DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• P•••••••• L••
Latest filing Aug 3, 2026
First filing on the tape Apr 16, 2018 · 32 filings
SEC status approved since May 14, 2018
RAUM
$960M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$941M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$960M as of Aug 3, 2026
Jan 30, 2019$165M then
HNW client RAUM$866M as of Aug 3, 2026
Jan 30, 2019$157M then
State-registered IARs (5.B.3)7 as of Aug 3, 2026
Jan 30, 20194 then
Employees (5.A)7 as of Aug 3, 2026
Jan 30, 20194 then
Private funds: no history
RAUM +40% over the last fiscal year+26% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.4MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$866M90%
- Individuals$75.3M7.8%
- Corporations and businesses$16.9M1.8%
- Pension and profit-sharing plans$1.2M0.1%
- Charitable organizations$660,7000.1%
- Individual clients
- 151reported
- HNW clients
- 103reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 958reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• G••••••• B•••• | Brentwood, Tn | May 18, 2016 | 25 y | 0 |
| A•••• D••• P••• | Brentwood, Tn | Sep 26, 2016 | 29 y | 0 |
| J••• K•••••• C•••••••Chartered Financial Analyst | Brentwood, Tn | Apr 28, 2017 | 14 y | 0 |
| J••••• M•••••• B•••• | Brentwood, Tn | Jun 18, 2019 | 18 y | 0 |
| T•••• A••••• C•••• | Brentwood, Tn | Dec 2, 2021 | 15 y | 0 |
| J•••• G• B•••• | Brentwood, Tn | Apr 5, 2022 | 10 y | 0 |
| N•••••••• M• S••• | Brentwood, Tn | Apr 22, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• G••••••• · Ceocontrolsince 10/2015 · owns 50% to 75%
- C•••••••• J•••• K•••••• · Coo/Ccocontrolsince 10/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brentwood, Tn · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 3, 2026C•••••••• J•••• K•••••• (COO/CCO) left Schedule A between the filings of 2018-04-16 and 2026-08-03peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 950 to 958Feb 3, 2026 to Aug 3, 2026
- HNW clients · 100 to 103Feb 3, 2026 to Aug 3, 2026
- Individual clients · 143 to 151Feb 3, 2026 to Aug 3, 2026
- Discretionary RAUM · $868M to $927MFeb 3, 2026 to Aug 3, 2026
- HNW RAUM · $810M to $866MFeb 3, 2026 to Aug 3, 2026
- Individual RAUM · $69.5M to $75.3MFeb 3, 2026 to Aug 3, 2026
- Non-discretionary RAUM · $29.0M to $32.8MFeb 3, 2026 to Aug 3, 2026
- Pension RAUM · $1.2M to $1.2MFeb 3, 2026 to Aug 3, 2026
- RAUM · $897M to $960MFeb 3, 2026 to Aug 3, 2026
- HNW clients · 96 to 100Dec 8, 2025 to Jan 27, 2026
- Financial planning clients · 101-250 to 51-100Dec 8, 2025 to Jan 27, 2026
- Discretionary RAUM · $820M to $868MDec 8, 2025 to Jan 27, 2026
- HNW RAUM · $766M to $810MDec 8, 2025 to Jan 27, 2026
- Individual RAUM · $65.3M to $69.5MDec 8, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $27.1M to $29.0MDec 8, 2025 to Jan 27, 2026
- Pension RAUM · $1.2M to $1.2MDec 8, 2025 to Jan 27, 2026
- RAUM · $847M to $897MDec 8, 2025 to Jan 27, 2026
- Accounts · 859 to 950Feb 27, 2025 to Dec 8, 2025
- Corporate clients · 0 to 2Feb 27, 2025 to Dec 8, 2025
- HNW clients · 105 to 96Feb 27, 2025 to Dec 8, 2025
- Individual clients · 131 to 143Feb 27, 2025 to Dec 8, 2025
- Pension plan clients · 0 to 1Feb 27, 2025 to Dec 8, 2025
- Discretionary RAUM · $662M to $820MFeb 27, 2025 to Dec 8, 2025
- HNW RAUM · $655M to $766MFeb 27, 2025 to Dec 8, 2025
- Individual RAUM · $29.5M to $65.3MFeb 27, 2025 to Dec 8, 2025
- Non-discretionary RAUM · $23.7M to $27.1MFeb 27, 2025 to Dec 8, 2025
- Pension RAUM · $0 to $1.2MFeb 27, 2025 to Dec 8, 2025
- RAUM · $685M to $847MFeb 27, 2025 to Dec 8, 2025
- Financial planning clients · 101-250 to 101-250Jan 22, 2025 to Feb 27, 2025
- Accounts · 738 to 859Apr 26, 2024 to Jan 22, 2025
- HNW clients · 87 to 105Apr 26, 2024 to Jan 22, 2025
- Individual clients · 113 to 131Apr 26, 2024 to Jan 22, 2025
- Discretionary RAUM · $539M to $662MApr 26, 2024 to Jan 22, 2025
- HNW RAUM · $521M to $655MApr 26, 2024 to Jan 22, 2025
- Individual RAUM · $36.7M to $29.5MApr 26, 2024 to Jan 22, 2025
- Non-discretionary RAUM · $19.1M to $23.7MApr 26, 2024 to Jan 22, 2025
- RAUM · $558M to $685MApr 26, 2024 to Jan 22, 2025
- Advisory employees · 6 to 7Jan 16, 2024 to Apr 26, 2024
- Employees · 6 to 7Jan 16, 2024 to Apr 26, 2024
- State-registered IARs · 6 to 7Jan 16, 2024 to Apr 26, 2024
Signals
2 dated events
- T••••••••• P•••••••• L•• reported RAUM $453.3M, up 32% from $342.8M (2021-12-03 to 2021-12-13)Dec 13, 2021 · RAUM change · derived
- T••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Apr 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••••••• P•••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@tranquilitypartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 615-432-5370reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- tranquilitypartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-432-5370reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- tranquilitypartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tranquilitypartners.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026