DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

T••• P•••••• C•••••• U••

Former SEC-registered adviserChicago, IllinoisCRD 283176SEC 801-107958websiteIAPD
Legal name T••• P•••••• C•••••• U•• H••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Jun 3, 2016 · 26 filings
SEC status approved since Jun 17, 2016
RAUM
$146M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$146M as of Mar 31, 2026
Mar 31, 2017$334M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20170 then
Employees (5.A)1 as of Mar 31, 2026
Mar 31, 20173 then
Private funds1 as of Mar 31, 2025
Mar 31, 20171 then
RAUM -51% over the last fiscal year-49% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$146MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-51%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$146M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T• C••••••••• V••••••••• F•••Hedge Fund$132M1Mar 31, 2022
      T••• M•• C••••• F••• L••••••no longer reportedHedge Fund$91.0M5Mar 31, 2020
      T••• P•••••• F•••Hedge Fund$62.1M12Mar 19, 2014
      T••• P•••••• V••••••••• M••••• F•••Hedge Fund$56.0M18Oct 14, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••••• E•••••• J••••• · Chief Compliance Officercontrol
        since 03/2017 · owns less than 5%
      • H••••••• T•••••• B••••••• · President And Directorcontrol
        since 02/2016 · owns less than 5%
      • J••••••• R•••• · Directorcontrol
        since 01/2023 · owns less than 5%
      Entity owners
      • T••• P•••••• H•••••• L•••••• · Owner
        direct · owns 75% or more
      • T••• P•••••• C•••••• H•••••• L•••••• · Indirect Owner
        indirect · owns 75% or more of T••• P•••••• H•••••• L••••••
      Related persons
      Schedule D 7.A
      • T••• P•••••• A•••••• H••• K••• L••
        investment adviserbankn
      • T••• P•••••• A•••••• L••••••
        investment adviserbankpooled vehicle sponsorn
      • T••• P•••••• C•••••• N••••••••• B•••
        bankn
      • T••• P•••••• O•••••• F••• G•• L••
        bankpooled vehicle sponsorn
      • T••• P•••••• V••••••••• F••• G•• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Amsterdam, Netherlands1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 1
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 4 to 1
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 2 to 1
        Mar 31, 2025 to Mar 31, 2026
      • Private funds · 1 to unset
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $296M to $146M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $296M to $146M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $296M to $146M
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 8 to 4
        Mar 27, 2024 to Mar 31, 2025
      • Advisory employees · 2 to 1
        Mar 27, 2024 to Mar 31, 2025
      • Advisory activities · 2 to 1
        Mar 27, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 8 to 4
        Mar 27, 2024 to Mar 31, 2025
      • Employees · 3 to 2
        Mar 27, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 31, 2025
      • Private funds · 2 to 1
        Mar 27, 2024 to Mar 31, 2025
      • Discretionary RAUM · $626M to $296M
        Mar 27, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $626M to $296M
        Mar 27, 2024 to Mar 31, 2025
      • RAUM · $626M to $296M
        Mar 27, 2024 to Mar 31, 2025
      • Accounts · 10 to 8
        Mar 31, 2023 to Mar 27, 2024
      • Advisory employees · 7 to 2
        Mar 31, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 10 to 8
        Mar 31, 2023 to Mar 27, 2024
      • Employees · 8 to 3
        Mar 31, 2023 to Mar 27, 2024
      • Other offices · 2 to 1
        Mar 31, 2023 to Mar 27, 2024
      • Private funds · 3 to 2
        Mar 31, 2023 to Mar 27, 2024
      • Discretionary RAUM · $1.1B to $626M
        Mar 31, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $1.1B to $626M
        Mar 31, 2023 to Mar 27, 2024
      • RAUM · $1.1B to $626M
        Mar 31, 2023 to Mar 27, 2024
      • Advisory employees · 8 to 7
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 9 to 8
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 4 to 3
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.4B to $1.1B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.4B to $1.1B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $1.4B to $1.1B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 9 to 10
        Apr 21, 2021 to Mar 31, 2022
      • Advisory employees · 2 to 8
        Apr 21, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 9 to 10
        Apr 21, 2021 to Mar 31, 2022
      • Employees · 3 to 9
        Apr 21, 2021 to Mar 31, 2022
      • Other offices · 0 to 2
        Apr 21, 2021 to Mar 31, 2022
      • Private funds · 3 to 4
        Apr 21, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.7B to $1.4B
        Apr 21, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.7B to $1.4B
        Apr 21, 2021 to Mar 31, 2022
      Signals
      11 dated events
      • T••• P•••••• C•••••• U•• no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $145.6M)
        May 1, 2026 · Left the SEC roster · derived
      • T••• P•••••• C•••••• U•• reported RAUM $145.6M, down 51% from $295.7M (2025-03-31 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • T••• P•••••• C•••••• U•• reported RAUM $295.7M, down 53% from $626.2M (2024-03-27 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • T••• P•••••• C•••••• U•• reported RAUM $626.2M, down 44% from $1.1B (2023-03-31 to 2024-03-27)
        Mar 27, 2024 · RAUM change · derived
      • Remco Janssen (Director) appeared on Schedule A of T••• P•••••• C•••••• U••
        Mar 27, 2024 · Control person joined · fact
      • Paul Johan Ralph Van Put (Director) no longer on Schedule A of T••• P•••••• C•••••• U•• (listed 2023-03-31, absent 2024-03-27)
        Mar 27, 2024 · Control person left · inference
      • Marianus Cecil Johan Cornelissen (Treasurer And Secretary) no longer on Schedule A of T••• P•••••• C•••••• U•• (listed 2021-04-21, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • T••• P•••••• C•••••• U•• reported RAUM $1.7B, up 55% from $1.1B (2020-06-03 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • T••• P•••••• C•••••• U•• reported RAUM $1.1B, up 78% from $627.7M (2020-02-13 to 2020-03-31)
        Mar 31, 2020 · RAUM change · derived
      • T••• P•••••• C•••••• U•• reported RAUM $627.7M, up 98% from $317.3M (2018-09-25 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • T••• P•••••• C•••••• U•• H••••••• I••• filed its initial SEC registration (Form ADV)
        Jun 3, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026