DFX Intelligence
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SEC-registered adviser
F••• B•••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Mar 8, 2018 · 15 filings
SEC status approved since Apr 6, 2018
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 11, 2019$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 11, 20190 then
Employees (5.A)9 as of Mar 31, 2026
Mar 11, 20194 then
Private funds1 as of Mar 31, 2026
Mar 11, 20192 then
RAUM +31% over the last fiscal year+11% a year over threeIARs 0 to 0offices 3 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $215MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $18.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$669M62%
- Investment companies$405M38%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••• B•••• C••••••• M••••• F•••• L• | Hedge Fund | $285M | 59 | Mar 8, 2018 |
| F••• B•••• S•••••• O••••••••• S•• S••••••••• P•••••••• A• | Hedge Fund | $16.0M | 0 | Mar 8, 2018 |
| F••• B•••• S•••••• O••••••••• S•• S••••••••• P•••••••• B• | Hedge Fund | $0 | 0 | Apr 24, 2019 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• S•••••• P•••••• · Limited Partner/Chief Investment Officercontrolsince 07/2015 · owns 75% or more
- R•••• J•••••••• J•••• · Chief Operating Officercontrolsince 03/2021 · owns less than 5%
- S•••••••• S••••• M•••••• · Limited Partner/Senior Analystcontrolsince 04/2019 · owns 5% to 10%
- Y••••••••• A•••• A•••••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- P•••••• S•••••• P•••••• · Sole Membercontrolsince 08/2015 · owns 75% or more of F••• B•••• C••••••• L••
Entity owners
- F••• B•••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- F••• B•••• C•••••• P••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boise, ID1 employees
- Donnelly, ID1 employees
- New York, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 1.0 (-67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (139 comparable advisers, 3.0th percentile of changes)peers: asset managers, $1B to $5B (139) · 2.9% percentile
What changed
consecutive filings, newest first
- Accounts · 9 to 5Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 4Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $110M to $18.0MMar 31, 2025 to Mar 31, 2026
- Employees · 8 to 9Mar 31, 2025 to Mar 31, 2026
- Other offices · 3 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $821M to $1.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $525M to $669MMar 31, 2025 to Mar 31, 2026
- RAUM · $821M to $1.1BMar 31, 2025 to Mar 31, 2026
- Accounts · 8 to 9Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 7 to 5Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 8Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $285M to $110MMar 28, 2024 to Mar 31, 2025
- Employees · 12 to 8Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $821MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $872M to $525MMar 28, 2024 to Mar 31, 2025
- RAUM · $1.2B to $821MMar 28, 2024 to Mar 31, 2025
- Accounts · 6 to 8Mar 31, 2023 to Mar 28, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 7Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $353M to $285MMar 31, 2023 to Mar 28, 2024
- Employees · 11 to 12Mar 31, 2023 to Mar 28, 2024
- Other offices · 2 to 3Mar 31, 2023 to Mar 28, 2024
- Private funds · 3 to 1Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $787M to $1.2BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $614M to $872MMar 31, 2023 to Mar 28, 2024
- RAUM · $787M to $1.2BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Assets in custody · unset to 353469723.0Mar 31, 2022 to Mar 31, 2023
- Custody of client assets · false to trueMar 31, 2022 to Mar 31, 2023
- Employees · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Other offices · 1 to 2Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $862M to $787MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $702M to $614MMar 31, 2022 to Mar 31, 2023
- RAUM · $862M to $787MMar 31, 2022 to Mar 31, 2023
- Accounts · 4 to 6Jun 16, 2021 to Mar 31, 2022
- Advisory employees · 4 to 6Jun 16, 2021 to Mar 31, 2022
- Pooled vehicle clients · 4 to 5Jun 16, 2021 to Mar 31, 2022
- Employees · 6 to 9Jun 16, 2021 to Mar 31, 2022
Signals
12 dated events
- ••• LockedMar 31, 2026 · RAUM change · derived
- ••• LockedMar 31, 2025 · RAUM change · derived
- ••• LockedMar 28, 2024 · RAUM change · derived
- ••• LockedMar 28, 2024 · Control person left · inference
- ••• LockedMar 31, 2022 · RAUM change · derived
- ••• LockedJun 15, 2021 · Control person joined · fact
- ••• LockedJun 15, 2021 · RAUM change · derived
- ••• LockedMar 31, 2021 · Control person joined · fact
- ••• LockedMar 31, 2021 · RAUM change · derived
- ••• LockedApr 5, 2019 · Control person left · inference
- ••• LockedApr 5, 2019 · Control person joined · fact
- ••• LockedMar 8, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- F•••B••••CAPITAL.COMreportedpublic record, Form ADV, Mar 31, 2026
- Principal office phone
- 415-306-5508reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026