DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• H••••• C••••••
Legal name N•• H••••• C•••••• M••••••••• L•
Latest filing May 26, 2026
First filing on the tape Mar 25, 2016 · 18 filings
SEC status approved since Apr 8, 2016
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.1B as of May 26, 2026
Mar 30, 2017$228M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 30, 20170 then
Employees (5.A)18 as of May 26, 2026
Mar 30, 20179 then
Private funds11 as of May 26, 2026
Mar 30, 20172 then
RAUM +9.6% over the last fiscal year+5.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $99.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• H••••• C•••••• F••• I•• L• | Private Equity Fund | $427M | 62 | Jun 23, 2017 |
| N•• H••••• C•••••• F••• I••• L• | Private Equity Fund | $128M | 54 | Mar 30, 2021 |
| N•• H••••• M•••••• F•••••• L• | Private Equity Fund | $69.1M | 4 | Aug 29, 2024 |
| N•• H••••• C•••••• F••• I•••• L• | Private Equity Fund | $39.3M | 3 | Jun 23, 2017 |
| N•• H••••• C•••••• F••• I••••• L• | Private Equity Fund | $24.4M | 9 | Mar 30, 2021 |
| N•• H••••• M•••••• F•••• L• | Private Equity Fund | $15.9M | 14 | Aug 29, 2024 |
| N•• H••••• C•••••• F•••• L• | Private Equity Fund | $5.0M | 54 | Mar 27, 2014 |
| N•• H••••• A••••••••• L•• | Private Equity Fund | $562,277 | 11 | Mar 30, 2023 |
| N•• H••••• C•••••• F•••••• L• | Private Equity Fund | $71,744 | 7 | Mar 25, 2015 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• T•••••• J••••• · Partner And Elected Manager, N•• H••••• C••••••controlsince 03/2013 · owns 50% to 75%
- L•••• E•••••• M•••••• · Partner And Elected Manager, N•• H••••• C••••••controlsince 03/2013 · owns 25% to 50%
- M•••••• M•••• J••• · Chief Compliance Officer & Chief Financial Officersince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
- N•• H••••• C•••••• F••• G•• L•pooled vehicle sponsory
- N•• H••••• C•••••• F••• I• G•• L•pooled vehicle sponsory
- N•• H••••• C•••••• F••• I•• G•• L•pooled vehicle sponsory
- N•• H••••• M•••••• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 11Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 11Mar 31, 2025 to Mar 31, 2026
- Private funds · 9 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $998M to $1.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $998M to $1.1BMar 31, 2025 to Mar 31, 2026
- RAUM · $998M to $1.1BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 16 to 15Aug 29, 2024 to Mar 31, 2025
- Employees · 19 to 18Aug 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $973M to $998MAug 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $973M to $998MAug 29, 2024 to Mar 31, 2025
- RAUM · $973M to $998MAug 29, 2024 to Mar 31, 2025
- Accounts · 7 to 9Mar 30, 2024 to Aug 29, 2024
- Advisory employees · 15 to 16Mar 30, 2024 to Aug 29, 2024
- Pooled vehicle clients · 7 to 9Mar 30, 2024 to Aug 29, 2024
- Employees · 20 to 19Mar 30, 2024 to Aug 29, 2024
- Private funds · 7 to 9Mar 30, 2024 to Aug 29, 2024
- Discretionary RAUM · $901M to $973MMar 30, 2024 to Aug 29, 2024
- Pooled vehicle RAUM · $901M to $973MMar 30, 2024 to Aug 29, 2024
- RAUM · $901M to $973MMar 30, 2024 to Aug 29, 2024
- Discretionary RAUM · $922M to $901MMar 30, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $922M to $901MMar 30, 2023 to Mar 30, 2024
- RAUM · $922M to $901MMar 30, 2023 to Mar 30, 2024
- Accounts · 6 to 7Feb 6, 2023 to Mar 30, 2023
- Pooled vehicle clients · 6 to 7Feb 6, 2023 to Mar 30, 2023
- Employees · 19 to 20Feb 6, 2023 to Mar 30, 2023
- Private funds · 6 to 7Feb 6, 2023 to Mar 30, 2023
- Discretionary RAUM · $840M to $922MFeb 6, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $840M to $922MFeb 6, 2023 to Mar 30, 2023
- RAUM · $840M to $922MFeb 6, 2023 to Mar 30, 2023
- Advisory employees · 13 to 15Mar 30, 2021 to Mar 29, 2022
- Employees · 14 to 19Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $890M to $840MMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $890M to $840MMar 30, 2021 to Mar 29, 2022
- RAUM · $890M to $840MMar 30, 2021 to Mar 29, 2022
- Accounts · 4 to 6Jan 27, 2021 to Mar 30, 2021
- Advisory employees · 11 to 13Jan 27, 2021 to Mar 30, 2021
- Pooled vehicle clients · 4 to 6Jan 27, 2021 to Mar 30, 2021
- Employees · 12 to 14Jan 27, 2021 to Mar 30, 2021
- Private funds · 4 to 6Jan 27, 2021 to Mar 30, 2021
Signals
3 dated events
- John Mark Morgan (Chief Compliance Officer & Chief Financial Officer) appeared on Schedule A of N•• H••••• C••••••Feb 6, 2023 · Control person joined · fact
- N•• H••••• C•••••• reported RAUM $890.5M, up 75% from $510.0M (2021-01-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- N•• H••••• C•••••• filed its initial SEC registration (Form ADV)Mar 25, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•• H••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- N•• H••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- NEWH•••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-876-8605reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026