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SEC-registered adviser

D• C•••••• P••••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)Alexandria, VirginiaCRD 283131SEC 801-110274website IAPD

Latest filing May 21, 2026

First filing on the tape Mar 27, 2017 · 14 filings

SEC status approved since Apr 3, 2017

RAUM

$1.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$1.4B as of May 21, 2026

Mar 29, 2018$473M then

HNW client RAUM$0 as of May 21, 2026

Mar 27, 2019$0 then

State-registered IARs (5.B.3)0 as of May 21, 2026

Mar 29, 20180 then

Employees (5.A)18 as of May 21, 2026

Mar 29, 20187 then

Private funds4 as of May 21, 2026

Mar 29, 20182 then

RAUM -10% over the last fiscal year+4.6% a year over threeIARs 0 to 0

Practice profile

derived from the filing of May 21, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $351MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -3.4%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $1.2B, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.4B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $1.2B for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
D• C•••••• P••••••• F••• I•• L•••	Private Equity Fund	$554M	80	Mar 22, 2016
D• C•••••• P••••••• F••• I••• L•••	Private Equity Fund	$551M	134	Mar 31, 2022
D• C•••••• P••••••• F••• I• •••••••• L•••	Private Equity Fund	$263M	25	Mar 22, 2016
D• C•••••• P••••••• F••• I•• •••••••• L•••	Private Equity Fund	$57.1M	17	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

C•••••••• T•••••• J••••• · Chief Executive Officer/Partnercontrol
since 03/2016 · owns 75% or more
D•••• T•••••• G••• · Partner/Chief Compliance Officercontrol
since 03/2016 · owns 5% to 10%
O•••••••• J••••• M•••••• · Chief Financial Officercontrol
since 04/2022 · owns less than 5%
C•••••••• T•••••• J••••• · Sole Membercontrol
since 03/2016 · owns 75% or more of D• C•••••• P••••••• M••••••••• G•• L•••••

Entity owners

D• C•••••• P••••••• M••••••••• G•• L••••• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

D• C•••••• P••••••• F••• I• G•• L••
investment adviserpooled vehicle sponsorn
D• C•••••• P••••••• F••• I•• G•• L••
investment advisern

Offices

Schedule D 1.F, the 25 largest

West Palm Beach, FL4 employees

What changed

consecutive filings, newest first

Assets in custody · $1.3B to $1.2B
Mar 27, 2026 to May 21, 2026
Discretionary RAUM · $1.5B to $1.4B
Mar 27, 2026 to May 21, 2026
Pooled vehicle RAUM · $1.5B to $1.4B
Mar 27, 2026 to May 21, 2026
RAUM · $1.5B to $1.4B
Mar 27, 2026 to May 21, 2026
Assets in custody · $1.3B to $1.3B
Mar 28, 2025 to Mar 27, 2026
Discretionary RAUM · $1.6B to $1.5B
Mar 28, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $1.6B to $1.5B
Mar 28, 2025 to Mar 27, 2026
RAUM · $1.6B to $1.5B
Mar 28, 2025 to Mar 27, 2026
Advisory employees · 12 to 15
Apr 3, 2024 to Mar 28, 2025
Assets in custody · $1.0B to $1.3B
Apr 3, 2024 to Mar 28, 2025
Employees · 15 to 18
Apr 3, 2024 to Mar 28, 2025
Financial planning clients · unset to
Apr 3, 2024 to Mar 28, 2025
Discretionary RAUM · $1.4B to $1.6B
Apr 3, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $1.4B to $1.6B
Apr 3, 2024 to Mar 28, 2025
RAUM · $1.4B to $1.6B
Apr 3, 2024 to Mar 28, 2025
Assets in custody · $1.0B to $1.0B
Mar 27, 2024 to Apr 3, 2024
Discretionary RAUM · $1.4B to $1.4B
Mar 27, 2024 to Apr 3, 2024
Pooled vehicle RAUM · $1.4B to $1.4B
Mar 27, 2024 to Apr 3, 2024
RAUM · $1.4B to $1.4B
Mar 27, 2024 to Apr 3, 2024
Advisory employees · 10 to 12
Mar 27, 2023 to Mar 27, 2024
Assets in custody · $875M to $1.0B
Mar 27, 2023 to Mar 27, 2024
Discretionary RAUM · $1.2B to $1.4B
Mar 27, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $1.2B to $1.4B
Mar 27, 2023 to Mar 27, 2024
RAUM · $1.2B to $1.4B
Mar 27, 2023 to Mar 27, 2024
Advisory employees · 9 to 10
Apr 1, 2022 to Mar 27, 2023
Assets in custody · $716M to $875M
Apr 1, 2022 to Mar 27, 2023
Employees · 11 to 15
Apr 1, 2022 to Mar 27, 2023
Discretionary RAUM · $1.1B to $1.2B
Apr 1, 2022 to Mar 27, 2023
Pooled vehicle RAUM · $1.1B to $1.2B
Apr 1, 2022 to Mar 27, 2023
RAUM · $1.1B to $1.2B
Apr 1, 2022 to Mar 27, 2023
Accounts · 2 to 4
Mar 31, 2021 to Mar 31, 2022
Advisory employees · 7 to 9
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle clients · 2 to 4
Mar 31, 2021 to Mar 31, 2022
Assets in custody · $280M to $716M
Mar 31, 2021 to Mar 31, 2022
Employees · 10 to 11
Mar 31, 2021 to Mar 31, 2022
Private funds · 2 to 4
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $515M to $1.1B
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $515M to $1.1B
Mar 31, 2021 to Mar 31, 2022
RAUM · $515M to $1.1B
Mar 31, 2021 to Mar 31, 2022
Assets in custody · $201M to $280M
Mar 23, 2020 to Mar 31, 2021

Signals

6 dated events

C•••••••• B•••• (Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of D• C•••••• P••••••• M••••••••• L••• (listed 2022-03-31, absent 2022-04-01)
Apr 1, 2022 · Control person left · inference
D• C•••••• P••••••• M••••••••• L••• reported RAUM $1.1B, up 114% from $515.3M (2021-03-31 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Michael James O'Connor (Chief Financial Officer) appeared on Schedule A of D• C•••••• P••••••• M••••••••• L•••
Mar 31, 2022 · Control person joined · fact
Thomas Douglas Lake (Partner) no longer on Schedule A of D• C•••••• P••••••• M••••••••• L••• (listed 2020-03-23, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
D• C•••••• P••••••• M••••••••• L••• reported RAUM $472.8M, up 30% from $362.5M (2017-03-27 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
D• C•••••• P••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Mar 27, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

D• C•••••• P••••••• M••••••••• L••• · Independent Sponsors
shared crd · capital_provider
D• C•••••• P••••••• M••••••••• L••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: w••.d•••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (202) 737-5220reportedpublic record, Form ADV, May 21, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026