DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
O••••••• P••••••• I••••••••• M••••••••• L••
Latest filing May 20, 2024
First filing on the tape Jun 28, 2019 · 14 filings
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
$161M gross assets
History
14 filings and snapshots on the tape
RAUM$161M as of Mar 29, 2024
Mar 24, 2020$294M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 24, 20200 then
Employees (5.A)11 as of Mar 29, 2024
Mar 24, 20207 then
Private funds10 as of Mar 29, 2024
Mar 24, 20209 then
RAUM -29% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$161M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••••• P••••••• I• A•• L• | Private Equity Fund | $45.4M | 1 | Mar 31, 2021 |
| O••••••• P••••••• I•• L• | Private Equity Fund | $41.4M | 33 | Mar 29, 2019 |
| O••••••• P••••••• I••• L• | Private Equity Fund | $19.2M | 17 | Mar 31, 2023 |
| O••••••• P••••••• S••• L• | Private Equity Fund | $13.0M | 7 | Mar 31, 2016 |
| O••••••• P••••••• Z•• L•no longer reported | Private Equity Fund | $9.6M | 11 | Mar 29, 2019 |
| O••••••• P••••••• I• Z•• L• | Private Equity Fund | $9.0M | 23 | Mar 31, 2021 |
| O••••••• P•••••••• L• | Private Equity Fund | $5.0M | 37 | Mar 31, 2016 |
| O••••••• P••••••• C••• L•no longer reported | Private Equity Fund | $4.6M | 4 | Mar 29, 2019 |
| O••••••• P••••••• I• C•••••• L•• | Private Equity Fund | $3.5M | 9 | Jun 28, 2019 |
| O••••••• C••• L• | Private Equity Fund | $414,950 | 2 | Jun 28, 2019 |
| O••••••• P••• L• | Private Equity Fund | $334,977 | 3 | Jun 28, 2019 |
| O••••••• P••••••• I••• L• | Private Equity Fund | $140,085 | 1 | Mar 17, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••• · Senior Managementcontrolsince 08/2015 · owns less than 5%
- G••••• R•••• · Senior Managementcontrolsince 08/2015 · owns less than 5%
- L••••••• J••••• D•••• · Senior Managementcontrolsince 08/2018 · owns less than 5%
- L••• B••••• S•••• H•• · Senior Managementcontrolsince 08/2015 · owns less than 5%
- S•••••••• D••••••••• B••••• · Senior Managementcontrolsince 03/2017 · owns less than 5%
- G••••• R•••• · Membercontrolsince 09/2015 · owns 75% or more of O••••••• G••••• L••
- G•••••• M••••• B•••• · Chief Compliance Officersince 01/2023 · owns less than 5%
Entity owners
- O••••••• G••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- O••••••• P••••••• G•• L••pooled vehicle sponsorn
- O••••••• P••••••• I• G•• L••pooled vehicle sponsorn
- O••••••• P••••••• I•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $228M to $161MMay 2, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $228M to $161MMay 2, 2023 to Mar 29, 2024
- RAUM · $228M to $161MMay 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $261M to $228MFeb 23, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $261M to $228MFeb 23, 2023 to Mar 31, 2023
- RAUM · $261M to $228MFeb 23, 2023 to Mar 31, 2023
- Accounts · 11 to 10Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 4 to 5Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 11 to 10Mar 31, 2021 to Mar 31, 2022
- Assets in custody · unset to 0.0Mar 31, 2021 to Mar 31, 2022
- Custody of client assets · false to trueMar 31, 2021 to Mar 31, 2022
- Employees · 10 to 11Mar 31, 2021 to Mar 31, 2022
- Private funds · 11 to 10Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $301M to $261MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $301M to $261MMar 31, 2021 to Mar 31, 2022
- RAUM · $301M to $261MMar 31, 2021 to Mar 31, 2022
- Accounts · 9 to 11Dec 1, 2020 to Mar 31, 2021
- Advisory employees · 5 to 4Dec 1, 2020 to Mar 31, 2021
- Pooled vehicle clients · 9 to 11Dec 1, 2020 to Mar 31, 2021
- Employees · 7 to 10Dec 1, 2020 to Mar 31, 2021
- Private funds · 9 to 11Dec 1, 2020 to Mar 31, 2021
- Discretionary RAUM · $294M to $301MDec 1, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $294M to $301MDec 1, 2020 to Mar 31, 2021
- RAUM · $294M to $301MDec 1, 2020 to Mar 31, 2021
- Private funds · 18 to 9Jun 28, 2019 to Mar 24, 2020
- Discretionary RAUM · $309M to $294MJun 28, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $309M to $294MJun 28, 2019 to Mar 24, 2020
- RAUM · $309M to $294MJun 28, 2019 to Mar 24, 2020
Signals
2 dated events
- Jane Stefanie Little (Chief Compliance Officer) no longer on Schedule A of O••••••• P••••••• I••••••••• M••••••••• L•• (listed 2022-09-09, absent 2022-11-10)Nov 10, 2022 · Control person left · inference
- O••••••• P••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••••• P••••••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O••••••• P••••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
- O••••••• P••••••• I••••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/orthogon-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- orthogon.partnersreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026