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Former SEC-registered adviser

L••••••••• C•••••• P•••••••

Former SEC-registered adviserNew York, New YorkCRD 283374SEC 801-107513IAPD
Legal name L••••••••• C•••••• P••••••• L••
Latest filing Nov 1, 2022
First filing on the tape Mar 22, 2016 · 14 filings
RAUM
$100M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$100M as of Apr 1, 2022
Mar 10, 2017$100M then
HNW client RAUM$0 as of Apr 1, 2022
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2022
Mar 10, 20170 then
Employees (5.A)4 as of Apr 1, 2022
Mar 10, 20174 then
Private funds1 as of Mar 31, 2021
Mar 30, 20191 then
RAUM -26% over the last fiscal year-34% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 1, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$77.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$100M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$77.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••••• L••no longer reportedPrivate Equity Fund$96.0M1Mar 30, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• E•••••• A••• · Managing Membercontrol
        since 12/2014 · owns 25% to 50%
      • B••••• J••••• C•••••• · Managing Member / Ccocontrol
        since 12/2014 · owns 25% to 50%
      • G••••••• R••••••• A••••• · Managing Membercontrol
        since 12/2014 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $96.9M to $77.0M
        Nov 9, 2021 to Apr 1, 2022
      • Non-discretionary RAUM · $135M to $100M
        Nov 9, 2021 to Apr 1, 2022
      • Pooled vehicle RAUM · $135M to $100M
        Nov 9, 2021 to Apr 1, 2022
      • RAUM · $135M to $100M
        Nov 9, 2021 to Apr 1, 2022
      • Private funds · 1 to unset
        Mar 31, 2021 to Nov 9, 2021
      • Assets in custody · $96.0M to $96.9M
        Mar 31, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $350M to $135M
        Mar 31, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $350M to $135M
        Mar 31, 2020 to Mar 30, 2021
      • RAUM · $350M to $135M
        Mar 31, 2020 to Mar 30, 2021
      • Assets in custody · $137M to $96.0M
        Mar 30, 2019 to Mar 31, 2020
      • Advisory employees · 3 to 4
        Sep 6, 2018 to Mar 30, 2019
      • Assets in custody · $200M to $137M
        Sep 6, 2018 to Mar 30, 2019
      • Employees · 3 to 4
        Sep 6, 2018 to Mar 30, 2019
      • Private funds · unset to 1
        Sep 6, 2018 to Mar 30, 2019
      • Non-discretionary RAUM · $200M to $350M
        Sep 6, 2018 to Mar 30, 2019
      • Pooled vehicle RAUM · $200M to $350M
        Sep 6, 2018 to Mar 30, 2019
      • RAUM · $200M to $350M
        Sep 6, 2018 to Mar 30, 2019
      • Advisory employees · 4 to 3
        Mar 30, 2018 to Sep 6, 2018
      • Custody of client assets · false to true
        Mar 30, 2018 to Sep 6, 2018
      • Employees · 4 to 3
        Mar 30, 2018 to Sep 6, 2018
      • Accounts · 2 to 1
        Apr 13, 2017 to Mar 30, 2018
      • Charity clients · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Corporate clients · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • HNW clients · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Individual clients · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 1.0
        Apr 13, 2017 to Mar 30, 2018
      • Assets in custody · unset to 200000000.0
        Apr 13, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 0.0
        Apr 13, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 200000000.0
        Apr 13, 2017 to Mar 30, 2018
      • Accounts · 1 to 2
        Mar 10, 2017 to Apr 13, 2017
      • Assets in custody · 100000000.0 to unset
        Mar 10, 2017 to Apr 13, 2017
      • Non-discretionary RAUM · $100M to $200M
        Mar 10, 2017 to Apr 13, 2017
      • RAUM · $100M to $200M
        Mar 10, 2017 to Apr 13, 2017
      • Accounts · unset to 1.0
        Mar 28, 2016 to Jul 12, 2016
      • Assets in custody · unset to 100000000.0
        Mar 28, 2016 to Jul 12, 2016
      • Financial planning clients · unset to 0
        Mar 28, 2016 to Jul 12, 2016
      Signals
      3 dated events
      • L••••••••• C•••••• P••••••• reported RAUM $135.0M, down 61% from $350.0M (2020-03-31 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • L••••••••• C•••••• P••••••• reported RAUM $350.0M, up 75% from $200.0M (2018-09-06 to 2019-03-30)
        Mar 30, 2019 · RAUM change · derived
      • L••••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)
        Mar 22, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026