DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H••••• S••••••••• C•••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 282919SEC 801-107314website IAPD

Latest filing Sep 4, 2026

First filing on the tape Feb 16, 2016 · 29 filings

SEC status approved since Feb 29, 2016

RAUM

$4.0B

reported, Item 5.F

Discretionary

81%

of RAUM

Private clients

0.1%

$2.7M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

17 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

29 filings and snapshots on the tape

RAUM$4.0B as of Mar 31, 2026

Mar 31, 2017$361M then

HNW client RAUM$2.7M as of Mar 31, 2026

Mar 30, 2018$510,192 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 31, 20170 then

Employees (5.A)38 as of Mar 31, 2026

Mar 31, 201713 then

Private funds14 as of Mar 31, 2026

Mar 31, 20173 then

RAUM +22% over the last fiscal year+5.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Sep 4, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $89.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 81%derivedof RAUM
Institutional: 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$3.2B80%
Insurance companies$465M12%
Other investment advisers$213M5.3%
Corporations and businesses$118M2.9%
High-net-worth individuals$2.7M0.1%
State and municipal entities$296,3310.0%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 45reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=0.85 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

24 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H••• B•••••• F••• L••	Other Private Fund	$951M	87	Mar 31, 2017
N••••••• S••••••• F••• I• L•	Private Equity Fund	$635M	20	Jan 31, 2019
H• S•••••••• L•	Other Private Fund	$519M	1	Mar 29, 2019
H• O••••••••• L•	Other Private Fund	$327M	3	Feb 17, 2021
H• M••••• F••• I• L•	Private Equity Fund	$229M	44	May 30, 2024
H••• V••••••• F••• 2• L•	Other Private Fund	$207M	74	Aug 18, 2021
H••• F• M••••• F••• L•• • C•••• B• S•••••no longer reported	Hedge Fund	$125M	1	Jun 28, 2016
H••• B•••••• I•••••••• F••• L•	Other Private Fund	$62.2M	17	Mar 29, 2019
H••••• T•••••••• 2••• A••••••• R••••••• M••••• F••• L•no longer reported	Other Private Fund	$54.2M	17	Nov 11, 2020
H••• B•••••• F••• I• L•	Other Private Fund	$50.0M	1	May 30, 2024
N••••••• S••••••• F••• I•• L•	Private Equity Fund	$27.9M	51	Mar 30, 2016
H••• B•••••• A•• C•• ••••• F•••	Other Private Fund	$18.8M	13	Mar 30, 2020
N••••••• S••••••• F••• I• L••	Private Equity Fund	$14.2M	17	Mar 26, 2013
H••• B•••••• A•• C•• ••••• F•••	Other Private Fund	$3.4M	13	Mar 31, 2021
N••••••• S••••••• M••••• F••• I•• L•	Private Equity Fund	$3.1M	21	Mar 30, 2016
H••• B•••••• A•• C•• ••••• F•••	Other Private Fund	$1.1M	9	May 31, 2022
H••• F• M••••• F••• L••	Other Private Fund	$478,104	1	Jun 28, 2016
H••••• T•••••••• R••• A•••• M••••• F••• L•	Other Private Fund	$331,813	28	Mar 30, 2018
H••• B•••••• A•• C•• F••• L•••	Other Private Fund	$197,800	12	Mar 29, 2019
H••• B•••••• S•••••• O••••••••• F••• L•••	Other Private Fund	$56,660	20	Mar 30, 2018
H••••• T•••••••• L••••• L•	Other Private Fund	$3,271	2	Mar 30, 2018
H• M••••••• C•••••• I• L•	Other Private Fund	$0	11	Mar 30, 2020
H• M••••••• C•••••• L•	Other Private Fund	$0	0	Mar 29, 2019
H••••• N••••••• S••••••• F••• V• L•	Private Equity Fund	$0	9	Mar 30, 2024

