr 28, 2026
Mar 25, 20213 then
RAUM -6.2% over the last fiscal year-4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$339M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• C••••••• C•••••• I•• L••• | Private Equity Fund | $157M | 25 | Mar 30, 2020 |
| H••••• C••••••• C••••••• L••• | Private Equity Fund | $155M | 24 | Feb 11, 2016 |
| H•• C••••••• Q•• 1•• L••• | Private Equity Fund | $40.2M | 8 | Mar 30, 2019 |
| H••••• C••••••• C•••••• C••••••••• F••• I• L••• | Private Equity Fund | $28.2M | 4 | Oct 22, 2024 |
| H••••• C••••••• C•••••• A•••• F••• I• L••• | Private Equity Fund | $9.1M | 8 | Mar 29, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• C••••••• A••••• · Managing Partnercontrolsince 12/2015 · owns 75% or more
- H••••••••• J•••• C••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- R•••• D•••••• R••••• · Partnercontrolsince 09/2020 · owns less than 5%
Related persons
Schedule D 7.A
- H••••• C••••••• A••••••••• A••••• L••pooled vehicle sponsorn
- H••••• C••••••• A••••••••• I•• L••pooled vehicle sponsorn
- H••••• C••••••• A••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $339M to $339MMar 30, 2026 to Apr 28, 2026
- Pooled vehicle RAUM · $339M to $339MMar 30, 2026 to Apr 28, 2026
- RAUM · $339M to $339MMar 30, 2026 to Apr 28, 2026
- Employees · 5 to 4May 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $348M to $339MMay 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $348M to $339MMay 1, 2025 to Mar 30, 2026
- RAUM · $348M to $339MMay 1, 2025 to Mar 30, 2026
- Accounts · 5 to 6Jan 22, 2025 to May 1, 2025
- Pooled vehicle clients · 5 to 6Jan 22, 2025 to May 1, 2025
- Employees · 6 to 5Jan 22, 2025 to May 1, 2025
- Financial planning clients · unset to Jan 22, 2025 to May 1, 2025
- Private funds · 5 to 6Jan 22, 2025 to May 1, 2025
- Discretionary RAUM · $361M to $348MJan 22, 2025 to May 1, 2025
- Pooled vehicle RAUM · $361M to $348MJan 22, 2025 to May 1, 2025
- RAUM · $361M to $348MJan 22, 2025 to May 1, 2025
- Accounts · 4 to 5May 3, 2024 to Oct 22, 2024
- Pooled vehicle clients · 4 to 5May 3, 2024 to Oct 22, 2024
- Private funds · 4 to 5May 3, 2024 to Oct 22, 2024
- Employees · 5 to 6May 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $383M to $361MMay 24, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $383M to $361MMay 24, 2023 to Mar 26, 2024
- RAUM · $383M to $361MMay 24, 2023 to Mar 26, 2024
- Advisory employees · 3 to 4Mar 29, 2022 to Mar 31, 2023
- Employees · 3 to 5Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $389M to $383MMar 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $389M to $383MMar 29, 2022 to Mar 31, 2023
- RAUM · $389M to $383MMar 29, 2022 to Mar 31, 2023
- Accounts · 3 to 4Mar 25, 2021 to Mar 29, 2022
- Advisory employees · 5 to 3Mar 25, 2021 to Mar 29, 2022
- Pooled vehicle clients · 3 to 4Mar 25, 2021 to Mar 29, 2022
- Employees · 5 to 3Mar 25, 2021 to Mar 29, 2022
- Private funds · 3 to 4Mar 25, 2021 to Mar 29, 2022
- Discretionary RAUM · $289M to $389MMar 25, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $289M to $389MMar 25, 2021 to Mar 29, 2022
- RAUM · $289M to $389MMar 25, 2021 to Mar 29, 2022
- Advisory employees · 4 to 5Aug 18, 2020 to Mar 25, 2021
- Employees · 4 to 5Aug 18, 2020 to Mar 25, 2021
- Discretionary RAUM · $185M to $289MAug 18, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $185M to $289MAug 18, 2020 to Mar 25, 2021
- RAUM · $185M to $289MAug 18, 2020 to Mar 25, 2021
Signals
11 dated events
- Andrew Charles Boorady (Managing Partner) appeared on Schedule A of H••••• C••••••• C•••••• M••••••••• L••Mar 27, 2024 · Control person joined · fact
- Carl John Holzwarth (Chief Compliance Officer) appeared on Schedule A of H••••• C••••••• C•••••• M••••••••• L••Mar 26, 2024 · Control person joined · fact
- Noyes David Powers (Chief Compliance Officer) no longer on Schedule A of H••••• C••••••• C•••••• M••••••••• L•• (listed 2023-05-24, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- John Joseph Maturo (Chief Financial Officer) no longer on Schedule A of H••••• C••••••• C•••••• M••••••••• L•• (listed 2023-05-24, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Heinz Peter Costa (Chief Financial Officer) no longer on Schedule A of H••••• C••••••• C•••••• M••••••••• L•• (listed 2022-03-29, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- John Joseph Maturo (Chief Financial Officer) appeared on Schedule A of H••••• C••••••• C•••••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- H••••• C••••••• C•••••• M••••••••• L•• reported RAUM $388.8M, up 35% from $288.6M (2021-03-25 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- H••••• C••••••• C•••••• M••••••••• L•• reported RAUM $288.6M, up 56% from $185.0M (2020-08-18 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Heinz Peter Costa (Chief Financial Officer) appeared on Schedule A of H••••• C••••••• C•••••• M••••••••• L••Mar 25, 2021 · Control person joined · fact
- Noyes David Powers (Chief Compliance Officer) appeared on Schedule A of H••••• C••••••• C•••••• M••••••••• L••Mar 25, 2021 · Control person joined · fact
- H••••• C••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••• C••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••• C••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- H••••• C••••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/H•••••-C•••••••-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••••C•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 752-2225reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026