DFX Intelligence

RIA Intelligence

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SEC-registered adviser

A••••• I••••••••• A•

Independent wealth managerZurich, CRD 283227SEC 801-107717website IAPD

Latest filing Feb 5, 2026

First filing on the tape Apr 14, 2016 · 14 filings

SEC status approved since Apr 19, 2016

RAUM

$2.2B

reported, Item 5.F

Discretionary

89%

of RAUM

Private clients

100%

$2.2B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

11 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$2.2B as of Feb 5, 2026

Feb 14, 2017$1.3B then

HNW client RAUM$1.7B as of Feb 26, 2020

Mar 15, 2018$1.7B then

State-registered IARs (5.B.3)0 as of Feb 5, 2026

Feb 14, 20170 then

Employees (5.A)20 as of Feb 5, 2026

Feb 14, 201715 then

Private funds: no history

RAUM +23% over the last fiscal year+2.7% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Feb 5, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $4.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 89%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$2.2B100%

Individual clients: 522reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 522reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

J•••••• A•••••• N•• · Founder Of Advisory Councilcontrol
since 05/2021 · owns 25% to 50%
L••••••••• D•••• N•• · Chief Compliance Officercontrol
since 03/2023 · owns less than 5%
M••••••••• C•••••• N•• · Relationship Managercontrol
since 01/2015 · owns 10% to 25%
M••••••• A••••••••• N•• · Relationship Managercontrol
since 01/2024 · owns 10% to 25%
P•••••• G•••••• M••••• · Chief Investment Officer Of Directorscontrol
since 01/2024 · owns less than 5%
S••••••••• B•••• N•• · Chief Executive Officercontrol
since 05/2021 · owns 10% to 25%
S•••••••• M•••••• C•••••••• · Chairmancontrol
since 12/2025 · owns less than 5%
V•• K•••• P••••••• K•••• E•••• · Chief Executive Officercontrol
since 12/2025 · owns 10% to 25%
K••••••••• W•••••• G•••• · Shareholder
since 12/2025 · owns less than 5%
R•••••• A•••• N•• · Relationshipmanager
since 01/2016 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Feb 5, 2026
S••••••••• B•••• N•• (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-02-13 and 2026-02-05
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Feb 5, 2026
J•••••• A•••••• N•• (FOUNDER OF ADVISORY COUNCIL) left Schedule A between the filings of 2024-02-13 and 2026-02-05
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 511 to 522
Feb 24, 2025 to Feb 5, 2026
Individual clients · 511 to 522
Feb 24, 2025 to Feb 5, 2026
Discretionary RAUM · $1.6B to $2.0B
Feb 24, 2025 to Feb 5, 2026
Individual RAUM · $1.8B to $2.2B
Feb 24, 2025 to Feb 5, 2026
Non-discretionary RAUM · $200M to $243M
Feb 24, 2025 to Feb 5, 2026
RAUM · $1.8B to $2.2B
Feb 24, 2025 to Feb 5, 2026
Accounts · 525 to 511
Feb 13, 2024 to Feb 24, 2025
Advisory employees · 10 to 11
Feb 13, 2024 to Feb 24, 2025
Individual clients · 525 to 511
Feb 13, 2024 to Feb 24, 2025
Employees · 21 to 20
Feb 13, 2024 to Feb 24, 2025
Financial planning clients · unset to
Feb 13, 2024 to Feb 24, 2025
HQ state · unset to
Feb 13, 2024 to Feb 24, 2025
Discretionary RAUM · $1.7B to $1.6B
Feb 13, 2024 to Feb 24, 2025
Individual RAUM · $1.9B to $1.8B
Feb 13, 2024 to Feb 24, 2025
Non-discretionary RAUM · $194M to $200M
Feb 13, 2024 to Feb 24, 2025
RAUM · $1.9B to $1.8B
Feb 13, 2024 to Feb 24, 2025
Accounts · 538 to 525
Mar 9, 2023 to Feb 13, 2024
Individual clients · 538 to 525
Mar 9, 2023 to Feb 13, 2024
Discretionary RAUM · $1.6B to $1.7B
Mar 9, 2023 to Feb 13, 2024
Individual RAUM · $2.1B to $1.9B
Mar 9, 2023 to Feb 13, 2024
Non-discretionary RAUM · $464M to $194M
Mar 9, 2023 to Feb 13, 2024
RAUM · $2.1B to $1.9B
Mar 9, 2023 to Feb 13, 2024
Accounts · 473 to 538
Oct 27, 2022 to Mar 9, 2023
Individual clients · 473 to 538
Oct 27, 2022 to Mar 9, 2023
Employees · 19 to 21
Oct 27, 2022 to Mar 9, 2023
Discretionary RAUM · $1.7B to $1.6B
Oct 27, 2022 to Mar 9, 2023
Individual RAUM · $2.2B to $2.1B
Oct 27, 2022 to Mar 9, 2023
Non-discretionary RAUM · $479M to $464M
Oct 27, 2022 to Mar 9, 2023
RAUM · $2.2B to $2.1B
Oct 27, 2022 to Mar 9, 2023
Accounts · 530 to 473
Mar 31, 2021 to Mar 22, 2022
Individual clients · 530 to 473
Mar 31, 2021 to Mar 22, 2022
Employees · 18 to 19
Mar 31, 2021 to Mar 22, 2022
Discretionary RAUM · $1.5B to $1.7B
Mar 31, 2021 to Mar 22, 2022
Individual RAUM · $2.0B to $2.2B
Mar 31, 2021 to Mar 22, 2022
Non-discretionary RAUM · $440M to $479M
Mar 31, 2021 to Mar 22, 2022
RAUM · $2.0B to $2.2B
Mar 31, 2021 to Mar 22, 2022
Accounts · 427 to 530
Jun 17, 2020 to Mar 31, 2021
Advisory employees · 9 to 10
Jun 17, 2020 to Mar 31, 2021
HNW clients · 427.0 to unset
Jun 17, 2020 to Mar 31, 2021
Individual clients · unset to 530.0
Jun 17, 2020 to Mar 31, 2021

Signals

6 dated events

M••••• G••••• Perrot (Chief Investment Officer) appeared on Schedule A of A••••• I••••••••• A•
Feb 13, 2024 · Control person joined · fact
Nmn D••• L•••••••• (Chief Compliance Officer) appeared on Schedule A of A••••• I••••••••• A•
Mar 9, 2023 · Control person joined · fact
J•••• G••••• A•••••••• (Chief Compliance Officer And Chief Operations Officer) no longer on Schedule A of A••••• I••••••••• A• (listed 2022-10-27, absent 2023-03-09)
Mar 9, 2023 · Control person left · inference
C••••• M••••••••• (Relationship Manager) appeared on Schedule A of A••••• I••••••••• A•
Mar 31, 2021 · Control person joined · fact
A••••• I••••••••• A• reported RAUM $1.7B, up 28% from $1.3B (2017-02-14 to 2018-03-15)
Mar 15, 2018 · RAUM change · derived
A••••• I••••••••• A• filed its initial SEC registration (Form ADV)
Apr 14, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@a•••••.chreportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: ch.linkedin.com/company/avalor-investment-agreportedpublic record, Form ADV, Sep 21, 2026
Website: A•••••.CHreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 41 (0)43 443 8383reportedpublic record, Form ADV, Feb 5, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026