DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• P••••••• L••
Latest filing May 4, 2026
First filing on the tape Jul 1, 2020 · 18 filings
SEC status approved since Jul 31, 2020
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
34
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.2B as of May 4, 2026
Mar 24, 2021$256M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 4, 2026
Mar 24, 20210 then
Employees (5.A)16 as of May 4, 2026
Mar 24, 20218 then
Private funds34 as of May 4, 2026
Mar 24, 202114 then
RAUM +98% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +98%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 39reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• O••••••••• M••••• F••• I•• L••• | Private Equity Fund | $213M | 100 | Mar 31, 2022 |
| F• V••••••• V••••••• L•• | Private Equity Fund | $71.9M | 28 | Mar 29, 2024 |
| A•• O••••••••• M••••• F••• L• | Private Equity Fund | $35.4M | 55 | Jul 1, 2020 |
| A•• M••••• F••• I•• L••• | Private Equity Fund | $35.0M | 36 | Mar 29, 2018 |
| A•• S•••••• S••••••••• I• L•• | Private Equity Fund | $29.4M | 23 | Mar 31, 2023 |
| F• A••••••••• S•• X•••• L•• | Private Equity Fund | $27.7M | 32 | Mar 31, 2022 |
| A•• F••• I• L••• | Private Equity Fund | $25.4M | 15 | Mar 24, 2016 |
| R• S•• V• L•• | Private Equity Fund | $21.6M | 8 | Mar 29, 2019 |
| R•• S•• X•• L•• | Private Equity Fund | $16.0M | 12 | Mar 29, 2024 |
| S•• E••••••••• S•• X•• L•• | Private Equity Fund | $10.7M | 23 | Mar 24, 2021 |
| S•• E••••••••• S•• X•• L•• | Private Equity Fund | $10.3M | 6 | Mar 31, 2022 |
| R• S•• I••• L•• | Private Equity Fund | $9.8M | 4 | Mar 29, 2019 |
| C• S•• V••• L•• | Private Equity Fund | $9.4M | 9 | Mar 30, 2020 |
| T• S•• V• L••no longer reported | Other Private Fund | $8.5M | 3 | Mar 29, 2019 |
| R• S•• V•• L•• | Private Equity Fund | $7.5M | 3 | Mar 30, 2020 |
| R•• S•• X•• L•• | Private Equity Fund | $6.0M | 13 | Mar 31, 2023 |
| R• S•• I•• L• | Private Equity Fund | $4.6M | 4 | Mar 29, 2019 |
| F• V••••••• S•• I• L•• | Private Equity Fund | $4.5M | 23 | Mar 24, 2021 |
| F• V••••••• S•• X• L•• | Private Equity Fund | $3.8M | 25 | Mar 24, 2021 |
| F• A•••••••• S•• X• L•• | Private Equity Fund | $3.5M | 16 | Mar 24, 2021 |
| F• P••••••••• V••••••• L•• | Private Equity Fund | $2.4M | 15 | Mar 29, 2024 |
| R•• S•• X• L•• | Private Equity Fund | $2.2M | 12 | Mar 31, 2023 |
| C• S•• I• L•• | Private Equity Fund | $1.5M | 13 | Mar 29, 2019 |
| S••• C•••••• P••••••• I•• L•• | Private Equity Fund | $1.4M | 3 | Mar 31, 2022 |
| R•• S•• X•• L•• | Private Equity Fund | $6,947 | 11 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- N••••••••• C•••• · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- P••••••• K••••• S••• · Managing Membercontrolsince 01/2016 · owns 25% to 50%
- R••••••••• A•••••• · Managing Membercontrolsince 01/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- A•• P••••••• G• I•• L••pooled vehicle sponsorn
- A•• P••••••• G•• L••pooled vehicle sponsorn
- A•• P••••••• O••••••••• F••• G• L••pooled vehicle sponsorn
- A•• P••••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
- A•• S••• M••••••••• L••investment advisernRAUM $85.4M
- C•••••• C•••••• M•••••• L••broker-dealern
- S••• M••••••••• G• L••pooled vehicle sponsorn
- S••• M••••••••• M••••••••• L••investment advisernRAUM $55.9M
Advisers that list A•• P••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing May 4, 2026private funds per $1B of RAUM of 29.6 against a peer median of 4.3 (953 comparable advisers, 98.0th percentile, 8.1 robust deviations)peers: asset managers, $1B to $5B (953) · 98% percentile
