DFX Intelligence
RIA Intelligence
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Former SEC-registered adviser
H••••• C••••••
Legal name H••••• C•••••• L••
Latest filing Mar 27, 2025
First filing on the tape May 10, 2021 · 9 filings
SEC status approved since Jun 10, 2021
RAUM
$60.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
56%
$34.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$60.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$60.9M as of Mar 27, 2025
Mar 3, 2022$61.5M then
HNW client RAUM$30.6M as of Mar 27, 2025
Mar 3, 2022$39.5M then
State-registered IARs (5.B.3)1 as of Mar 27, 2025
Mar 3, 20221 then
Employees (5.A)1 as of Mar 27, 2025
Mar 3, 20222 then
Private funds: no history
RAUM +48% over the last fiscal year-0.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2025; every figure names its basis
- RAUM per advisor
- $60.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $355,252derivedHNW RAUM over HNW clients
- Average account
- $475,947derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.9%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$30.6M50%
- Pooled investment vehicles$20.1M33%
- Corporations and businesses$5.6M9.2%
- Individuals$3.6M5.9%
- Charitable organizations$1.1M1.7%
- Individual clients
- 16reported
- HNW clients
- 86reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 128reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F••• C• L••Chartered Financial Analyst | Los Angeles, Ca | Mar 7, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••• F•••• C• · Managing Partner & Chief Compliance Officercontrolsince 07/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 139 to 128Jan 31, 2025 to Mar 27, 2025
- HNW clients · 97 to 86Jan 31, 2025 to Mar 27, 2025
- Individual clients · 15 to 16Jan 31, 2025 to Mar 27, 2025
- Pooled vehicle clients · 8 to 6Jan 31, 2025 to Mar 27, 2025
- Discretionary RAUM · $41.2M to $60.9MJan 31, 2025 to Mar 27, 2025
- HNW RAUM · $18.0M to $30.6MJan 31, 2025 to Mar 27, 2025
- Individual RAUM · $1.8M to $3.6MJan 31, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $17.8M to $20.1MJan 31, 2025 to Mar 27, 2025
- RAUM · $41.2M to $60.9MJan 31, 2025 to Mar 27, 2025
- Accounts · 141 to 139Dec 20, 2023 to Mar 14, 2024
- Charity clients · 0 to 2Dec 20, 2023 to Mar 14, 2024
- Corporate clients · 1 to 3Dec 20, 2023 to Mar 14, 2024
- HNW clients · 98 to 97Dec 20, 2023 to Mar 14, 2024
- Pooled vehicle clients · 7 to 8Dec 20, 2023 to Mar 14, 2024
- Discretionary RAUM · $25.1M to $41.2MDec 20, 2023 to Mar 14, 2024
- HNW RAUM · $11.5M to $18.0MDec 20, 2023 to Mar 14, 2024
- Individual RAUM · $1.0M to $1.8MDec 20, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $10.5M to $17.8MDec 20, 2023 to Mar 14, 2024
- RAUM · $25.1M to $41.2MDec 20, 2023 to Mar 14, 2024
- HQ city · NEW YORK to LOS ANGELESOct 18, 2023 to Dec 20, 2023
- HQ state · NY to CAOct 18, 2023 to Dec 20, 2023
- Accounts · 148 to 141Mar 3, 2022 to Mar 7, 2023
- HNW clients · 110 to 98Mar 3, 2022 to Mar 7, 2023
- Individual clients · 12 to 15Mar 3, 2022 to Mar 7, 2023
- Pooled vehicle clients · 5 to 7Mar 3, 2022 to Mar 7, 2023
- Employees · 2 to 1Mar 3, 2022 to Mar 7, 2023
- Discretionary RAUM · $61.5M to $25.1MMar 3, 2022 to Mar 7, 2023
- HNW RAUM · $39.5M to $11.5MMar 3, 2022 to Mar 7, 2023
- Individual RAUM · $2.0M to $1.0MMar 3, 2022 to Mar 7, 2023
- Pooled vehicle RAUM · $19.8M to $10.5MMar 3, 2022 to Mar 7, 2023
- RAUM · $61.5M to $25.1MMar 3, 2022 to Mar 7, 2023
- Accounts · 117 to 148Nov 24, 2021 to Mar 3, 2022
- Corporate clients · 0 to 1Nov 24, 2021 to Mar 3, 2022
- HNW clients · 88 to 110Nov 24, 2021 to Mar 3, 2022
- Individual clients · 8 to 12Nov 24, 2021 to Mar 3, 2022
- Pooled vehicle clients · 4 to 5Nov 24, 2021 to Mar 3, 2022
- Employees · 1 to 2Nov 24, 2021 to Mar 3, 2022
- Discretionary RAUM · $60.5M to $61.5MNov 24, 2021 to Mar 3, 2022
- HNW RAUM · $41.2M to $39.5MNov 24, 2021 to Mar 3, 2022
- Individual RAUM · $1.6M to $2.0MNov 24, 2021 to Mar 3, 2022
Signals
2 dated events
- H••••• C•••••• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $60.9M)Aug 1, 2025 · Left the SEC roster · derived
- H••••• C•••••• filed its initial SEC registration (Form ADV)May 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hayden-capital/aboutreportedpublic record, Form ADV, Sep 21, 2026
- Website
- H•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026