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Former SEC-registered adviser

C•••••••

Former SEC-registered adviserKey Biscayne, FloridaCRD 283036SEC 801-107532IAPD
Legal name P••••••••• L••
Latest filing Mar 31, 2017
First filing on the tape Mar 23, 2016 · 4 filings
RAUM
$774,328
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$774,328 as of Mar 31, 2017
Mar 23, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 23, 20160 then
Employees (5.A)5 as of Mar 31, 2017
Mar 23, 20166 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$110,618derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••• C••••••••• C••••• · Manager And Chief Operating Officercontrol
        since 08/2015 · owns 10% to 25%
      • G•••••• L•••••• M••••• · Chief Compliance Officercontrol
        since 01/2017 · owns less than 5%
      • M•••••• P••••••• A••••• · Managercontrol
        since 08/2015 · owns 25% to 50%
      • M•••••• P•••••• A••••• · Manager And Chief Executive Officercontrol
        since 08/2015 · owns 25% to 50%
      • P•••••••• A••••••• G•••••••• · Principal
        since 08/2015 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 7
        Jan 24, 2017 to Mar 31, 2017
      • Employees · 6 to 5
        Jan 24, 2017 to Mar 31, 2017
      • Discretionary RAUM · $0 to $774,328
        Jan 24, 2017 to Mar 31, 2017
      • RAUM · $0 to $774,328
        Jan 24, 2017 to Mar 31, 2017
      Signals
      1 dated events
      • Censible filed its initial SEC registration (Form ADV)
        Mar 23, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026