Owners and control persons

Schedule A and B, latest filing

A••••••• D••••• S••••••• · Managing Partner, T••••••••; Directorcontrol
since 01/2016 · owns less than 5%
M•••••••• M••••••• J••• · Chairman, Managing Partner, Directorcontrol
since 01/2016 · owns less than 5%
O••••• B•••••• · Chief Financial Officercontrol
since 10/2023 · owns less than 5%
S•••••••• J••••••• D••• · Partner, Chief Operating Officer And Interim Chief Compliance Officercontrol
since 10/2023 · owns less than 5%
M•••••••• M••••••• J••• · Managing Membercontrol
since 07/2015 · owns 75% or more of H••• G• L••
M•••••••• M••••••• J••• · Limited Partnercontrol
since 01/2016 · owns 50% to 75% of H••••• S••••••••• C•••••• M••••••••• L•

Entity owners

H••••• S••••••••• C•••••• M••••••••• L• · Shareholder
direct · owns 75% or more
H••• G• L•• · General Partner
indirect · owns F of H••••• S••••••••• C•••••• M••••••••• L•
H••• G• L•• · Shareholder
direct · owns less than 5%

Related persons

Schedule D 7.A

B•••••••• R• L••
real estatey
H• M••••••• C•••••• I• G• L••
pooled vehicle sponsorn
H• M••••• G• L••
pooled vehicle sponsorn
H••• B•••••• F••• I• G• L••
pooled vehicle sponsorn
H••• B•••••• I•••••••• G• L••
pooled vehicle sponsorn
H••• B•••••• O••••••••• G• L••
pooled vehicle sponsorn
H••• B•••••• S•••••••• G• L••
pooled vehicle sponsorn
H••• V••••••• G• 2• L••
pooled vehicle sponsorn
H••••• T•••••••• R••• A•••• F••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Hamilton, Bermuda6 employees
New York, NY5 employees

What changed

consecutive filings, newest first

Financial planning clients · to unset
Mar 31, 2026 to Sep 4, 2026
Private funds · 14 to unset
Mar 31, 2026 to Sep 4, 2026
Succession · false to unset
Mar 31, 2026 to Sep 4, 2026
Accounts · 38 to 45
Mar 27, 2025 to Mar 31, 2026
Advisory employees · 15 to 17
Mar 27, 2025 to Mar 31, 2026
Discretionary RAUM · $2.9B to $3.3B
Mar 27, 2025 to Mar 31, 2026
HNW RAUM · $2.4M to $2.7M
Mar 27, 2025 to Mar 31, 2026
Non-discretionary RAUM · $426M to $746M
Mar 27, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $2.8B to $3.2B
Mar 27, 2025 to Mar 31, 2026
RAUM · $3.3B to $4.0B
Mar 27, 2025 to Mar 31, 2026
Accounts · 45 to 38
Oct 7, 2024 to Mar 27, 2025
Advisory employees · 18 to 15
Oct 7, 2024 to Mar 27, 2025
Pooled vehicle clients · 39 to 33
Oct 7, 2024 to Mar 27, 2025
Employees · 41 to 38
Oct 7, 2024 to Mar 27, 2025
Financial planning clients · unset to
Oct 7, 2024 to Mar 27, 2025
Private funds · 19 to 14
Oct 7, 2024 to Mar 27, 2025
Discretionary RAUM · $3.3B to $2.9B
Oct 7, 2024 to Mar 27, 2025
HNW RAUM · $2.2M to $2.4M
Oct 7, 2024 to Mar 27, 2025
Non-discretionary RAUM · $433M to $426M
Oct 7, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $3.3B to $2.8B
Oct 7, 2024 to Mar 27, 2025
RAUM · $3.8B to $3.3B
Oct 7, 2024 to Mar 27, 2025
Related adviser · true to false
Oct 7, 2024 to Mar 27, 2025
Accounts · 43 to 45
Mar 30, 2024 to May 30, 2024
Pooled vehicle clients · 37 to 39
Mar 30, 2024 to May 30, 2024
Private funds · 17 to 19
Mar 30, 2024 to May 30, 2024
Discretionary RAUM · $3.0B to $3.3B
Mar 30, 2024 to May 30, 2024
HNW RAUM · $2.2M to $2.2M
Mar 30, 2024 to May 30, 2024
Non-discretionary RAUM · $433M to $433M
Mar 30, 2024 to May 30, 2024
Pooled vehicle RAUM · $3.0B to $3.3B
Mar 30, 2024 to May 30, 2024
RAUM · $3.4B to $3.8B
Mar 30, 2024 to May 30, 2024
Advisory employees · 21 to 18
Oct 27, 2023 to Mar 30, 2024
Pooled vehicle clients · 38 to 37
Oct 27, 2023 to Mar 30, 2024
Employees · 48 to 41
Oct 27, 2023 to Mar 30, 2024
Private funds · 19 to 17
Oct 27, 2023 to Mar 30, 2024
Discretionary RAUM · $3.4B to $3.0B
Oct 27, 2023 to Mar 30, 2024
HNW RAUM · $1.7M to $2.2M
Oct 27, 2023 to Mar 30, 2024
Non-discretionary RAUM · $55.2M to $433M
Oct 27, 2023 to Mar 30, 2024
Pooled vehicle RAUM · $3.4B to $3.0B
Oct 27, 2023 to Mar 30, 2024
RAUM · $3.5B to $3.4B
Oct 27, 2023 to Mar 30, 2024
Advisory employees · 20 to 21
Sep 6, 2022 to Mar 28, 2023

