DFX Intelligence
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SEC-registered adviser
B••••• I••••••••• G••••• L••
Latest filing Apr 30, 2026
First filing on the tape Mar 31, 2022 · 11 filings
SEC status approved since May 2, 2022
RAUM
$308M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$308M as of Apr 30, 2026
Mar 27, 2023$254M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 27, 20230 then
Employees (5.A)6 as of Apr 30, 2026
Mar 27, 20238 then
Private funds3 as of Apr 30, 2026
Mar 27, 20233 then
RAUM n/a over the last fiscal year+6.7% a year over three
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$308M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• O••••••••• L• | Private Equity Fund | $98.3M | 18 | Mar 14, 2016 |
| D•••••• N• I••••••••• H•••••••• L• | Private Equity Fund | $55.5M | 34 | Mar 19, 2021 |
| B••••• O••••••••• I•• L• | Private Equity Fund | $48.9M | 44 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• M••••••• · Managing Member And Chief Compliance Officercontrolsince 10/2015 · owns 75% or more
Related persons
Schedule D 7.A
- B••••• O••••••••• G•• L••pooled vehicle sponsory
- B••••• O••••••••• I• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 6May 1, 2025 to Mar 31, 2026
- Employees · 7 to 6May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $279M to $308MMay 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $279M to $308MMay 1, 2025 to Mar 31, 2026
- RAUM · $279M to $308MMay 1, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2024 to May 1, 2025
- Discretionary RAUM · $282M to $279MMar 27, 2024 to May 1, 2025
- Pooled vehicle RAUM · $282M to $279MMar 27, 2024 to May 1, 2025
- RAUM · $282M to $279MMar 27, 2024 to May 1, 2025
- Advisory employees · 8 to 7May 25, 2023 to Mar 27, 2024
- Assets in custody · 253621415.0 to unsetMay 25, 2023 to Mar 27, 2024
- Custody of client assets · true to falseMay 25, 2023 to Mar 27, 2024
- Employees · 8 to 7May 25, 2023 to Mar 27, 2024
- Discretionary RAUM · $254M to $282MMay 25, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $254M to $282MMay 25, 2023 to Mar 27, 2024
- RAUM · $254M to $282MMay 25, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Jul 29, 2022 to Mar 27, 2023
- Assets in custody · $151M to $254MJul 29, 2022 to Mar 27, 2023
- Employees · 7 to 8Jul 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $203M to $254MJul 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $203M to $254MJul 29, 2022 to Mar 27, 2023
- RAUM · $203M to $254MJul 29, 2022 to Mar 27, 2023
- Advisory employees · 6 to 7May 17, 2022 to Jul 29, 2022
- Employees · 6 to 7May 17, 2022 to Jul 29, 2022
- Discretionary RAUM · $151M to $203MApr 8, 2022 to May 17, 2022
- Pooled vehicle RAUM · $151M to $203MApr 8, 2022 to May 17, 2022
- RAUM · $151M to $203MApr 8, 2022 to May 17, 2022
- Private funds · 6 to 3Mar 31, 2022 to Apr 6, 2022
Signals
1 dated events
- B••••• I••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••• I••••••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••• I••••••••• G••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- battleinvestmentgroup.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (770) 298-2905reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026