DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••• V••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2024 · 4 filings
SEC status approved since May 7, 2024
RAUM
$466M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$466M as of Mar 31, 2026
Mar 31, 2025$420M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)5 as of Mar 31, 2026
Mar 31, 20255 then
Private funds27 as of Mar 31, 2026
Mar 31, 202530 then
RAUM +11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $466M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$466M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $466M for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
57 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• H••••••• S••• L• | Private Equity Fund | $57.8M | 98 | Aug 8, 2017 |
| A••• G••••• E••••• I•• Q•• L•• | Private Equity Fund | $52.5M | 165 | Mar 31, 2022 |
| E•••••• H••••••• S••• L•no longer reported | Venture Capital Fund | $40.5M | 129 | Mar 23, 2021 |
| F••• H••••••• S•• I••• L•no longer reported | Venture Capital Fund | $36.7M | 1 | Mar 23, 2021 |
| M••••••••• H••••••• S••• L• | Private Equity Fund | $30.5M | 83 | Mar 31, 2022 |
| V•••• H••••••• S••• L• | Venture Capital Fund | $30.0M | 30 | Aug 8, 2017 |
| V•••• H••••••• S•• Q•• L• | Private Equity Fund | $23.1M | 109 | Mar 31, 2022 |
| N••••• H••••••• S••• L• | Venture Capital Fund | $20.1M | 50 | Mar 23, 2021 |
| A••• G•••••• I• Q•• L•no longer reported | Venture Capital Fund | $15.7M | 106 | Mar 31, 2022 |
| A••• G••••• E••••• C••••••••• L•• S••••• D••••• | Private Equity Fund | $14.0M | 56 | Mar 29, 2024 |
| A••• G••••• E••••• I•• C••••••••• L•• S••••• D••••• | Private Equity Fund | $13.5M | 59 | Mar 31, 2022 |
| A••• G••••• E••••• C••••••••• L•• S••••• D•••• I•no longer reported | Venture Capital Fund | $13.4M | 55 | Mar 18, 2020 |
| E••••• H••••••• S••• L• | Private Equity Fund | $12.9M | 49 | Mar 31, 2022 |
| S••• H••••••• S••• L•no longer reported | Venture Capital Fund | $12.3M | 40 | Apr 11, 2016 |
| A••• G••••• E••••• C••••••••• L•• S••••• S••••••• | Private Equity Fund | $11.1M | 24 | Mar 18, 2020 |
| F••• H••••••• S••• L• | Private Equity Fund | $10.6M | 84 | Mar 18, 2020 |
| A••• G••••• E••••• I•• C•••••••• L•• S••••• E••••• | Venture Capital Fund | $10.5M | 46 | Mar 23, 2021 |
| A•••• H••••••• S•• I••• L• | Venture Capital Fund | $9.2M | 20 | Mar 31, 2022 |
| A••• G••••• E••••• I••• L•• | Private Equity Fund | $8.3M | 76 | Mar 18, 2020 |
| A••• G••••• E•••••• L•• | Private Equity Fund | $7.3M | 100 | Sep 14, 2018 |
| A••• G••••• E••••• C••••••••• L•• S••••• K••••••• | Private Equity Fund | $6.5M | 13 | Mar 18, 2020 |
| E•••• H••••••• S••• L• | Private Equity Fund | $5.6M | 64 | Mar 31, 2022 |
| A••• G••••• E••••• I•• C•••••••• L•• S••••• D•••••no longer reported | Venture Capital Fund | $5.3M | 23 | Mar 23, 2021 |
| R• H••••••• S••• L• | Venture Capital Fund | $5.2M | 20 | Mar 29, 2024 |
| S•••••• H••••••• S••• L• | Private Equity Fund | $5.2M | 17 | Mar 31, 2022 |
| O•• H••••••• S••• L•no longer reported | Venture Capital Fund | $5.0M | 15 | Apr 11, 2016 |
| A••• G••••• E••••• I•• L•• | Private Equity Fund | $4.8M | 8 | Mar 31, 2022 |
| D••••••• H••••••• S••• L• | Private Equity Fund | $3.5M | 13 | Mar 31, 2022 |
| A••• G••••• E••••• I•• C•••••••• L•• S••••• S••••••• | Private Equity Fund | $2.6M | 6 | Mar 23, 2021 |
| F••• H••••••• S•• I•• L• | Private Equity Fund | $2.6M | 2 | Mar 31, 2022 |
| A•••• H••••••• S•• Q•• L• | Private Equity Fund | $2.6M | 6 | Mar 31, 2022 |
| M••••••• H••••••• S••• L•no longer reported | Venture Capital Fund | $2.5M | 20 | Mar 23, 2021 |
| M••••••••• H••••••• S•• Q• L• | Private Equity Fund | $2.1M | 27 | Mar 2, 2023 |
| A••• G••••• E••••• C••••••••• L•• S••••• E••••• | Venture Capital Fund | $1.9M | 15 | Mar 23, 2021 |
| A••• G••••• E••••• I•• C••••••••• L•• S••••• A••••••••• | Venture Capital Fund | $1.5M | 29 | Mar 31, 2022 |
| A••• G••••• E••••• C••••••••• L•• S••••• C••••••••• | Private Equity Fund | $1.3M | 3 | Mar 18, 2020 |
| A••• G••••• E••••• I•• C•••••••• L•• S••••• N••••••••• | Private Equity Fund | $921,200 | 7 | Mar 23, 2021 |
| A••••• H••••••• S••• L• | Venture Capital Fund | $855,504 | 13 | Mar 31, 2022 |
| H••••••• H••••••• S••• L• | Private Equity Fund | $746,871 | 12 | Mar 31, 2022 |
| A••• G••••• E••••• C••••••••• L•• S••••• A••••••••• | Venture Capital Fund | $712,550 | 25 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• D•••••• F•••••• · Ownercontrolsince 03/2016 · owns 25% to 50%
- M•••••• E•••• L••••••• · Chief Executive Officer, Chief Investment Officer, And Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- M•••••• E•••• L••••••• · Ownercontrolsince 03/2015 · owns 75% or more of C••• H••••••• L••
Entity owners
- C••• H••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••• V••••••• I•• L••pooled vehicle sponsorn
- A••• V••••••• I••• L••pooled vehicle sponsorn
- A••• V••••••• I•• L••pooled vehicle sponsorn
- A••• V•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 30 to 27May 14, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3May 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 30 to 27May 14, 2025 to Mar 31, 2026
- Assets in custody · $420M to $466MMay 14, 2025 to Mar 31, 2026
- Private funds · 30 to 27May 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $420M to $466MMay 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $420M to $466MMay 14, 2025 to Mar 31, 2026
- RAUM · $420M to $466MMay 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 14, 2025
- Accounts · 28 to 30Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 28 to 30Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $318M to $420MMar 29, 2024 to Mar 31, 2025
- Employees · 4 to 5Mar 29, 2024 to Mar 31, 2025
- Private funds · 56 to 30Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $318M to $420MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $318M to $420MMar 29, 2024 to Mar 31, 2025
- RAUM · $318M to $420MMar 29, 2024 to Mar 31, 2025
Signals
2 dated events
- A••• V••••••• M••••••••• L•• reported RAUM $419.8M, up 32% from $318.4M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A••• V••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• V••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••• V••••••• M••••••••• L•• · Private Equityshared crd · organization
- A••• V••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 840-4944reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026