Signals

12 dated events

Bernard Opoku (Chief Financial Officer) appeared on Schedule A of H••••• S••••••••• C•••••• M••••••••• L•••
Oct 27, 2023 · Control person joined · fact
Ajay Mehra (Partner And Chief Legal Officer) no longer on Schedule A of H••••• S••••••••• C•••••• M••••••••• L••• (listed 2023-03-28, absent 2023-10-27)
Oct 27, 2023 · Control person left · inference
Wendy Wong-Tsang (Chief Compliance Officer) no longer on Schedule A of H••••• S••••••••• C•••••• M••••••••• L••• (listed 2023-03-28, absent 2023-10-27)
Oct 27, 2023 · Control person left · inference
Anthony Carlo Desantis (Chief Administrative Officer) no longer on Schedule A of H••••• S••••••••• C•••••• M••••••••• L••• (listed 2021-02-17, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
Wendy Wong-Tsang (Chief Compliance Officer) appeared on Schedule A of H••••• S••••••••• C•••••• M••••••••• L•••
Oct 30, 2020 · Control person joined · fact
Lee Clayton Jason Carne (Partner, Chief Financial Officer) no longer on Schedule A of H••••• S••••••••• C•••••• M••••••••• L••• (listed 2019-08-28, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
H••••• S••••••••• C•••••• M••••••••• L••• reported RAUM $2.5B, up 96% from $1.3B (2019-08-28 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
D••• J•••••• S••••••• (Partner, Chief Financial Officer) appeared on Schedule A of H••••• S••••••••• C•••••• M••••••••• L•••
Mar 30, 2020 · Control person joined · fact
Edouard Von Herberstein (Partner; Chief Underwriting Officer, Hscm Bermuda) no longer on Schedule A of H••••• S••••••••• C•••••• M••••••••• L••• (listed 2019-01-03, absent 2019-03-29)
Mar 29, 2019 · Control person left · inference
H••••• S••••••••• C•••••• M••••••••• L••• reported RAUM $1.3B, up 86% from $691.6M (2019-01-03 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived
H••••• S••••••••• C•••••• M••••••••• L••• reported RAUM $691.6M, up 92% from $361.0M (2017-07-05 to 2018-03-30)
Mar 30, 2018 · RAUM change · derived
H••••• S••••••••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Feb 16, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

H••••• S••••••••• C•••••• M••••••••• L••• · Independent Sponsors
shared crd · capital_provider
H••••• S••••••••• C•••••• M••••••••• L••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/10101333reportedpublic record, Form ADV, Sep 19, 2026
Website: hscmventures.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 203-975-4850reportedpublic record, Form ADV, Sep 4, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026