- RAUM up 50 %Change between filings · filing Apr 24, 2026RAUM (Item 5.F) moved from $581,149,319 to $1,150,412,098 (+98.0%) between the annual amendments of 2025-03-31 and 2026-04-24; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 32 to 39Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 2 to 0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 32 to 39Mar 31, 2025 to Mar 31, 2026
- Employees · 14 to 16Mar 31, 2025 to Mar 31, 2026
- Private funds · 27 to 34Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $581M to $1.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $581M to $1.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $581M to $1.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 28 to 32Dec 12, 2024 to Mar 31, 2025
- Advisory employees · 6 to 8Dec 12, 2024 to Mar 31, 2025
- Pooled vehicle clients · 28 to 32Dec 12, 2024 to Mar 31, 2025
- Employees · 13 to 14Dec 12, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 12, 2024 to Mar 31, 2025
- Private funds · 24 to 27Dec 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $497M to $581MDec 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $497M to $581MDec 12, 2024 to Mar 31, 2025
- RAUM · $497M to $581MDec 12, 2024 to Mar 31, 2025
- Accounts · 25 to 28Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 9 to 6Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 25 to 28Mar 31, 2023 to Mar 29, 2024
- Employees · 11 to 13Mar 31, 2023 to Mar 29, 2024
- Private funds · 21 to 24Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $318M to $497MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $132M to $0Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $450M to $497MMar 31, 2023 to Mar 29, 2024
- RAUM · $450M to $497MMar 31, 2023 to Mar 29, 2024
- Accounts · 22 to 25Jan 3, 2023 to Mar 31, 2023
- Pooled vehicle clients · 22 to 25Jan 3, 2023 to Mar 31, 2023
- Other offices · 1 to 0Jan 3, 2023 to Mar 31, 2023
- Private funds · 18 to 21Jan 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $177M to $318MJan 3, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $138M to $132MJan 3, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $315M to $450MJan 3, 2023 to Mar 31, 2023
- RAUM · $315M to $450MJan 3, 2023 to Mar 31, 2023
- Accounts · 17 to 22Oct 21, 2021 to Mar 31, 2022
- Advisory employees · 7 to 9Oct 21, 2021 to Mar 31, 2022
- Pooled vehicle clients · 14 to 22Oct 21, 2021 to Mar 31, 2022
- Employees · 8 to 11Oct 21, 2021 to Mar 31, 2022
- HQ city · MIAMI to NEW YORKOct 21, 2021 to Mar 31, 2022
- HQ state · FL to NYOct 21, 2021 to Mar 31, 2022
Signals
6 dated events
- A•• P••••••• L•• reported RAUM $1.2B, up 98% from $581.1M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A•• P••••••• L•• reported RAUM $449.8M, up 43% from $314.6M (2023-01-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- M••••• J•••• F•••••••• B•••••• (Partner) no longer on Schedule A of A•• P••••••• L•• (listed 2021-05-25, absent 2021-10-21)Oct 21, 2021 · Control person left · inference
- R••••• A••••••••• (Member) no longer on Schedule A of A•• P••••••• L•• (listed 2021-05-25, absent 2021-10-21)Oct 21, 2021 · Control person left · inference
- C•••• N••••••••• (Chief Compliance Officer) appeared on Schedule A of A•• P••••••• L••Nov 11, 2020 · Control person joined · fact
- A•• P••••••• L•• filed its initial SEC registration (Form ADV)Jul 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• P••••••• L•• · Family Officesshared crd · office
- A•• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•• P••••••• L•• · Private Equityshared crd · organization
- A•• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ATWPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-975-5548reportedpublic record, Form ADV, May 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026