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E•••••••• C••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Mount Kisco, New York

Asset manager (funds and pooled vehicles), based in Mount Kisco, New York, reporting $278M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $278M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +15%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +15% over the last fiscal year, to $278M.
2026-03-30
RAUM a year earlier $242MRAUM now $278M
1 published business contact point is on record, each with its source.
Contact points 1

Every filed figure, and the identifiersCRD 283465 · SEC 801-119072 · 9 filingsShow

CRD 283465SEC 801-119072First filing on the tape Jun 16, 2020, latest Mar 30, 2026SEC status approved since Jul 21, 2020IAPD

RAUM

$278M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$278M as of Mar 30, 2026

Mar 19, 2021$352M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 19, 20210 then

Employees (5.A)4 as of Mar 30, 2026

Mar 19, 20214 then

Private funds2 as of Mar 30, 2026

Mar 19, 20212 then

RAUM +15% over the last fiscal year-4.4% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $139MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +15%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $278M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$278M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $278M for 2 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E•••••••• L••• O••• V•••• F•••• L•	Hedge Fund	$233M	13	Mar 29, 2016
E•••••••• V•••• F•••• L•	Hedge Fund	$45.8M	38	Mar 29, 2016

Owners and control persons

Schedule A and B, latest filing

B•••••• J•••••••• B•••• · Managing Membercontrol
since 11/2011 · owns 75% or more
G•••••• M••••• M••• · Chief Compliance Officer; Chief Operating Officercontrol
since 03/2016 · owns less than 5%

Related persons

Schedule D 7.A

E•••••••• C•••••• P•••••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $242M to $278M
Mar 21, 2025 to Mar 30, 2026
Discretionary RAUM · $242M to $278M
Mar 21, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $242M to $278M
Mar 21, 2025 to Mar 30, 2026
RAUM · $242M to $278M
Mar 21, 2025 to Mar 30, 2026
Assets in custody · $265M to $242M
Mar 27, 2024 to Mar 21, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 21, 2025
Discretionary RAUM · $265M to $242M
Mar 27, 2024 to Mar 21, 2025
Pooled vehicle RAUM · $265M to $242M
Mar 27, 2024 to Mar 21, 2025
RAUM · $265M to $242M
Mar 27, 2024 to Mar 21, 2025
Assets in custody · $319M to $265M
Mar 27, 2023 to Mar 27, 2024
Discretionary RAUM · $319M to $265M
Mar 27, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $319M to $265M
Mar 27, 2023 to Mar 27, 2024
RAUM · $319M to $265M
Mar 27, 2023 to Mar 27, 2024
Advisory employees · 4 to 3
Mar 29, 2022 to Mar 27, 2023
Assets in custody · $366M to $319M
Mar 29, 2022 to Mar 27, 2023
Employees · 5 to 4
Mar 29, 2022 to Mar 27, 2023
Discretionary RAUM · $366M to $319M
Mar 29, 2022 to Mar 27, 2023
Pooled vehicle RAUM · $366M to $319M
Mar 29, 2022 to Mar 27, 2023
RAUM · $366M to $319M
Mar 29, 2022 to Mar 27, 2023
Advisory employees · 3 to 4
Mar 19, 2021 to Mar 29, 2022
Assets in custody · $352M to $366M
Mar 19, 2021 to Mar 29, 2022
Employees · 4 to 5
Mar 19, 2021 to Mar 29, 2022
Discretionary RAUM · $352M to $366M
Mar 19, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $352M to $366M
Mar 19, 2021 to Mar 29, 2022
RAUM · $352M to $366M
Mar 19, 2021 to Mar 29, 2022
Advisory employees · 2 to 3
Jul 22, 2020 to Mar 19, 2021
Assets in custody · $185M to $352M
Jul 22, 2020 to Mar 19, 2021
Employees · 3 to 4
Jul 22, 2020 to Mar 19, 2021
Discretionary RAUM · $185M to $352M
Jul 22, 2020 to Mar 19, 2021
Pooled vehicle RAUM · $185M to $352M
Jul 22, 2020 to Mar 19, 2021
RAUM · $185M to $352M
Jul 22, 2020 to Mar 19, 2021
Private funds · 4 to 2
Jun 16, 2020 to Jul 17, 2020

Signals

3 dated events

••• Locked
Mar 19, 2021 · RAUM change · derived
••• Locked
Jul 17, 2020 · ria registration change · fact
••• Locked
Jun 16, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

E•••••••• C••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026