DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
P•••••••• M••••••••• L••
Latest filing Apr 29, 2025
First filing on the tape Mar 31, 2016 · 11 filings
SEC status approved since Apr 22, 2016
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$166M as of Apr 29, 2025
Mar 28, 2017$158M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2025
Mar 28, 20170 then
Employees (5.A)3 as of Apr 29, 2025
Mar 28, 20174 then
Private funds5 as of Apr 29, 2025
Mar 28, 20174 then
RAUM +13% over the last fiscal year+2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$166M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• G••••• C•••••• I•• L••• | Private Equity Fund | $91.1M | 57 | Mar 31, 2016 |
| P•••••••• V•••••••• L••• | Venture Capital Fund | $38.6M | 53 | Mar 31, 2016 |
| P•••••••• Q•••••••• I••••••••• L••• | Venture Capital Fund | $10.4M | 5 | Mar 31, 2016 |
| P•••••••• N••••••••• I••••••••• L••• | Venture Capital Fund | $278,367 | 3 | Mar 31, 2016 |
| P•••••••• G••••• C•••••• I••• L• | Private Equity Fund | $77,312 | 12 | Mar 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• P•••• N••••••• · Managing Partnercontrolsince 09/2001 · owns less than 5%
- R••••••••• A•••••• N•••••• · Managing Partner-Chief Compliance Officercontrolsince 08/2015 · owns less than 5%
- D•••••••• P•••• N••••••• · Sole Membercontrolsince 09/2001 · owns 75% or more of V••••••• I••••••••• L••
- R••••••••• A•••••• N•••••• · Sole Membercontrolsince 08/2015 · owns 75% or more of K•••••• L••
Entity owners
- K•••••• L•• · Ownerdirect · owns 50% to 75%
- V••••••• I••••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- P•••••••• G••••• C•••••• I••• L••pooled vehicle sponsorcustodiann
- P•••••••• G••••• C••••••• L••pooled vehicle sponsorcustodiann
- P•••••••• V••••••• P•••••••• L••pooled vehicle sponsorcustodiann
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 25, 2024 to Apr 29, 2025
- Assets in custody · unset to 0.0Mar 25, 2024 to Apr 29, 2025
- Custody of client assets · false to trueMar 25, 2024 to Apr 29, 2025
- Employees · 4 to 3Mar 25, 2024 to Apr 29, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Apr 29, 2025
- Discretionary RAUM · $147M to $166MMar 25, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $147M to $166MMar 25, 2024 to Apr 29, 2025
- RAUM · $147M to $166MMar 25, 2024 to Apr 29, 2025
- Related adviser · false to trueMar 25, 2024 to Apr 29, 2025
- Accounts · 4 to 5Mar 23, 2023 to Mar 25, 2024
- Advisory employees · 5 to 4Mar 23, 2023 to Mar 25, 2024
- Pooled vehicle clients · 4 to 5Mar 23, 2023 to Mar 25, 2024
- Employees · 5 to 4Mar 23, 2023 to Mar 25, 2024
- Private funds · 4 to 5Mar 23, 2023 to Mar 25, 2024
- Discretionary RAUM · $135M to $147MMar 23, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $135M to $147MMar 23, 2023 to Mar 25, 2024
- RAUM · $135M to $147MMar 23, 2023 to Mar 25, 2024
- Advisory employees · 4 to 5Mar 30, 2022 to Mar 23, 2023
- Discretionary RAUM · $153M to $135MMar 30, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $153M to $135MMar 30, 2022 to Mar 23, 2023
- RAUM · $153M to $135MMar 30, 2022 to Mar 23, 2023
- Advisory employees · 3 to 4Mar 29, 2021 to Mar 30, 2022
- Employees · 4 to 5Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $125M to $153MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $125M to $153MMar 29, 2021 to Mar 30, 2022
- RAUM · $125M to $153MMar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $161M to $125MMar 31, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $161M to $125MMar 31, 2020 to Mar 29, 2021
- RAUM · $161M to $125MMar 31, 2020 to Mar 29, 2021
- Other offices · 1 to 0Mar 26, 2019 to Mar 31, 2020
- Discretionary RAUM · $167M to $161MMar 26, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $167M to $161MMar 26, 2019 to Mar 31, 2020
- RAUM · $167M to $161MMar 26, 2019 to Mar 31, 2020
- Employees · 5 to 4Mar 27, 2018 to Mar 26, 2019
- Discretionary RAUM · $153M to $167MMar 27, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $153M to $167MMar 27, 2018 to Mar 26, 2019
- RAUM · $153M to $167MMar 27, 2018 to Mar 26, 2019
- Advisory employees · 2 to 3Mar 28, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 4.0Mar 28, 2017 to Mar 27, 2018
- Employees · 4 to 5Mar 28, 2017 to Mar 27, 2018
Signals
3 dated events
- P•••••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-02-02, RAUM $166.3M)Mar 2, 2026 · Left the SEC roster · derived
- Howard Jeffrey Anderson (Partner) no longer on Schedule A of P•••••••• M••••••••• L•• (listed 2023-03-23, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- P•••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••••• M••••••••• L•• · Private Equityshared crd · organization
- P•••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/palisades-growth-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P••••••••G•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026