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O••••• C•••••• M••••••••• L•
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.4B of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $1.4B
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- -22%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $1.7BRAUM now $1.4B
- Contact points 2
Every filed figure, and the identifiersCRD 283118 · SEC 801-110923 · 10 filingsShowHide
CRD 283118SEC 801-110923First filing on the tape Jun 29, 2017, latest Mar 24, 2026SEC status approved since Jul 28, 2017IAPD
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.4B as of Mar 24, 2026
Mar 28, 2018$282M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 28, 20180 then
Employees (5.A)11 as of Mar 24, 2026
Mar 28, 20185 then
Private funds1 as of Mar 24, 2026
Mar 28, 20181 then
RAUM -22% over the last fiscal year+36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $124MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $101M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $101M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••• C•••••• M••••• F•••• L• | Hedge Fund | $101M | 22 | Feb 29, 2016 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• A•••• T••••• · Ownercontrolsince 06/2015 · owns 25% to 50%
- B••••••• G••••••• F•••••• · Ownercontrolsince 06/2015 · owns 25% to 50%
- L••••• C••••••• I•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- P••••• M••••• I••••••••• · Ownercontrolsince 06/2015 · owns 25% to 50%
- B••••••• A•••• T••••• · Owner/Managing Membercontrolsince 06/2015 · owns 25% to 50% of O••••• M••••••••• L••
- B••••••• G••••••• F•••••• · Owner/Managing Membercontrolsince 06/2015 · owns 25% to 50% of O••••• M••••••••• L••
- P••••• M••••• I••••••••• · Owner/Managing Membercontrolsince 06/2015 · owns 25% to 50% of O••••• M••••••••• L••
Entity owners
- O••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- O••••• C•••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 24, 2026
- Assets in custody · $119M to $101MMar 28, 2025 to Mar 24, 2026
- Employees · 9 to 11Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.7B to $1.4BMar 28, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $1.7B to $1.4BMar 28, 2025 to Mar 24, 2026
- RAUM · $1.7B to $1.4BMar 28, 2025 to Mar 24, 2026
- Accounts · 10 to 11Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 10 to 11Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $101M to $119MMar 27, 2024 to Mar 28, 2025
- Employees · 8 to 9Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.7BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.2B to $1.7BMar 27, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.7BMar 27, 2024 to Mar 28, 2025
- Assets in custody · $65.4M to $101MMar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $539M to $1.2BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $539M to $1.2BMar 30, 2023 to Mar 27, 2024
- RAUM · $539M to $1.2BMar 30, 2023 to Mar 27, 2024
- Advisory employees · 6 to 5Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $109M to $65.4MMar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $539MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $539MMar 31, 2022 to Mar 30, 2023
- RAUM · $1.3B to $539MMar 31, 2022 to Mar 30, 2023
- Accounts · 9 to 10Mar 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 9 to 10Mar 29, 2021 to Mar 31, 2022
- Assets in custody · $81.2M to $109MMar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.1B to $1.3BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.1B to $1.3BMar 29, 2021 to Mar 31, 2022
- RAUM · $1.1B to $1.3BMar 29, 2021 to Mar 31, 2022
- Accounts · 10 to 9Mar 27, 2020 to Mar 29, 2021
- Advisory employees · 5 to 6Mar 27, 2020 to Mar 29, 2021
- Pooled vehicle clients · 10 to 9Mar 27, 2020 to Mar 29, 2021
- Assets in custody · $48.0M to $81.2MMar 27, 2020 to Mar 29, 2021
- Employees · 6 to 8Mar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $754M to $1.1BMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $754M to $1.1BMar 27, 2020 to Mar 29, 2021
- RAUM · $754M to $1.1BMar 27, 2020 to Mar 29, 2021
- Advisory employees · 4 to 5Mar 28, 2019 to Mar 27, 2020
- Assets in custody · $22.1M to $48.0MMar 28, 2019 to Mar 27, 2020
- Employees · 5 to 6Mar 28, 2019 to Mar 27, 2020
Signals
8 dated events
- ••• LockedMar 28, 2025 · RAUM change · derived
- ••• LockedMar 27, 2024 · RAUM change · derived
- ••• LockedMar 30, 2023 · RAUM change · derived
- ••• LockedMar 31, 2022 · RAUM change · derived
- ••• LockedMar 29, 2021 · RAUM change · derived
- ••• LockedMar 27, 2020 · RAUM change · derived
- ••• LockedMar 28, 2018 · ria registration change · fact
- ••• LockedJun 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026