DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C• G••••• C•••••• M••••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Sep 29, 2017 · 25 filings
SEC status approved since Oct 27, 2017
RAUM
$529M
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
9.1%
$48.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$529M as of Jul 30, 2026
Mar 29, 2018$383M then
HNW client RAUM$48.4M as of Jul 30, 2026
Mar 29, 2018$383M then
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 29, 20180 then
Employees (5.A)5 as of Jul 30, 2026
Mar 29, 20182 then
Private funds1 as of Jul 30, 2026
Mar 31, 20211 then
RAUM +7.9% over the last fiscal year+5.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.0MderivedHNW RAUM over HNW clients
- Average account
- $11.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 62%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$445M84%
- High-net-worth individuals$48.4M9.1%
- Pooled investment vehicles$35.5M6.7%
- Individual clients
- n/areported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.09 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• F••• 2••no longer reported | Private Equity Fund | $240M | 1 | Mar 30, 2017 |
| S••••••••no longer reported | Other Private Fund | $130M | 1 | Jun 28, 2017 |
| V••••••••no longer reported | Other Private Fund | $111M | 1 | Jun 28, 2017 |
| F••••• F••• 1••no longer reported | Other Private Fund | $90.0M | 4 | Apr 14, 2016 |
| I••••••••no longer reported | Other Private Fund | $40.0M | 1 | Jun 28, 2017 |
| V••••••••no longer reported | Other Private Fund | $40.0M | 1 | Jun 28, 2017 |
| C• S•••••• O••••••••• I• L• | Private Equity Fund | $36.2M | 27 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• P•••• · Partnercontrolsince 09/2014 · owns less than 5%
- H••••••• M••••• A•••••••• · Partner, Chief Investment Officer, Chief Compliance Officercontrolsince 09/2014 · owns less than 5%
- C••••••••• P•••• · Membercontrolsince 05/2017 · owns 50% to 75% of C• G••••• H•••••••• L••
- H••••••• M••••• A•••••••• · Membercontrolsince 05/2017 · owns 50% to 75% of C• G••••• H•••••••• L••
Entity owners
- C• G••••• H•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C• S•••••• O••••••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 43 to 48Jun 27, 2025 to Mar 31, 2026
- Corporate clients · 12 to 14Jun 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $341M to $326MJun 27, 2025 to Mar 31, 2026
- HNW RAUM · $47.2M to $48.4MJun 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $149M to $203MJun 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $36.0M to $35.5MJun 27, 2025 to Mar 31, 2026
- RAUM · $491M to $529MJun 27, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Jun 27, 2025
- Accounts · 33 to 43Dec 3, 2024 to Mar 27, 2025
- Advisory employees · 6 to 5Dec 3, 2024 to Mar 27, 2025
- Corporate clients · 10 to 12Dec 3, 2024 to Mar 27, 2025
- HNW clients · 7 to 8Dec 3, 2024 to Mar 27, 2025
- Employees · 6 to 5Dec 3, 2024 to Mar 27, 2025
- Discretionary RAUM · $344M to $341MDec 3, 2024 to Mar 27, 2025
- HNW RAUM · $41.6M to $47.2MDec 3, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $120M to $149MDec 3, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $36.2M to $36.0MDec 3, 2024 to Mar 27, 2025
- RAUM · $464M to $491MDec 3, 2024 to Mar 27, 2025
- Advisory employees · 5 to 6May 8, 2023 to Mar 28, 2024
- Corporate clients · 9 to 10May 8, 2023 to Mar 28, 2024
- Employees · 5 to 6May 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $257M to $344MMay 8, 2023 to Mar 28, 2024
- HNW RAUM · $37.9M to $41.6MMay 8, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $195M to $120MMay 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $40.6M to $36.2MMay 8, 2023 to Mar 28, 2024
- RAUM · $451M to $464MMay 8, 2023 to Mar 28, 2024
- Accounts · 28 to 33Jul 5, 2022 to Mar 28, 2023
- Corporate clients · 8 to 9Jul 5, 2022 to Mar 28, 2023
- HNW clients · unset to 7.0Jul 5, 2022 to Mar 28, 2023
- Discretionary RAUM · $260M to $257MJul 5, 2022 to Mar 28, 2023
- HNW RAUM · $30.1M to $37.9MJul 5, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $192M to $195MJul 5, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $46.1M to $40.6MJul 5, 2022 to Mar 28, 2023
- RAUM · $452M to $451MJul 5, 2022 to Mar 28, 2023
- Accounts · 17 to 28Jun 29, 2021 to Mar 31, 2022
- Advisory employees · 3 to 5Jun 29, 2021 to Mar 31, 2022
- Employees · 3 to 5Jun 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $174M to $260MJun 29, 2021 to Mar 31, 2022
- HNW RAUM · unset to 30059600.0Jun 29, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $208M to $192MJun 29, 2021 to Mar 31, 2022
Signals
1 dated events
- C• G••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C• G••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C• G••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- C• G••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ch-global-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- chglobalcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-350-0341reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026