DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B••••• C••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Mar 7, 2018 · 13 filings
SEC status approved since Jul 25, 2025
RAUM
$197M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
29%
$57.1M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$65.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$197M as of Mar 19, 2026
Jan 8, 2019$27.3M then
HNW client RAUM$44.5M as of Mar 19, 2026
Jan 8, 2019$3.2M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Jan 8, 20193 then
Employees (5.A)2 as of Mar 19, 2026
Jan 8, 20194 then
Private funds1 as of Mar 19, 2026
Jul 11, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $65.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $947,106derivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$107M54%
- High-net-worth individuals$44.5M23%
- Pooled investment vehicles$33.4M17%
- Individuals$12.5M6.4%
- Individual clients
- 13reported
- HNW clients
- 47reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 75reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.29 fund_share=0.17 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• W•••••• B••••••••• | Boston, Ma | Aug 30, 2017 | 10 y | 0 |
| L••••••• I••••• S••••••••• | Newton, Ma | Sep 3, 2024 | 12 y | 0 |
| E••• W•••••• T•••••• | Rockville, Md | Jan 1, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R••• · Presidentcontrolsince 03/2016 · owns less than 5%
- T••••••• E••• · President And Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- B••••••••• R••• · Managing Membercontrolsince 03/2017 · owns 75% or more of N•••••••• L••
- T••••••• E••• · Managing Membercontrolsince 03/2017 · owns 75% or more of A•••• L••
Entity owners
- A•••• L•• · Holding Companydirect · owns 25% to 50%
- N•••••••• L•• · Holding Companydirect · owns 25% to 50%
- W•••••••• P•••••••• L••• · Equity Memberdirect · owns 10% to 25%
- B••••••••• 1••• S•••••••• T•••• · Limited Partnerindirect · owns 25% to 50% of W•••••••• P•••••••• L•••
- B••• B••••••••• D••••••••• T•••• · Limited Partnerindirect · owns 50% to 75% of W•••••••• P•••••••• L•••
- H••••••• W•••••••• L•• · General Partnerindirect · owns F of W•••••••• P•••••••• L•••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $168M to $197MJul 11, 2025 to Mar 19, 2026
- HNW RAUM · $39.9M to $44.5MJul 11, 2025 to Mar 19, 2026
- Individual RAUM · $14.8M to $12.5MJul 11, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $13.2M to $33.4MJul 11, 2025 to Mar 19, 2026
- RAUM · $168M to $197MJul 11, 2025 to Mar 19, 2026
- Accounts · 24 to 75Mar 5, 2019 to Jul 11, 2025
- Corporate clients · 1 to 4Mar 5, 2019 to Jul 11, 2025
- HNW clients · 12 to 47Mar 5, 2019 to Jul 11, 2025
- Individual clients · 9 to 13Mar 5, 2019 to Jul 11, 2025
- Pooled vehicle clients · 0 to 1Mar 5, 2019 to Jul 11, 2025
- Employees · 3 to 2Mar 5, 2019 to Jul 11, 2025
- Financial planning clients · 1-10 to Mar 5, 2019 to Jul 11, 2025
- HQ city · unset to ROCKVILLEMar 5, 2019 to Jul 11, 2025
- HQ state · unset to MDMar 5, 2019 to Jul 11, 2025
- Other offices · 2 to 1Mar 5, 2019 to Jul 11, 2025
- Private funds · unset to 1Mar 5, 2019 to Jul 11, 2025
- Discretionary RAUM · $27.3M to $168MMar 5, 2019 to Jul 11, 2025
- HNW RAUM · $3.2M to $39.9MMar 5, 2019 to Jul 11, 2025
- Individual RAUM · $1.2M to $14.8MMar 5, 2019 to Jul 11, 2025
- Pooled vehicle RAUM · $0 to $13.2MMar 5, 2019 to Jul 11, 2025
- RAUM · $27.3M to $168MMar 5, 2019 to Jul 11, 2025
- Advisory employees · 3 to 2Jan 8, 2019 to Mar 5, 2019
- Employees · 4 to 3Jan 8, 2019 to Mar 5, 2019
- State-registered IARs · 3 to 2Jan 8, 2019 to Mar 5, 2019
- Accounts · 29 to 24Dec 19, 2018 to Jan 8, 2019
- HNW clients · 14 to 12Dec 19, 2018 to Jan 8, 2019
- Individual clients · 10 to 9Dec 19, 2018 to Jan 8, 2019
- Financial planning clients · 0 to 1-10Dec 19, 2018 to Jan 8, 2019
- Discretionary RAUM · $27.8M to $27.3MDec 19, 2018 to Jan 8, 2019
- HNW RAUM · $2.6M to $3.2MDec 19, 2018 to Jan 8, 2019
- Individual RAUM · $945,624 to $1.2MDec 19, 2018 to Jan 8, 2019
- RAUM · $27.8M to $27.3MDec 19, 2018 to Jan 8, 2019
- HQ city · PHILADELPHIA to unsetNov 16, 2018 to Nov 19, 2018
- HQ state · PA to unsetNov 16, 2018 to Nov 19, 2018
- Advisory employees · 2 to 3Oct 22, 2018 to Nov 12, 2018
- Advisory activities · 3 to 4Oct 22, 2018 to Nov 12, 2018
- HQ city · SYRACUSE to PHILADELPHIAMar 7, 2018 to Oct 18, 2018
- HQ state · NY to PAMar 7, 2018 to Oct 18, 2018
- State-registered IARs · 2 to 3Oct 18, 2018 to Oct 18, 2018
- Advisory employees · 3 to 2Oct 18, 2018 to Oct 18, 2018
Signals
1 dated events
- B••••• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 813-603-2615reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/B•••••-CAPITALreportedpublic record, Form ADV, Sep 21, 2026
- Website
- B•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (813) 603-2615reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026